-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AShwB/yV4IrMJj3zk2Vg/dtRUSZ3TFHPRGBNotGvtkK2WV6fqO5qWlplM0OMw16s HBUy03BAcEt09L9F++U+Sw== 0001140361-10-030874.txt : 20100730 0001140361-10-030874.hdr.sgml : 20100730 20100730160601 ACCESSION NUMBER: 0001140361-10-030874 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100630 FILED AS OF DATE: 20100730 DATE AS OF CHANGE: 20100730 EFFECTIVENESS DATE: 20100730 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TOCQUEVILLE ASSET MANAGEMENT LP CENTRAL INDEX KEY: 0000883961 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03589 FILM NUMBER: 10981456 BUSINESS ADDRESS: STREET 1: 1675 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10009 MAIL ADDRESS: STREET 1: TOCQUEVILLE ASSET MANAGEMENT LP STREET 2: 1675 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 form13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 6/30/2010 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Tocqueville Asset Management, L.P. Address: 40 West 57th Street, 19th Floor New York, NY 10019 Form 13F File Number: 028-03589 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of Reporting Manager: Name: Elizabeth F. Bosco Title: Compliance Officer Phone: (212) 698-0845 Signature, Place, and Date of Signing: /s/ Elizabeth F. Bosco New York, NY 7/20/2010 - --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 860 Form 13F Information Table Value Total: $ 6,587,624 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------ -------------- --------- -------- ------------------- ---------- -------- --------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ --------- 1-800-Flowers.com, Inc. COM 68243Q106 5,422 2,632,262 SH SOLE 2,130,592 0 501,670 3I Group COM B1YW440 3,122 785,200 SH SOLE 785,200 0 0 3M Co. COM 88579Y101 35,239 446,122 SH SOLE 443,427 0 2,695 A. H. Belo Corp - Ser A COM 080555105 185 32,493 SH SOLE 0 374 32,119 A. Schulman, Inc. COM 808194104 9,941 524,300 SH SOLE 524,300 0 0 Abbott Laboratories COM 002824100 10,561 225,759 SH SOLE 210,106 0 15,653 AboveNet, Inc. COM 00374N107 2,121 44,950 SH SOLE 44,950 0 0 Acme Packet Inc. COM 004764106 241 8,960 SH SOLE 0 0 8,960 Activision Blizzard, Inc. COM 00507V109 119 11,300 SH SOLE 11,300 0 0 Actuant Corporation COM 00508X203 2,048 108,780 SH SOLE 108,780 0 0 Acuity Brands, Inc. COM 00508Y102 23,683 651,000 SH SOLE 651,000 0 0 Adobe Systems Incorporated COM 00724F101 20,436 773,200 SH SOLE 773,200 0 0 Aflac, Inc. COM 001055102 17,496 410,019 SH SOLE 410,019 0 0 Agilent Technologies, Inc. COM 00846U101 258 9,075 SH SOLE 9,075 0 0 Agilysys Inc. COM 00847J105 85 12,666 SH SOLE 0 0 12,666 Air Methods Corporation COM 009128307 16,106 541,386 SH SOLE 441,086 0 100,300 Air Products & Chemicals, Inc. COM 009158106 3,067 47,325 SH SOLE 47,325 0 0 Alaska Communications Systems COM 01167P101 16,624 1,958,017 SH SOLE 1,949,255 0 8,762 Albany International Corporati COM 012348108 30,721 1,897,500 SH SOLE 1,897,500 0 0 Alcoa Inc. COM 013817101 388 38,565 SH SOLE 38,565 0 0 Alkermes, Inc. COM 01642T108 30,821 2,475,573 SH SOLE 2,038,178 0 437,395 Allied Gold Ltd COM AU000000A 1,634 6,000,000 SH SOLE 6,000,000 0 0 Allied Gold Ltd. COM 6712741 224 718,000 SH SOLE 718,000 0 0 Allied Healthcare Internationa COM 01923A109 652 280,900 SH SOLE 280,900 0 0 Allied Nevada Gold Corporation COM 019344100 31,202 1,585,446 SH SOLE 1,560,446 0 25,000 Allscripts-Misys Healthcare So COM 01988P108 21,024 1,305,868 SH SOLE 1,047,353 0 258,515 Altria Group, Inc. COM 02209S103 1,008 50,277 SH SOLE 47,300 0 2,977 AMADA CO., LTD. COM 6022105 1,708 256,000 SH SOLE 256,000 0 0 Amazon.com, Inc. COM 023135106 4,610 42,191 SH SOLE 40,600 0 1,591 American Capital Ltd COM 02503Y103 68 14,149 SH SOLE 0 0 14,149 American Express Company COM 025816109 27,392 689,973 SH SOLE 683,331 0 6,642 American Greetings Corp. Cl. A COM 026375105 234 12,474 SH SOLE 0 0 12,474 American Software, Inc. COM 029683109 2,212 478,720 SH SOLE 448,610 0 30,110 American Superconductor Corpor COM 030111108 641 24,032 SH SOLE 23,978 54 0 American Tower Corporation COM 029912201 1,089 24,472 SH SOLE 23,572 900 0 Amerigon Inc COM 03070L300 95 12,847 SH SOLE 0 0 12,847 AMETEK, Inc. COM 031100100 10,416 259,429 SH SOLE 259,429 0 0 Amgen Inc. COM 031162100 3,848 73,162 SH SOLE 73,162 0 0 Anadarko Petroleum Corporation COM 032511107 9,618 266,490 SH SOLE 266,169 33 288 Andean Resources COM 6491910 49,111 17,312,689 SH SOLE 17,312,689 0 0 Annaly Capital Management Inc. COM 035710409 