-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Fkv9SCn/xWSwLFyTioHUoMIs0y+dCBxpWX6QFYNUgebVDtDi1yUhfGDk+WpwEOCn fpkMeHUSjM8Xi056KPHU6g== 0000884306-08-000003.txt : 20080731 0000884306-08-000003.hdr.sgml : 20080731 20080731110548 ACCESSION NUMBER: 0000884306-08-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080630 FILED AS OF DATE: 20080731 DATE AS OF CHANGE: 20080731 EFFECTIVENESS DATE: 20080731 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KOPP INVESTMENT ADVISORS LLC CENTRAL INDEX KEY: 0000884306 IRS NUMBER: 411663810 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03099 FILM NUMBER: 08980851 BUSINESS ADDRESS: STREET 1: 7701 FRANCE AVENUE SOUTH STREET 2: STE 500 CITY: EDINA STATE: MN ZIP: 55435 BUSINESS PHONE: 9528410400 MAIL ADDRESS: STREET 1: 7701 FRANCE AVENUE SOUTH STREET 2: STE 500 CITY: EDINA STATE: MN ZIP: 55435 13F-HR 1 k13f-063008.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 06/30/08 Check here if Amendment [ ] ; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Kopp Investment Advisors, LLC Address: 7701 France Ave. So., Suite 500 Edina, MN 55435 Form 13F File Number: 28-03099 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: John P. Flakne Title: Chief Financial Officer Phone: (952) 841-0400 Signature, Place and Date of Signing: Edina, MN 07/31/08 Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 126 Form 13F Information Table Value Total: $ 435,716 (thousands) List of Other Included Managers: NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- SPDR Trust Ser 1 78462F103 672 5250 SH OTHER 5250 ADC Telecomm COM 000886309 8788 595000 SH DEFINED 595000 17033 1153236 SH OTHER 1129766 23470 Adept Tech Inc. COM 006854202 6021 624600 SH DEFINED 624600 6870 712690 SH OTHER 707490 5200 Angiodynamics COM 03475V101 8927 655445 SH OTHER 599574 55871 Array Biopharma Inc. COM 04269X105 1598 340000 SH DEFINED 340000 6186 1316135 SH OTHER 1171260 144875 Bookham Inc. COM 09856E105 338 200000 SH DEFINED 200000 1180 698410 SH OTHER 669010 29400 Caliper Life Sciences COM 130872104 1036 400000 SH DEFINED 400000 5229 2018959 SH OTHER 1810659 208300 Callidus Software COM 13123E500 4662 932424 SH OTHER 836300 96124 Cell Genesys Inc. COM 150921104 5119 1969000 SH DEFINED 1969000 6082 2339268 SH OTHER 2237118 102150 Cepheid Inc. COM 15670R107 2414 85850 SH OTHER 85400 450 Comverge Inc. COM 205859101 5934 424475 SH OTHER 382150 42325 Cybersource Corp. COM 23251j106 2772 165696 SH OTHER 154363 11333 Dexcom Inc. COM 252131107 150 24900 SH OTHER 24900 Durect Corp. COM 266605104 1174 320000 SH DEFINED 320000 6512 1774380 SH OTHER 1563955 210425 Emcore Corp. COM 290846104 12520 2000000 SH DEFINED 2000000 13364 2134749 SH OTHER 2009624 125125 Entertainment Distribution COM 29382J105 98 200000 SH DEFINED 200000 50 103000 SH OTHER 103000 Epicor Software Corp. COM 29426L108 9197 1331000 SH DEFINED 1331000 2455 355300 SH OTHER 353700 1600 Extreme Networks COM 30226D106 43 15000 SH DEFINED 15000 6362 2240100 SH OTHER 1981200 258900 Finisar Corp. COM 31787A101 2648 2225000 SH DEFINED 2225000 8097 6804610 SH OTHER 6180860 623750 Harmonic Inc. COM 413160102 5295 556760 SH OTHER 488860 67900 Harris Stratex Networks COM 41457P106 3049 321250 SH DEFINED 321250 4587 483344 SH OTHER 446744 36600 Harvard Bioscience COM 416906105 2325 500000 SH DEFINED 500000 2318 498480 SH OTHER 450180 48300 Indevus Pharmaceuticals COM 454072109 757 482210 SH OTHER 423360 58850 Iris Intl Inc COM 46270W105 2191 140000 SH DEFINED 140000 15345 980510 SH OTHER 888810 91700 Isis Pharmaceuticals COM 464330109 136 10000 SH OTHER 10000 Medarex Inc. COM 583916101 6412 970000 SH DEFINED 970000 10481 1585615 SH OTHER 1468415 117200 Micro Component Tech COM 59479Q100 167 1665000 SH DEFINED 1665000 17 169612 SH OTHER 169612 Mindspeed Tech COM 602682106 1031 1171666 SH DEFINED 1171666 512 581832 SH OTHER 571832 10000 Monogram Biosciences COM 60975U108 9005 8186610 SH OTHER 7356210 830400 Neose Tech Inc. COM 640522108 576 1920000 SH DEFINED 1920000 411 1371129 SH OTHER 1361129 10000 Network Equipment COM 641208103 6592 1857000 SH DEFINED 