0000884300-13-000011.txt : 20130221 0000884300-13-000011.hdr.sgml : 20130221 20130221120522 ACCESSION NUMBER: 0000884300-13-000011 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130221 DATE AS OF CHANGE: 20130221 EFFECTIVENESS DATE: 20130221 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PERKINS CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0000884300 IRS NUMBER: 411501962 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-03086 FILM NUMBER: 13629421 BUSINESS ADDRESS: STREET 1: 730 EAST LAKE STREET CITY: WAYZATA STATE: MN ZIP: 55391-1769 BUSINESS PHONE: 9524738367 MAIL ADDRESS: STREET 1: 730 EAST LAKE STREET CITY: WAYZATA STATE: MN ZIP: 55391 FORMER COMPANY: FORMER CONFORMED NAME: PERKINS CAPITAL MANAGEMENT INC ET AL DATE OF NAME CHANGE: 19960212 13F-HR/A 1 q42012famend.txt 4Q12AMEMDED13F Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 31-December-2012 Check here if Amendment [ X ] ; Amendment Number: ___1_____ This Amendment (Check only one.): [ X ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manger Filing this Report: Name: Perkins Capital Management, Inc. Address: 730 East Lake Street, Wayzata, Minnesota 55391 SEC File Number: 801-22888 The institutional investment manager filing this report an the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that is understood that all required items, statements, schedules, lists and tables are considered integral parts of this form. Person signing on this Report on Behalf of Reporting Manager: Name: Richard W. Perkins Title: President/Portfolio Manager Phone: (952) 473-8367 Signature: /s/ Richard W. Perkins Place and Date of Signing: Wayzata, MN, 02/15/2013 Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- Abbott Labs COM 002824100 1407 21475.00 SH SOLE 15025.00 6450.00 Actuate Corp COM 00508B102 1564 279200.00SH SOLE 217500.00 61700.00 Aegion Corp COM 00770F104 1025 46200.00 SH SOLE 32100.00 14100.00 AFLAC Inc COM 001055102 871 16400.00 SH SOLE 11750.00 4650.00 AT & T Inc COM 00206R102 267 7912.00 SH SOLE 5912.00 2000.00 Alphatec Holdings Inc COM 02081G102 745 451650.00SH SOLE 400900.00 50750.00 Altria Group Inc COM 02209S103 385 12250.00 SH SOLE 11750.00 500.00 AlumiFuel Power Corp COM 022201107 1 7789460.00SH SOLE 3792068.00 3997392.00 American Wtr Wks Co Inc NEW COM 030420103 542 14600.00 SH SOLE 10300.00 4300.00 Appliance Recycling Ctrs Ame COM NEW 03814F205 1150 858371.00SH SOLE 629871.00 228500.00 Bacterin Intl Hldgs Inc COM 05644R101 1482 1185500.00SH SOLE 1054000.00 131500.00 Barclays Bank PLC SP ADR 7.1% PF3 06739H776 601 24000.00 SH SOLE 18500.00 5500.00 Baxter Intl Inc COM 071813109 1599 23990.00 SH SOLE 17740.00 6250.00 Bemis Inc COM 081437105 281 8400.00 SH SOLE 5850.00 2550.00 Black Diamond Inc COM 09202G101 164 20000.00 SH SOLE 20000.00 Bridgeline Digital Inc COM 10807Q205 255 175700.00SH SOLE 155700.00 20000.00 CVS Caremark Corporation COM 126650100 805 16650.00 SH SOLE 12600.00 4050.00 Calix Inc COM 13100M509 464 60387.00 SH SOLE 25371.00 35016.00 Callidus Software Inc COM 13123E500 552 121500.00SH SOLE 106250.00 15250.00 Cardica Inc COM 14141R101 779 708532.00SH SOLE 621062.00 87470.00 Cardiome Pharma Corp COM NEW 14159U202 27 70000.00 SH SOLE 70000.00 Cardionet Inc COM 14159L103 1943 852268.00SH SOLE 756818.00 95450.00 Cardiovascular Sys Inc Del COM 141619106 3760 299600.00SH SOLE 178050.00 121550.00 Chevron Corp NEW COM 166764100 609 5636.00 SH SOLE 4376.00 1260.00 Coleman Cable Inc COM 