874 50,943 SH SOLE 50,143 800 0 Apache Corporation COM 037411105 6,761 80,306 SH SOLE 80,306 0 0 Apple Inc. COM 037833100 32,777 130,310 SH SOLE 128,344 250 1,716 Applied Materials, Inc. COM 038222105 34,450 2,866,075 SH SOLE 2,866,075 0 0 Archer-Daniels-Midland Company COM 039483102 1,893 73,300 SH SOLE 73,300 0 0 Arkansas Best Corporation COM 040790107 11,555 556,890 SH SOLE 443,478 0 113,412 Arvinmeritor Inc. COM 043353101 204 15,589 SH SOLE 0 0 15,589 Ashland Inc. COM 044209104 14,299 308,040 SH SOLE 307,215 0 825 Aspen Tech Inc. COM 045327103 560 51,415 SH SOLE 51,415 0 0 AT&T Inc COM 00206R102 7,442 307,634 SH SOLE 283,870 0 23,764 ATAC Resources Ltd. COM 046491106 4,928 2,866,500 SH SOLE 2,866,500 0 0 Autoliv, Inc. COM 052800109 1,835 38,350 SH SOLE 38,350 0 0 Automatic Data Processing COM 053015103 34,427 855,111 SH SOLE 838,841 0 16,270 Avery Dennison Corporation COM 053611109 3,766 117,200 SH SOLE 117,200 0 0 Avnet Inc. COM 053807103 227 9,400 SH SOLE 9,400 0 0 Avon Products, Inc. COM 054303102 3,605 136,050 SH SOLE 136,050 0 0 Baldor Electric Co COM 057741100 233 6,456 SH SOLE 6,456 0 0 BancorpSouth, Inc. COM 059692103 1,350 75,500 SH SOLE 75,500 0 0 Bangkok Bank - Foreign Reg COM 5313855 40 10,000 SH SOLE 10,000 0 0 Bank of America Corporation COM 060505104 6,794 472,781 SH SOLE 461,909 0 10,872
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------ -------------- --------- -------- ------------------- ---------- -------- --------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ --------- Bank of New York Mellon Corpor COM 064058100 24,421 989,085 SH SOLE 989,085 0 0 Bank of Somerset Hills/NJ COM 834728107 113 13,902 SH SOLE 13,902 0 0 Bank Rakyat COM 6709099 28 27,000 SH SOLE 27,000 0 0 Banro Corporation COM 066800103 13,036 6,836,400 SH SOLE 6,736,400 0 100,000 Barnes Group Inc. COM 067806109 24,065 1,468,300 SH SOLE 1,468,300 0 0 Baxter International Inc. COM 071813109 3,757 92,443 SH SOLE 88,619 0 3,824 Baytex Energy Trust COM 073176109 469 15,675 SH SOLE 15,675 0 0 BEC World Public Company Limit COM 6728328 2,356 2,775,100 SH SOLE 2,775,100 0 0 Becton, Dickinson & Company COM 075887109 388 5,743 SH SOLE 5,743 0 0 Bekaert NV COM b09800135 4,443 26,450 SH SOLE 26,450 0 0 Belden Inc. COM 077454106 7,370 335,000 SH SOLE 335,000 0 0 Berkshire Hathaway Inc. - Clas COM 084670108 2,520 21 SH SOLE 21 0 0 Berkshire Hathaway Inc. - Clas COM 084670702 12,001 150,593 SH SOLE 150,440 0 153 BHP Billiton Limited COM Q1498M100 330 10,402 SH SOLE 10,402 0 0 Bill Barrett Corporation COM 06846N104 22,685 737,251 SH SOLE 581,926 0 155,325 Bollore COM 4572709 2,523 15,626 SH SOLE 15,626 0 0 BP Prudhoe Bay Royalty Trust COM 055630107 330 3,700 SH SOLE 3,700 0 0 Brady Corporation COM 104674106 14,179 569,000 SH SOLE 569,000 0 0 Bridgestone Corporation COM 6132101 3,741 233,900 SH SOLE 233,900 0 0 Bristol Myers Squibb Company COM 110122108 10,510 421,394 SH SOLE 411,762 0 9,632 Brocade Communucations Systems COM 111621306 230 44,500 SH SOLE 44,500 0 0 Brown Shoe Company Inc. COM 115736100 153 10,105 SH SOLE 0 0 10,105 Brush Engineered Materials, In COM 117421107 21,889 1,095,544 SH SOLE 876,204 0 219,340 C.I.R. S.p.A. Compagnie Indust COM 4162371 4,841 2,848,200 SH SOLE 2,848,200 0 0 C.R. Bard, Inc. COM 067383109 2,064 26,620 SH SOLE 26,620 0 0 Cabot Microelectronics Corpora COM 12709P103 356 10,300 SH SOLE 10,300 0 0 Cambridge Heart Inc COM 131910101 34 125,531 SH OTHER 2 0 0 125,531 Cameron International Corporat COM 13342B105 830 25,525 SH SOLE 25,525 0 0 Campbell Soup Company COM 134429109 31,332 874,465 SH SOLE 874,265 200 0 Canadian Natural Resources Ltd COM 136385101 1,188 35,800 SH SOLE 35,800 0 0 Canadian Oil Sands Trust COM 13642L100 1,394 55,000 SH SOLE 55,000 0 0 Capcom Co., Ltd COM 6173694 1,906 117,000 SH SOLE 117,000 0 0 Capital Gold Corporation COM 14018Y205 1,800 450,000 SH SOLE 450,000 0 0 Carlisle Companies Inc. COM 142339100 15,160 419,604 SH SOLE 419,604 0 0 Cascade Microtech Inc. COM 147322101 104 23,300 SH SOLE 23,300 0 0 Caterpillar Inc. COM 149123101 4,675 77,828 SH SOLE 77,828 0 0 CB Richard Ellis Group, Inc. COM 12497t101 7,734 568,250 SH SOLE 568,250 0 0 CBS Corporation COM 124857202 225 17,384 SH SOLE 0 0 17,384 Cedar Fair LP Depositry Unit COM 150185106 153 12,416 SH SOLE 12,416 0 0 Celgene Corporation COM 151020104 8,250 162,330 SH SOLE 162,330 0 0 Centamin Egypt Ltd. COM Q2159B110 9,311 3,826,900 SH SOLE 3,626,900 0 200,000 Centamin Egypt Ltd. COM 3113217 8,140 3,313,900 SH