0000883984-13-000053.txt : 20131025 0000883984-13-000053.hdr.sgml : 20131025 20131025191757 ACCESSION NUMBER: 0000883984-13-000053 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131024 FILED AS OF DATE: 20131025 DATE AS OF CHANGE: 20131025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ICU MEDICAL INC/DE CENTRAL INDEX KEY: 0000883984 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 330022692 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 951 CALLE AMANECER CITY: SAN CLEMENTE STATE: CA ZIP: 92763-6212 BUSINESS PHONE: 949-366-2183 MAIL ADDRESS: STREET 1: 951 CALLE AMANECER CITY: SAN CLEMENTE STATE: CA ZIP: 92763-6212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COSTELLO RICHARD A CENTRAL INDEX KEY: 0001073401 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34634 FILM NUMBER: 131171773 MAIL ADDRESS: STREET 1: C/O ICU MEDICAL INC STREET 2: 951 CALLE AMANECER CITY: SAN CLEMENTE STATE: CA ZIP: 92673 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2013-10-24 0 0000883984 ICU MEDICAL INC/DE ICUI 0001073401 COSTELLO RICHARD A 951 CALLE AMANECER SAN CLEMENTE CA 92673 0 1 0 0 Vice President Sales Common Stock 2013-10-24 4 X 0 8041.0 32.31 A 12748 D Common Stock 2013-10-24 4 X 0 709.0 32.31 A 13457 D Common Stock 2013-10-24 4 X 0 15000.0 38.85 A 28457 D Common Stock 2013-10-24 4 X 0 10000.0 28.39 A 38457 D Common Stock 2013-10-24 4 X 0 9291.0 25.51 A 47748 D Common Stock 2013-10-24 4 X 0 709.0 25.51 A 48457 D Common Stock 2013-10-24 4 X 0 3306.0 35.0 A 51763 D Common Stock 2013-10-24 4 X 0 16694.0 35.0 A 68457 D Common Stock 2013-10-24 4 S 0 8800.0 65.2243 D 59657 D Common Stock 2013-10-24 4 S 0 7894.0 66.9359 D 51763 D Common Stock 2013-10-24 4 S 0 4015.0 64.1533 D 47748 D Common Stock 2013-10-24 4 S 0 43041.0 63.2248 D 4707 D Non-Qualified Stock Option (right to buy) 25.51 2013-10-24 4 X 0 9291.0 D 2013-03-11 2018-03-11 Common Stock 9291 709 D Non-Qualified Stock Option (right to buy) 25.51 2013-10-24 4 X 0 709.0 D 2013-03-11 2018-03-11 Common Stock 709 0 D Non-Qualified Stock Option (right to buy) 28.39 2013-10-24 4 X 0 10000.0 D 2013-07-22 2018-07-22 Common Stock 10000 0 D Non-Qualified Stock Option (right to buy) 32.31 2013-10-24 4 X 0 8041.0 D 2020-02-04 Common Stock 8041 1959 D Non-Qualified Stock Option (right to buy) 32.31 2013-10-24 4 X 0 709.0 D 2020-02-04 Common Stock 709 1250 D Non-Qualified Stock Option (right to buy) 35.0 2013-10-24 4 X 0 3306.0 D 2012-08-14 2017-08-14 Common Stock 3306 16694 D Non-Qualified Stock Option (right to buy) 35.0 2013-10-24 4 X 0 16694.0 D 2012-08-14 2017-08-14 Common Stock 16694 0 D Non-Qualified Stock Option (right to buy) 38.85 2013-10-24 4 X 0 15000.0 D 2014-02-04 2019-07-22 Common Stock 15000 0 D The price recorded in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.00 to $65.52, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. The price recorded in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.70 to $67.00, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. The price recorded in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.02 to $64.336, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. The price recorded in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.00 to $63.75, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Transaction is the exercise of a derivative security; see Column 2. Options vest and are exercisable as to 25% of the underlying grant one year after the date of grant and in equal monthly installments thereafter for three additional years. By: Lynn DeMartini For: Richard A. Costello 2013-10-25