193459302 1109 119600.00SH SOLE 88250.00 31350.00 Computer Task Group Inc COM 205477102 2255 123700.00SH SOLE 109300.00 14400.00 Covidien PLC SHS G2554F113 378 6550.00 SH SOLE 4850.00 1700.00 CryoLife Inc COM 228903100 128 20500.00 SH SOLE 20500.00 Cytori Therapeutics Inc COM 23283K105 3029 1081833.00SH SOLE 840950.00 240883.00 Datalink Corp COM 237934104 1722 201350.00SH SOLE 136850.00 64500.00 Deluxe Corp COM 248019101 1107 34325.00 SH SOLE 26925.00 7400.00 Dexcom Inc COM 252131107 215 15800.00 SH SOLE 11200.00 4600.00 Digirad Corp COM 253827109 1045 509616.00SH SOLE 461166.00 48450.00 Donaldson Inc COM 257651109 962 29300.00 SH SOLE 15300.00 14000.00 Dot Hill Sys Corp COM 25848T109 1100 1173255.00SH SOLE 987755.00 185500.00 EDAP TMS S A COM 268311107 1493 732000.00SH SOLE 647500.00 84500.00 Ecotality Inc COM 27922Y202 167 383000.00SH SOLE 355250.00 27750.00 Electromed Inc COM 285409108 298 220400.00SH SOLE 196400.00 24000.00 Lilly Eli & Co COM 532457108 1383 28050.00 SH SOLE 19800.00 8250.00 Emerald Oil Inc COM NEW 29101U209 872 166504.00SH SOLE 149602.00 16902.00 Endologix Inc COM 29266S106 1523 106950.00SH SOLE 71200.00 35750.00 EPLUS Inc COM 294268107 1840 44500.00 SH SOLE 40000.00 4500.00 Exact Sciences Corp COM 30063P105 722 68200.00 SH SOLE 56600.00 11600.00 Express Inc COM 30219E103 488 32350.00 SH SOLE 20200.00 12150.00 Famous Daves Amer Inc COM 307068106 919 100050.00SH SOLE 56300.00 43750.00 GSV Cap Corp COM 36191J101 728 86350.00 SH SOLE 57750.00 28600.00 Galena Biopharma COM 363256108 153 100000.00SH SOLE 100000.00 General Mls Inc COM 370334104 216 5356.00 SH SOLE 3356.00 2000.00 Geospace Technologies Corp COM 37364X109 1031 11600.00 SH SOLE 7150.00 4450.00 GlaxoSmithKline PLC SPONSORED ADR 37733W105 696 16000.00 SH SOLE 11600.00 4400.00 Globecomm Systems Inc COM 37956X103 1285 113703.00SH SOLE 101703.00 12000.00 Granite City Food & Brewery COM NEW 38724Q404 89 41999.00 SH SOLE 333.00 41666.00 Hansen Medical Inc COM 411307101 3943 1895584.00SH SOLE 1479150.00 416434.00 Health Care REIT Inc COM 42217K106 435 7093.00 SH SOLE 3893.00 3200.00 ISIS Pharmaceuticals Inc COM 464330109 1034 99067.00 SH SOLE 72000.00 27067.00 Incontact Inc COM 45336E109 1567 302525.00SH SOLE 277025.00 25500.00 Infusystem Hldgs Inc COM 45685K102 1329 885859.00SH SOLE 774859.00 111000.00 InnerWorkings Inc COM 45773Y105 1634 118600.00SH SOLE 88000.00 30600.00 Insignia Sys Inc COM 45765Y105 467 272867.00SH SOLE 111000.00 161867.00 Intl Business Machs Inc COM 459200101 758 3955.00 SH SOLE 2525.00 1430.00 Inventure Foods Inc COM 461212102 1547 238405.00SH SOLE 167000.00 71405.00 Johnson & Johnson COM 478160104 578 8240.00 SH SOLE 5340.00 2900.00 Kips Bay Med Inc COM 49726K105 242 385000.00SH SOLE 385000.00 Lakes Entmnt Inc COM 51206P109 180 60100.00 SH SOLE 53150.00 6950.00 LeMaitre Vascular Inc COM 525558201 410 71508.00 SH SOLE 61208.00 10300.00 LifeVantage Corp COM 53222K106 1882 859672.00SH SOLE 107425.00 752247.00 MGC Diagnostics Corp COM 552768103 301 51000.00 SH SOLE 51000.00 Medtronic Inc COM 585055106 679 16550.00 SH SOLE 10850.00 5700.00 Microsoft Corp COM 594918104 930 34825.00 SH SOLE 24675.00 10150.00 Midway Gold Corp COM 598153104 111 80000.00 SH SOLE 18750.00 61250.00 Multiband Corp COM NEW 62544X209 557 337500.00SH SOLE 268000.00 69500.00 NCR Corp NEW COM 62886E108 1227 48150.00 SH SOLE 32700.00 15450.00 Nanosphere Inc COM 63009F105 1033 358750.00SH SOLE 329750.00 29000.00 Navarre Corp COM 