SOLE 3,113,900 0 200,000 Central Fund of Canada Limited COM 153501101 404 26,750 SH SOLE 26,750 0 0 Centric Health Corp COM 15641A100 40 100,000 SH OTHER 2 0 0 100,000 CenturyLink Inc. COM 156700106 326 9,800 SH SOLE 9,800 0 0 Ceradyne, Inc. COM 156710105 21,258 994,748 SH SOLE 840,708 0 154,040 Cerner Corporation COM 156782104 486 6,400 SH SOLE 6,400 0 0 Charles River Laboratories Int COM 159864107 4,273 124,900 SH SOLE 123,400 1,500 0 Checkpoint Systems, Inc. COM 162825103 34,072 1,962,700 SH SOLE 1,962,700 0 0 Chesapeake Energy Corporation COM 165167107 4,399 210,000 SH SOLE 210,000 0 0 Chevron Corporation COM 166764100 18,454 271,938 SH SOLE 264,288 0 7,650 Chubb Corp COM 171232101 3,644 72,871 SH SOLE 69,610 0 3,261 Cincinnati Bell Inc. COM 171871106 277 92,042 SH SOLE 2,100 0 89,942 Cintas COM 172908105 986 41,150 SH SOLE 41,150 0 0 Circle Corp. (Delisted) COM 172559106 - 31,296 SH SOLE 31,296 0 0 Cirrus Logic, Inc. COM 172755100 761 48,126 SH SOLE 40,402 2,500 5,224 Cisco Systems, Inc. COM 17275R102 62,871 2,950,314 SH SOLE 2,937,454 1,600 11,260 CitiGroup Inc. COM 172967101 453 120,442 SH SOLE 120,442 0 0 Citizens Republic Bancorp, Inc COM 174420109 8 10,000 SH SOLE 10,000 0 0 Clean Harbors, Inc. COM 184496107 9,726 146,458 SH SOLE 105,803 0 40,655
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------ -------------- --------- -------- ------------------- ---------- -------- --------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ --------- Clear Media Limited COM 6424303 1,215 2,205,000 SH SOLE 2,205,000 0 0 Cliffs Natural Resources Inc. COM 18683K101 30,568 648,178 SH SOLE 644,700 44 3,434 Clifton Star Resources Inc COM 18713J108 186 50,000 SH SOLE 50,000 0 0 Coach, Inc. COM 189754104 1,766 48,314 SH SOLE 38,690 0 9,624 Cognizant Technology Solutions COM 192446102 4,151 82,917 SH SOLE 75,350 0 7,567 CoinStar Inc. COM 19259P300 219 5,098 SH SOLE 0 0 5,098 Colgate-Palmolive Company COM 194162103 43,329 550,145 SH SOLE 548,915 150 1,080 Collective Brands, Inc. COM 19421W100 29,819 1,887,280 SH SOLE 1,887,280 0 0 Columbia Sportswear Company COM 198516106 15,357 329,065 SH SOLE 251,955 0 77,110 Comaplex Minerals Corp. COM 199901109 816 79,000 SH SOLE 79,000 0 0 Comcast Corporation COM 20030N101 2,292 131,980 SH SOLE 126,435 0 5,545 Comcast Corporation - Class A COM 20030n200 4,006 243,835 SH SOLE 243,835 0 0 Commercial Metals Company COM 201723103 4,148 313,800 SH SOLE 313,800 0 0 Compagnie de Saint-Gobain COM 7380482 3,905 103,368 SH SOLE 103,368 0 0 ConAgra Foods, Inc. COM 205887102 591 25,358 SH SOLE 23,675 0 1,683 Condor Resources Inc COM 20676U104 68 250,000 SH SOLE 250,000 0 0 ConocoPhillips COM 20825C104 3,274 66,700 SH SOLE 61,424 500 4,776 Consolidated Communications COM 209034107 221 13,021 SH SOLE 12,800 0 221 Constellation Brands, Inc. COM 21036p108 291 18,650 SH SOLE 18,650 0 0 Corning Incorporated COM 219350105 83,824 5,190,367 SH SOLE 5,190,367 0 0 Costco Wholesale Corporation COM 22160K105 888 16,187 SH SOLE 15,110 0 1,077 Cott Corp COM 22163N106 148 25,570 SH SOLE 0 257 25,313 Covance Inc. COM 222816100 3,993 77,800 SH SOLE 77,800 0 0 CPI Aerostructures, Inc. COM 125919308 1,225 124,400 SH SOLE 124,400 0 0 Crane Co. COM 224399105 17,307 572,900 SH SOLE 572,900 0 0 Crescent Financial Corporation COM 225744101 113 45,000 SH SOLE 45,000 0 0 Cross Timbers Royalty Trust COM 22757R109 6,179 177,816 SH SOLE 177,816 0 0 CVS Caremark Corporation COM 126650100 3,835 130,810 SH SOLE 128,787 0 2,023 Cypress Semiconductor Corporat COM 232806109 388 38,690 SH SOLE 32,190 6,500 0 Cytec Industries Inc. COM 232820100 23,278 582,100 SH SOLE 582,100 0 0 Danaher Corporation COM 235851102 806 21,700 SH SOLE 21,700 0 0 DCC PLC COM 0242493 6,161 271,005 SH SOLE 271,005 0 0 Deere & Company COM 244199105 1,042 18,718 SH SOLE 18,718 0 0 Delta Air Lines Inc. COM 247361702 148 12,637 SH SOLE 0 167 12,470 Deluxe Corp. COM 248019101 565 30,156 SH SOLE 26,800 0 3,356 Detour Gold Corporation COM 250669108 611 27,500 SH SOLE 27,500 0 0 Devon Energy Corporation COM 25179M103 620 10,183 SH SOLE 9,683 500 0 Diebold Inc. COM 253651103 4,989 183,100 SH SOLE 183,100 0 0 Dillard's Inc 'A' COM 254067101 206 9,560 SH SOLE 0 0 9,560 DirecTV COM 25490A101 449 13,251 SH SOLE 9,839 0 3,412 Dominion Res Inc VA New COM 25746U109 2,871 74,110 SH SOLE 74,110 0 0 Dorato Resources Inc. COM 258128107 385 500,000 SH SOLE 500,000 0 0 Dover Corporation COM 260003108 19,041 455,636 SH SOLE 455,636 0 0 DPL Inc. COM 233293109 2,146 