1857000 8018 2258660 SH OTHER 2093860 164800 Nuvasive Inc COM 670704105 424 9500 SH DEFINED 9500 15617 349683 SH OTHER 314953 34730 Oplink Communications COM 68375Q403 2880 300000 SH DEFINED 300000 2920 304124 SH OTHER 300268 3856 PLX Technology COM 693417107 3517 461000 SH DEFINED 461000 8743 1145900 SH OTHER 1028900 117000 PMC-Sierra Inc. COM 69344F106 993 130000 SH DEFINED 130000 306 40000 SH OTHER 40000 Phase Forward Inc. COM 71721R406 14267 793928 SH OTHER 714028 79900 Phoenix Technologies COM 719153108 7550 686355 SH OTHER 609345 77010 Power Integrations COM 739276103 221 7000 SH OTHER 7000 RAE Systems COM 75061P102 2962 2071586 SH DEFINED 2071586 7384 5163510 SH OTHER 4785260 378250 RF Monolithics Inc. COM 74955F106 40 25000 SH OTHER 25000 RTI Biologics, Inc. COM 74975N105 2363 270000 SH DEFINED 270000 15056 1720630 SH OTHER 1569040 151590 Regeneron Pharma COM 75886F107 578 40000 SH DEFINED 40000 8913 617210 SH OTHER 564960 52250 Sangamo Biosciences COM 800677106 12109 1217000 SH DEFINED 1217000 16439 1652200 SH OTHER 1545950 106250 SonoSite Inc. COM 83568G104 2812 100385 SH OTHER 87335 13050 SunPower Corp. COM 867652109 4076 56620 SH OTHER 52010 4610 Sunrise Telecom COM 86769Y105 258 215000 SH DEFINED 215000 59 49500 SH OTHER 49500 Superconductor Tech COM 867931305 1849 807500 SH DEFINED 807500 534 233200 SH OTHER 233200 Synovis Life Tech COM 87162G105 5229 277680 SH OTHER 248430 29250 Tellabs Inc. COM 879664100 128 27501 SH OTHER 27501 Thoratec Corp. COM 885175307 5916 340180 SH OTHER 306030 34150 Transgenomic Inc. COM 89365K206 3854 4818000 SH DEFINED 4818000 4581 5726365 SH OTHER 5555465 170900 Verisign Inc. COM 92343E102 3260 86244 SH OTHER 74019 12225 Vitesse Semiconductor COM 928497106 4644 7256000 SH DEFINED 7256000 3639 5685550 SH OTHER 5589550 96000 3M Company 88579Y101 1558 22392 SH OTHER 19477 2915 Aflac Incorporated 001055102 341 5435 SH OTHER 5435 Allstate Corp. 020002101 1610 35315 SH OTHER 30775 4540 American Express 025816109 1299 34485 SH OTHER 30215 4270 Amgen Inc. (Calif) 031162100 341 7235 SH OTHER 7235 Bankamerica Corp 060505104 1040 43560 SH OTHER 38345 5215 Baxter International 071813109 362 5660 SH OTHER 5660 Cardinal Health 14149Y108 283 5480 SH OTHER 5480 Caterpillar Inc. 149123101 1856 25146 SH OTHER 21866 3280 Computer Sciences 205363104 305 6520 SH OTHER 6520 ConocoPhillips 20825C104 398 4220 SH OTHER 4115 105 Constellation Energy 210371100 314 3825 SH OTHER 3825 Dow Chemical Co. 260543103 1649 47235 SH OTHER 41265 5970 Entergy Corp New 29364G103 1996 16564 SH OTHER 14514 2050 Exxon Mobil 30231G102 2019 22910 SH OTHER 20290 2620 FedEx Corp. 31428X106 1513 19206 SH OTHER 16711 2495 Fifth Third Bancorp 316773100 151 14850 SH OTHER 14850 Halliburton Company 406216101 2333 43953 SH OTHER 38518 5435 Hershey Foods Corp. 427866108 283 8635 SH OTHER 8635 Home Depot Inc. 437076102 1328 56720 SH OTHER 49530 7190 Intel Corp. 458140100 633 29483 SH OTHER 29076 407 Intl. Business Machines 459200101 341 2879 SH OTHER 2879 Johnson & Johnson 478160104 1852 28780 SH OTHER 25215 3565 Johnson Controls Inc. 478366107 1607 56047 SH OTHER 49482 6565 Marriott Intl. Inc. 571903202 1289 49129 SH OTHER 42864 6265 Medtronic Inc. 585055106 267 5151 SH OTHER 5151 Merrill Lynch & Co. 590188108 891 28109 SH OTHER 24479 3630 Microsoft Corp. 594918104 447 16254 SH OTHER 15850 404 Motorola Inc. 620076109 948 129141 SH OTHER 114576 14565 Nucor Corp 670346105 1983 26559 SH OTHER 23124 3435 Pepsico Inc. 713448108 1751 27530 SH OTHER 24035 3495 Pitney Bowes Inc. 724479100 297 8715 SH OTHER 8715 Procter & Gamble 742718109 1710 28115 SH OTHER 24875 3240 Simon Property Group 828806109 423 4710 SH OTHER 4710 Texas Instruments Inc. 882508104 281 9980 SH OTHER 9980 United Tech Corp. 913017109 292 4740 SH OTHER 4740 Verizon Comm 92343V104 1666 47070 SH OTHER 41060 6010 Wal-Mart Stores Inc. 931142103 379 6735 SH OTHER 6565 170 Walt Disney 254687106 317 10165 SH OTHER 10165 Weyerhaeuser Co. 962166104 253 4945 SH OTHER 4835 110 Whirlpool Corp 963320106 229 3715 SH OTHER 3715
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