639208107 2119 1190664.00SH SOLE 469000.00 721664.00 Neogenomics Inc COM NEW 64049M209 925 373110.00SH SOLE 319880.00 53230.00 NetScout Sys Inc COM 64115T104 780 30000.00 SH SOLE 30000.00 NeuroMetrix Inc COM NEW 641255203 51 118000.00SH SOLE 98000.00 20000.00 Nortech Sys Inc COM 656553104 111 37000.00 SH SOLE 33500.00 3500.00 Northwest Biotherapeutics In COM PAR $.001 66737P600 94 30000.00 SH SOLE 26000.00 4000.00 Novadaq Technologies Inc COM 66987G102 2038 229450.00SH SOLE 200450.00 29000.00 Oculus Innovative Sciences I COM 67575P108 45 74000.00 SH SOLE 52000.00 22000.00 Oncothyreon Inc COM 682324108 1038 540376.00SH SOLE 385561.00 154815.00 Orion Energy Systems Inc COM 686275108 1121 675581.00SH SOLE 603881.00 71700.00 Pentair Ltd SHS H6169Q108 928 18875.00 SH SOLE 13025.00 5850.00 Pfizer Inc COM 717081103 1863 74276.00 SH SOLE 42631.00 31645.00 PharmAthene Inc COM 71714G102 1620 1446266.00SH SOLE 1041700.00 404566.00 Planar Sys Inc COM 726900103 25 17314.00 SH SOLE 17314.00 Polymet Mining Corp COM 731916102 64 69500.00 SH SOLE 13750.00 55750.00 RTI Biologics Inc COM 74975N105 2136 500200.00SH SOLE 439900.00 60300.00 Rainmaker Systems Inc COM NEW 750875304 1644 2251785.00SH SOLE 2000785.00 251000.00 Rentech Inc COM 760112102 54 20500.00 SH SOLE 20500.00 Research Frontiers Inc COM 760911107 685 183250.00SH SOLE 169250.00 14000.00 Rimage Corp COM 766721104 693 103800.00SH SOLE 68900.00 34900.00 Rockwell Med Inc COM 774374102 3435 426750.00SH SOLE 58250.00 368500.00 SUPERVALU Inc COM 868536103 875 354150.00SH SOLE 210650.00 143500.00 Sanofi SPONSORED ADR 80105N105 993 20950.00 SH SOLE 16000.00 4950.00 School Specialty Inc COM 807863105 125 131300.00SH SOLE 125000.00 6300.00 Scripps EW Co Ohio CLA NEW 811054402 216 20000.00 SH SOLE 20000.00 Sequenom Inc COM NEW 817337405 89 18800.00 SH SOLE 10800.00 8000.00 Sharps Compliance Corp COM 820017101 36 15896.00 SH SOLE 15896.00 Smucker J M Co COM NEW 832696405 826 9575.00 SH SOLE 7775.00 1800.00 St Jude Med Inc COM 790849103 2766 76538.00 SH SOLE 26050.00 50488.00 Staar Surgical Co COM PAR $.01 852312305 1643 269267.00SH SOLE 179700.00 89567.00 Superconductor Technologies COM NEW 867931305 49 165762.00SH SOLE 163762.00 2000.00 Synergetics USA Inc COM 87160G107 994 207000.00SH SOLE 163000.00 44000.00 Synergy Res Corp COM 87164P103 458 85000.00 SH SOLE 85000.00 Trans1 Inc COM 89385X105 1615 651154.00SH SOLE 439600.00 211554.00 UQM Technologies Inc COM 903213106 38 49750.00 SH SOLE 39250.00 10500.00 U.S. Auto Parts Network Inc COM 90343C100 81 44300.00 SH SOLE 39300.00 5000.00 US Bancorp DEL COM NEW 902973304 719 22510.00 SH SOLE 17840.00 4670.00 U S Physical Therapy Inc COM 90337L108 2410 87500.00 SH SOLE 68650.00 18850.00 UnitedHealth Group Inc COM 91324P102 1226 22600.00 SH SOLE 15950.00 6650.00 Urologix Inc COM 917273104 4101 5943186.00SH SOLE 4306550.00 1636636.00 Uroplasty Inc COM NEW 917277204 3939 1211881.00SH SOLE 770533.00 441348.00 Verizon Communications Inc COM 92343V104 316 7296.00 SH SOLE 7296.00 Vitesse Semiconductor Corp COM 928497304 669 300000.00SH SOLE 247000.00 53000.00 Wave Systems Corp COM NEW 943526301 470 655500.00SH SOLE 647000.00 8500.00 Wireless Ronin Technologies COM 97652A203 1798 898749.00SH SOLE 716766.00 181983.00 Xilinx Inc COM 983919101 348 9705.00 SH SOLE 9705.00 Zix Corp COM 98974P100 2194 786242.00SH SOLE 612042.00 174200.00
TOTAL VALUE 119537 DATA RECORDS 119 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED 0