89,800 SH SOLE 89,800 0 0 Dreamworks Animation SKG, Inc. COM 26153c103 3,482 121,955 SH SOLE 53,026 0 68,929 Duke Energy Corp COM 26441C105 882 55,100 SH SOLE 55,100 0 0 Durect Corporation COM 266605104 1,307 537,800 SH SOLE 537,800 0 0 E. I. du Pont de Nemours and C COM 263534109 46,342 1,339,746 SH SOLE 1,322,992 1,000 15,754 East Asia Minerals Corporation COM 270541105 9,679 1,656,500 SH SOLE 1,606,500 0 50,000 East West Bancorp, Inc. COM 27579r104 8,532 559,500 SH SOLE 559,500 0 0 Eastman Chemical Company COM 277432100 17,491 327,800 SH SOLE 327,800 0 0 Eaton Corp COM 278058102 1,414 21,600 SH SOLE 21,600 0 0 eBay Inc. COM 278642103 1,647 84,010 SH SOLE 83,875 0 135 El Paso Corporation COM 28336L109 9,972 897,533 SH SOLE 897,533 0 0 Eldorado Gold Corp. - CDI COM C3314P106 27,527 1,575,218 SH SOLE 1,575,218 0 0 Electrocomponent PLC COM 0309644 40 12,200 SH SOLE 12,200 0 0 Eli Lilly and Company COM 532457108 898 26,808 SH SOLE 24,976 0 1,832 Elizabeth Arden Inc COM 28660G106 160 11,036 SH SOLE 0 132 10,904 EMC Corporation COM 268648102 6,962 380,415 SH SOLE 378,215 2,200 0 EMCORE Corporation COM 290846104 78 87,925 SH SOLE 87,925 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------ -------------- --------- -------- ------------------- ---------- -------- --------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ --------- Emerson Electric Co. COM 291011104 4,955 113,424 SH SOLE 100,360 0 13,064 Enbridge Energy mgmt. LLC (fra COM ckc50x106 - 88,461 SH SOLE 88,461 0 0 Energy Select Sector SPDR COM 81369Y506 1,488 29,955 SH SOLE 29,955 0 0 Energy Transfer Equity LP COM 29273V100 779 23,080 SH SOLE 22,530 550 0 Energy Transfer Partners, L.P. COM 29273R109 382 8,225 SH SOLE 8,225 0 0 EnergySolutions COM 292756202 21,826 4,287,982 SH SOLE 3,419,946 0 868,036 Enterprise Products Partners L COM 293792107 1,315 37,167 SH SOLE 37,167 0 0 EQT Corp COM 26884L109 211 5,850 SH SOLE 5,850 0 0 Esterline Technologies Corpora COM 297425100 18,643 392,900 SH SOLE 392,900 0 0 Ethan Allen Interiors Inc. COM 297602104 13,506 965,400 SH SOLE 965,400 0 0 Evolving Gold Corporation COM 30050D107 1,730 2,301,958 SH SOLE 2,301,958 0 0 Exelon Corporation COM 30161N101 346 9,100 SH SOLE 9,100 0 0 Exlservice Holdings Inc. COM 302081104 1,136 66,150 SH SOLE 66,150 0 0 Expeditors Int'l of Washington COM 302130109 2,757 79,900 SH SOLE 79,900 0 0 Experian Group Ltd. COM b19nlv4 5,031 574,640 SH SOLE 574,640 0 0 Exxon Mobil Corporation COM 30231G102 72,912 1,277,587 SH SOLE 1,265,896 0 11,691 Fair Isaac Corporation COM 303250104 22,336 1,025,037 SH SOLE 809,697 0 215,340 Fairchild Semiconductor Intern COM 303726103 10,312 1,226,100 SH SOLE 1,226,100 0 0 Falcon Oil & Gas Ltd. COM 306071101 7 40,000 SH SOLE 40,000 0 0 FANUC LTD. COM 6356934 2,225 19,400 SH SOLE 19,400 0 0 Fastenal Co COM 311900104 812 16,175 SH SOLE 16,175 0 0 Federal Signal Corporation COM 313855108 13,796 2,284,100 SH SOLE 2,284,100 0 0 FedEx Corp. COM 31428X106 402 5,735 SH SOLE 5,735 0 0 FEI Company COM 30241l109 357 18,100 SH SOLE 18,100 0 0 Ferro Corporation COM 315405100 18,534 2,514,764 SH SOLE 2,514,500 264 0 Fidelity National Financial, I COM 31620R105 29,896 2,301,435 SH SOLE 2,283,840 0 17,595 First Opportunity Fund Inc. COM 33587T108 160 26,800 SH SOLE 26,800 0 0 Flextronics International Ltd. COM Y2573F102 40,998 7,321,066 SH SOLE 7,274,719 0 46,347 Fluor Corporation COM 343412102 1,062 24,995 SH SOLE 24,995 0 0 FMC Corporation COM 302491303 25,817 449,535 SH SOLE 449,535 0 0 Foot Locker Inc. COM 344849104 15,589 1,235,236 SH SOLE 1,235,236 0 0 Ford Motor Co. COM 345370860 250 24,761 SH SOLE 5,573 186 19,002 Fortuna Silver Mines Inc. COM 349915108 137 70,000 SH SOLE 70,000 0 0 Franklin CR Mgmt Corp Com New COM 353487200 4 29,025 SH OTHER 2 0 0 29,025 Freds Inc Cl A COM 356108100 191 17,257 SH SOLE 0 0 17,257 Freeport-McMoRan Copper & Gold COM 35671D857 21,791 368,527 SH SOLE 354,972 0 13,555 Frontier Communications Corpor COM 35906A108 145 20,400 SH SOLE 20,400 0 0 Frontier Oil Corporation COM 35914P105 1,217 90,500 SH SOLE 90,500 0 0 FTI Consulting, Inc. COM 302941109 754 17,300 SH SOLE 17,300 0 0 Furiex Pharmaceuticals Inc. COM 36106P101 106 10,421 SH SOLE 10,421 0 0 GameStop Corporation - Class A COM 36467w109 10,195 542,600 SH SOLE 542,600 0 0 Gencorp Inc. COM 368682100 120 27,454 SH SOLE 0 333 27,121 General Dynamics Corp. COM 369550108 468 8,000 SH SOLE 8,000 0 0 General Electric Company COM 369604103 65,367 4,533,100 SH SOLE 4,519,483 0 13,617 General Mills, Inc. COM 370334104 564 15,866 SH SOLE 15,466 400 0 Genpact Limited COM g3922b107 2,272 146,300 SH SOLE 146,300 0 0 Genuine Parts Company COM 372460105 4,255 107,860 SH SOLE 107,760 0 100 Genworth Financial Inc. COM 37247d106 146 11,133 SH SOLE 0 162 10,971 Genzyme Corporation COM 372917104 32,184 633,915 SH SOLE 633,915 0 0 Gilead Sciences, Inc. COM 375558103 7,347 214,319 SH SOLE 214,019 300 0 Glatfelter COM 377316104 8,760 807,377 SH SOLE 749,977 0 57,400 Global Payments Inc. COM 37940X102 5,152 141,004 SH SOLE 63,844 0 77,160 Gold Fields Limited - ORD COM 6280215 2,248 166,249 SH SOLE 166,249 0 0 Gold Peak Ind. COM 6375735 2 11,537 SH SOLE 11,537 0 0 Gold Resource Corporation COM 38068t105 13,808 1,070,376 SH SOLE 995,376 0 75,000 Golden Star Resources Ltd. COM 38119t104 221 50,000 SH SOLE 50,000 0 0 Google Inc. COM 38259P508 45,982 103,341 SH SOLE 102,739 0 602 Graco Inc. COM 384109104 791 28,060 SH SOLE 28,060 0 0 Greatbatch, Inc. COM 39153L106 9,499 425,763 SH SOLE 351,789 0 73,974 Griffin Corporation COM 398433102 10,811 977,500 SH SOLE 977,500 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------ -------------- --------- -------- ------------------- ---------- -------- --------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ --------- Halliburton Company COM 406216101 293 11,936 SH SOLE 11,300 0 636 Harris Corporation COM 413875105 11,408 273,900 SH SOLE 273,900 0 0 Harsco Corporation COM 415864107 11,604 493,800 SH SOLE 493,800 0 0 Haulotte Group COM 5968846 557 58,465 SH SOLE 58,465 0 0 Haverty Furniture Inc. COM 419596101 131 10,683 SH SOLE 2,000 0 8,683 Hawaiian Electric Inds Inc COM 419870100 1,162 51,000 SH SOLE 51,000 0 0 Health Care Select Sector SPDR COM 81369Y209 657 23,281 SH SOLE 22,781 500 0 Health Grades, Inc. COM 42218Q102 598 99,700 SH SOLE 99,700 0 0 Health Management Associates, COM 421933102 2,204 283,600 SH SOLE 283,600 0 0 Hecla Mining COM 422704106 209 40,000 SH SOLE 40,000 0 0 Heinz H J CO COM 423074103 462 10,684 SH SOLE 10,684 0 0 Henry Schein, Inc. COM 806407102 2,763 50,330 SH SOLE 50,330 0 0 Hewlett Packard Co COM 428236103 13,361 308,703 SH SOLE 302,943 800 4,960 Hitachi, Ltd. COM 6429104 4,881 1,332,000 SH SOLE 1,332,000 0 0 Honeywell Intl Inc COM 438516106 22,892 586,524 SH SOLE 570,730 350 15,444 Hong Kong Electric COM 6435327 3,156 529,000 SH SOLE 529,000 0 0 Hovnanian Enterprises, Inc. COM 442487203 43 11,782 SH SOLE 0 0 11,782 HSBC Holdings PLC COM 0540528 428 46,551 SH SOLE 46,551 0 0 Hubbell Incorporated - Class B COM 443510201 8,398 211,600 SH SOLE 211,600 0 0 Hugoton Royalty Trusts COM 444717102 471 24,800 SH SOLE 24,800 0 0 Huntington Bancshares Incorpor COM 446150104 683 123,278 SH SOLE 123,025 0 253 Huntsman Corp. COM 447011107 297 34,281 SH SOLE 0 0 34,281 Hutin Building Products Inc. COM 448451104 239 176,000 SH SOLE 176,000 0 0 IDEX Corporation COM 45167R104 7,448 260,700 SH SOLE 260,700 0 0 Illinois Tool Works Inc. COM 452308109 21,257 514,950 SH SOLE 514,950 0 0 Illumina Inc. COM 452327109 244 5,600 SH SOLE 5,600 0 0 Inergy L.P. COM 456615103 338 8,550 SH SOLE 8,550 0 0 Informatica Corp. COM 45666Q102 334 14,000 SH SOLE 14,000 0 0 Ingersoll-Rand PLC COM G47791101 27,690 802,833 SH SOLE 796,300 0 6,533 Innvest REIT COM 45771t108 244 43,916 SH SOLE 43,916 0 0 Insituform Technologies, Inc. COM 457667103 12,907 630,240 SH SOLE 624,800 0 5,440 Inspire Pharmaceuticals, Inc. COM 457733103 16,334 3,273,431 SH SOLE 2,723,281 0 550,150 Intel Corporation COM 458140100 50,753 2,609,396 SH SOLE 2,578,645 0 30,751 Intermec Inc. COM 458786100 5,706 556,700 SH SOLE 556,700 0 0 International Business Machine COM 459200101 28,241 228,712 SH SOLE 221,803 0 6,909 International Paper Co. COM 460146103 379 16,726 SH SOLE 1,200 0 15,526 Interpump Group S.p.A. COM 5161407 4,244 849,513 SH SOLE 849,513 0 0 Interserve PLC COM 0152815 149 50,000 SH SOLE 50,000 0 0 Interval Leisure Group, Inc. COM 46113M108 469 37,700 SH SOLE 37,700 0 0 Intl Flavors & Fragrances COM 459506101 547 12,900 SH SOLE 12,900 0 0 Intuit Inc COM 461202103 3,395 97,650 SH SOLE 97,650 0 0 Intuitive Surgical, Inc. COM 46120E602 1,478 4,684 SH SOLE 4,545 0 139 Invensys PLC COM B19DVX6 3,595 996,000 SH SOLE 996,000 0 0 Ion Geophysical Corp COM 462044108 41 11,847 SH SOLE 11,500 347 0 Iron Mountain Inc COM 462846106 561 25,000 SH SOLE 25,000 0 0 iShares Lehman 1-3 Years Treas COM 464287457 269 3,200 SH SOLE 3,200 0 0 iShares Russell 2000 Index COM 464287655 3,596 58,835 SH SOLE 58,835 0 0 iShares Silver Trust COM 46428q109 449 24,650 SH SOLE 24,650 0 0 Isis Pharmaceuticals, Inc. COM 464330109 33,030 3,451,420 SH SOLE 3,152,630 0 298,790 ITT Corporation COM 450911102 3,298 73,410 SH SOLE 68,745 0 4,665 Ivanhoe Australia LTD COM A0Q6JD 15,692 6,634,000 SH SOLE 6,634,000 0 0 Ivanhoe Mines Ltd. COM 46579N103 518 40,000 SH SOLE 40,000 0 0 IXYS Corporation COM 46600W106 13,530 1,530,546 SH SOLE 1,422,146 0 108,400 j2 Global Communications, Inc. COM 46626e205 5,139 235,300 SH SOLE 235,300 0 0 Johnson & Johnson COM 478160104 48,729 825,077 SH SOLE 810,866 750 13,461 JPMorgan Chase & Co COM 46625H100 7,210 196,942 SH SOLE 196,174 0 768 Kaiser Aluminum Corporation COM 483007704 3,847 110,973 SH SOLE 110,973 0 0 KapStone Paper and Packaging C COM 48562P103 1,808 162,269 SH SOLE 162,100 0 169 KBW Inc. COM 482423100 359 16,725 SH SOLE 16,725 0 0 Keegan Resources Inc. COM 487275109 1,755 330,000 SH SOLE 330,000 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------ -------------- --------- -------- ------------------- ---------- -------- --------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ --------- Kellogg Co COM 487836108 1,492 29,660 SH SOLE 29,660 0 0 Kennametal Inc. COM 489170100 23,828 937,000 SH SOLE 937,000 0 0 KeyCorp COM 493267108 714 92,825 SH SOLE 92,825 0 0 KeyOn Communications Holdings, COM 493312201 53 71,044 SH SOLE 71,044 0 0 Kimberly-Clark Corporation COM 494368103 36,593 603,544 SH SOLE 603,544 0 0 Kimco Realty Corporation COM 49446R109 9,803 729,398 SH SOLE 729,398 0 0 Kinder Morgan Energy Partners COM 494550106 5,740 88,225 SH SOLE 88,225 0 0 Kinder Morgan Management, LLC. COM 49455U100 922 16,286 SH SOLE 16,286 0 0 Kinder Morgan Mgmt (divs only COM eke55u103 - 59,498 SH SOLE 59,498 0 0 Kindred Healthcare, Inc. COM 494580103 248 19,276 SH SOLE 0 0 19,276 King Pharmaceuticals, Inc. COM 495582108 14,999 1,976,187 SH SOLE 1,814,017 0 162,170 Kiska Metals Corp. COM 497725101 273 300,000 SH SOLE 300,000 0 0 KLA-Tencor Corporation COM 482480100 1,715 61,500 SH SOLE 61,500 0 0 Kloeckner & Co. COM B170DQ6 1,983 111,500 SH SOLE 111,500 0 0 Knology Inc COM 499183804 115 10,564 SH SOLE 0 0 10,564 Kohls Corporation COM 500255104 7,001 147,390 SH SOLE 145,060 0 2,330 Kraft Foods Inc. COM 50075N104 40,050 1,430,340 SH SOLE 1,419,158 0 11,182 Kudelski SA COM 7121250 4,346 159,600 SH SOLE 159,600 0 0 Kyoto Kimono Yuzen Co. Ltd. COM 6174578 6,916 704,500 SH SOLE 704,500 0 0 La Barge, Inc. COM 502470107 989 86,700 SH SOLE 86,700 0 0 LaBranche & Company COM 505447102 95 22,300 SH SOLE 22,300 0 0 Landec Corporation COM 514766104 10,314 1,751,078 SH SOLE 1,495,723 0 255,355 Landstar Systems, Inc. COM 515098101 1,283 32,900 SH SOLE 32,900 0 0 Lattice Semiconductor COM 518415104 233 53,728 SH SOLE 0 0 53,728 Lazard Ltd. COM G54050102 1,722 64,458 SH SOLE 64,300 0 158 LA-Z-Boy Inc. COM 505336107 150 20,165 SH SOLE 1,000 196 18,969 Leapfrog Enterprises CL A COM 52186N106 82 20,367 SH SOLE 0 0 20,367 LeCroy Corporation COM 52324W109 2,420 500,000 SH SOLE 500,000 0 0 Legacy Reserves LP Unit LP INT COM 524707304 225 10,000 SH SOLE 10,000 0 0 Leggett & Platt Inc. COM 524660107 1,926 96,000 SH SOLE 96,000 0 0 Libbey Inc. COM 529898108 5,718 440,516 SH SOLE 440,000 0 516 Life Technologies Corporation COM 53217V109 469 9,930 SH SOLE 9,862 0 68 LionBridge Technologies, Inc. COM 536252109 20,523 4,490,785 SH SOLE 4,188,090 0 302,695 Lockheed Martin Corp COM 539830109 1,087 14,595 SH SOLE 7,287 0 7,308 Lowe's Companies, Inc. COM 548661107 7,328 358,880 SH SOLE 358,880 0 0 LSI Logic Corporation COM 502161102 11,615 2,525,000 SH SOLE 2,525,000 0 0 Lubrizol Corporation COM 549271104 13,629 169,700 SH SOLE 169,300 400 0 Lydall, Inc. COM 550819106 4,040 528,775 SH SOLE 528,775 0 0 Lynas Coporation Limited COM 6121176 138 300,000 SH SOLE 300,000 0 0 M&T Bank Corporation COM 55261F104 4,736 55,750 SH SOLE 55,750 0 0 M6 - Metropole TV COM 5993901 4,766 233,300 SH SOLE 233,300 0 0 Maidenform Brands, Inc. COM 560305104 2,820 138,500 SH SOLE 138,500 0 0 Malbex Resources Inc. COM 038650107 250 666,660 SH SOLE 666,660 0 0 Manitou B.F. S.A. COM 5724048 668 44,600 SH SOLE 44,600 0 0 ManTech International Corporat COM 564563104 583 13,700 SH SOLE 13,700 0 0 Manulife Financial Corp. COM 56501R106 302 20,834 SH SOLE 20,834 0 0 Marathon Oil Corporation COM 565849106 253 8,139 SH SOLE 6,365 1,200 574 Mariner Energy COM 56845T305 1,847 86,000 SH SOLE 86,000 0 0 Market Vectors Gold Miners ETF COM 57060U100 376 7,240 SH SOLE 7,240 0 0 Marriott International Inc. COM 571903202 5,404 180,500 SH SOLE 180,500 0 0 Martek Biosciences Corporation COM 572901106 1,185 50,000 SH SOLE 50,000 0 0 Martin Marietta Materials, Inc COM 573284106 818 9,650 SH SOLE 9,650 0 0 Masco Corporation COM 574599106 9,387 872,400 SH SOLE 872,400 0 0 Mastercard, Inc. COM 57636q104 15,131 75,834 SH SOLE 75,191 0 643 McClatchy Co. Holdings Class A COM 579489105 161 44,199 SH SOLE 0 405 43,794 McDonald's Corporation COM 580135101 11,918 180,926 SH SOLE 171,247 300 9,379 Mckesson Corp. COM 58155Q103 347 5,169 SH SOLE 3,120 0 2,049 MCOT PCL - Foreign (Not Quoted COM B03QFW1 294 400,000 SH SOLE 400,000 0 0 MedAssets Inc. COM 584045108 1,916 83,000 SH SOLE 83,000 0 0 Medco Health Solutions Inc COM 58405U102 3,502 63,583 SH SOLE 62,475 0 1,108
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------ -------------- --------- -------- ------------------- ---------- -------- --------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ --------- Medtronic Inc. COM 585055106 1,022 28,172 SH SOLE 22,650 0 5,522 Mega Silver Inc COM 58515W105 284 550,000 SH SOLE 550,000 0 0 Merck & Co Inc COM 58933Y105 9,526 272,398 SH SOLE 270,062 0 2,336 Metabolix, Inc. COM 591018809 3,693 258,100 SH SOLE 258,100 0 0 Metlife, Inc. COM 59156r108 2,813 74,500 SH SOLE 74,500 0 0 Microsoft Corporation COM 594918104 68,036 2,956,807 SH SOLE 2,936,390 0 20,417 Minerals Technologies Inc. COM 603158106 38,634 812,666 SH SOLE 736,116 0 76,550 Misumi Group Inc. COM 6595179 3,221 172,400 SH SOLE 172,400 0 0 Molex Inc. COM 608554101 2,366 129,734 SH SOLE 129,734 0 0 Monotype Imaging Holdings COM 61022P100 976 108,300 SH SOLE 108,300 0 0 Monsanto Company COM 61166W101 608 13,150 SH SOLE 13,150 0 0 Moody's Corporation COM 615369105 2,105 105,690 SH SOLE 98,855 0 6,835 Morgan Stanley COM 617446448 727 31,305 SH SOLE 31,305 0 0 MTS Systems Corp. COM 553777103 1,095 37,761 SH SOLE 37,761 0 0 Murphy Oil Corporation COM 626717102 34,093 688,050 SH SOLE 688,050 0 0 Myriad Genetics, Inc. COM 62855J104 14,400 963,233 SH SOLE 801,503 0 161,730 Myriad Pharmaceuticals Inc. COM 62856H107 718 190,900 SH SOLE 190,900 0 0 Nabors Industries Ltd. COM G6359F103 1,135 64,425 SH SOLE 60,755 0 3,670 National Dentex Corporation COM 63563H109 452 26,800 SH SOLE 26,800 0 0 National Financial Partners Co COM 63607P208 99 10,155 SH SOLE 0 0 10,155 National Health Invs Inc. COM 63633D104 271 7,025 SH SOLE 7,025 0 0 NCI Building Systems, Inc. COM 628852204 1,081 129,200 SH SOLE 129,200 0 0 Nestle SA COM 7123870 7,482 154,500 SH SOLE 154,500 0 0 NetApp, Inc. COM 64110D104 981 26,296 SH SOLE 23,414 400 2,482 Nevsun Resources Ltd. COM 64156l101 5,444 1,566,400 SH SOLE 1,566,400 0 0 New Westfield Financial, Inc. COM 96008p104 104 12,500 SH SOLE 12,500 0 0 Newell Rubbermaid Inc. COM 651229106 190 13,000 SH SOLE 13,000 0 0 Newmont Mining Corporation COM 651639106 144,270 2,336,737 SH SOLE 2,297,810 0 38,927 Nexen Inc. COM 65334H102 443 22,500 SH SOLE 22,500 0 0 NextEra Energy, Inc. COM 65339F101 63,277 1,297,726 SH SOLE 1,294,941 0 2,785 Nicholas-Applegate CVT & Inc COM 65370f101 349 38,012 SH SOLE 38,012 0 0 NII Holdings Inc. COM 62913f201 758 23,323 SH SOLE 23,100 0 223 Nippon Express Co., Ltd. COM 6642127 4,894 1,073,800 SH SOLE 1,073,800 0 0 Nordstrom, Inc. COM 655664100 429 13,340 SH SOLE 8,302 0 5,038 Northern Trust Corporation COM 665859104 1,449 31,025 SH SOLE 31,025 0 0 NRJ Group COM 5996126 354 48,600 SH SOLE 48,600 0 0 Nucor Corporation COM 670346105 2,630 68,705 SH SOLE 68,705 0 0 Nutreco Holding NV COM 5183359 2,435 45,033 SH SOLE 45,033 0 0 Obagi Medical Products, Inc. COM 67423R108 431 36,500 SH SOLE 36,500 0 0 Occidental Petroleum Corporati COM 674599105 7,757 100,550 SH SOLE 100,550 0 0 Ocean Park Ventures Corp. COM 67486Q104 465 1,500,000 SH SOLE 1,500,000 0 0 Oceaneering International, Inc COM 675232102 4,109 91,521 SH SOLE 49,401 0 42,120 Odyssey Marine Exploration COM 676118102 13 13,500 SH SOLE 13,500 0 0 Old Republic COM 680223104 292 24,091 SH SOLE 19,000 0 5,091 Olin Corporation COM 680665205 190 10,500 SH SOLE 10,500 0 0 Omeros Corporation COM 682143102 1,759 237,000 SH SOLE 237,000 0 0 OMRON Corporation COM 6659428 5,965 269,900 SH SOLE 269,900 0 0 Oneok Inc COM 682680103 471 10,900 SH SOLE 10,900 0 0 Openwave Systems Inc. COM 683718308 15,152 7,464,281 SH SOLE 5,967,331 0 1,496,950 Optex Company Ltd. COM 6660914 364 34,700 SH SOLE 34,700 0 0 Oracle Corporation COM 68389X105 2,188 101,946 SH SOLE 98,850 0 3,096 O'Reilly Automotive Inc. COM 686091109 4,968 104,450 SH SOLE 104,450 0 0 Orezone Gold Corporation COM 68616T109 1,353 1,654,988 SH SOLE 1,654,988 0 0 Oro Gold Resources Ltd. COM B07J9L3 385 1,000,000 SH SOLE 1,000,000 0 0 Owens-Illinois, Inc. COM 690768403 36,527 1,380,981 SH SOLE 1,374,328 0 6,653 PACCAR Inc. COM 693718108 913 22,900 SH SOLE 22,900 0 0 Pall Corp COM 696429307 876 25,500 SH SOLE 25,500 0 0 Palomar Medical Technologies COM 697529303 6,621 591,646 SH SOLE 557,036 0 34,610 Panoramic Resources, Ltd. COM 6405665 282 153,660 SH SOLE 153,660 0 0 Parametric Technology Corporat COM 699173209 16,171 1,032,003 SH SOLE 817,683 0 214,320
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------ -------------- --------- -------- ------------------- ---------- -------- --------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ --------- Parker Hannifin Corporation COM 701094104 566 10,200 SH SOLE 10,200 0 0 Peabody Energy Corporation COM 704549104 270 6,892 SH SOLE 0 0 6,892 Penn Virginia GP Holdings LP COM 70788P105 2,323 127,500 SH SOLE 127,500 0 0 Penn Virginia Resource Partner COM 707884102 1,504 71,950 SH SOLE 71,950 0 0 PepsiCo, Inc. COM 713448108 10,019 164,381 SH SOLE 161,085 0 3,296 Perseus Mining Limited COM B02FBC1 5,314 2,745,000 SH SOLE 2,745,000 0 0 Petrohawk Energy Corporation COM 716495106 2,861 168,606 SH SOLE 157,420 0 11,186 Pfizer Inc. COM 717081103 56,296 3,947,857 SH SOLE 3,930,280 0 17,577 Pharmaceutical Product Develop COM 717124101 7,742 304,665 SH SOLE 203,065 0 101,600 Philip Morris International In COM 718172109 6,506 141,937 SH SOLE 138,162 0 3,775 Pier 1 Imports Inc COM 720279108 533 83,139 SH SOLE 0 0 83,139 Pinnacle Financial Partners, I COM 72346Q104 6,876 535,080 SH SOLE 436,970 0 98,110 Pioneer Southwest Energy Partn COM 72388B106 3,396 137,225 SH SOLE 137,225 0 0 Plains All American Pipeline L COM 726503105 1,230 20,950 SH SOLE 20,950 0 0 Plum Creek Timber Company, Inc COM 729251108 1,234 35,738 SH SOLE 33,738 2,000 0 PNM Resources Inc. COM 69349H107 313 28,021 SH SOLE 27,500 0 521 PolyOne Corporation COM 73179p106 7,689 913,170 SH SOLE 913,000 0 170 Potash Corporation of Saskatch COM 73755L107 2,298 26,645 SH SOLE 26,645 0 0 Potlatch Corporation COM 737630103 2,255 63,106 SH SOLE 63,106 0 0 Power-One, Inc. COM 73930R102 324 48,036 SH SOLE 0 0 48,036 PowerShares QQQ COM 73935a104 334 7,814 SH SOLE 7,664 150 0 POZEN Inc. COM 73941U102 4,343 619,500 SH SOLE 589,925 0 29,575 PPL Corporation COM 69351T106 1,028 41,200 SH SOLE 41,200 0 0 Praxair Inc COM 74005P104 6,150 80,935 SH SOLE 80,935 0 0 Precision Castparts Corp. COM 740189105 2,841 27,600 SH SOLE 27,600 0 0 Priceline.com COM 741503403 406 2,299 SH SOLE 0 10 2,289 Protective life Corp COM 743674103 357 16,704 SH SOLE 0 0 16,704 Prudential Financial, Inc. COM 744320102 3,194 59,526 SH SOLE 59,526 0 0 Public Service Enterprise Grou COM 744573106 4,168 133,025 SH SOLE 133,025 0 0 Pulte Group Inc. COM 745867101 1,911 230,745 SH SOLE 215,465 0 15,280 Pure Cycle Corp. COM 746228303 239 85,500 SH SOLE 85,500 0 0 PYI Corp LTD COM 6129288 937 29,170,000 SH SOLE 29,170,000 0 0 Quadra FNX Mining Ltd COM 74733X106 800 87,000 SH SOLE 87,000 0 0 Qualcom Incorporated COM 747525103 11,025 335,709 SH SOLE 335,015 0 694 Quantum Corporation COM 747906204 231 123,114 SH SOLE 0 730 122,384 Quest Diagnostics Incorporated COM 74834L100 6,336 127,300 SH SOLE 127,100 0 200 Questar Corporation COM 748356102 602 13,243 SH SOLE 12,943 0 300 Questcor Pharmaceuticals, Inc. COM 74835Y101 240 23,500 SH SOLE 23,500 0 0 Quicksilver Inc. COM 74838c106 57 15,499 SH SOLE 0 0 15,499 Quicksilver Resources Inc. COM 74837R104 139 12,600 SH SOLE 12,600 0 0 Qwest Communications Internati COM 749121109 81 15,366 SH SOLE 300 0 15,066 R. R. Donnelley & Sons Company COM 257867101 10,000 610,900 SH SOLE 610,900 0 0 Range Resources Corporation COM 75281A109 2,012 50,100 SH SOLE 50,100 0 0 Rayonier Inc. COM 754907103 220 5,000 SH SOLE 5,000 0 0 Raytheon Company COM 755111507 4,108 84,900 SH SOLE 83,983 850 67 Redwood Trust, Inc. COM 758075402 922 63,000 SH SOLE 63,000 0 0 Richfield Ventures Corp COM 76340N207 820 900,000 SH SOLE 900,000 0 0 Rimage Corporation COM 766721104 888 56,100 SH SOLE 56,100 0 0 Rite Aid Corp. COM 767754104 16 16,583 SH SOLE 0 0 16,583 Rockwell Automation COM 773903109 13,256 270,039 SH SOLE 269,964 0 75 Rockwell Collins, Inc. COM 774341101 616 11,600 SH SOLE 11,600 0 0 Rohm Co. Ltd. COM 6747204 243 4,000 SH SOLE 4,000 0 0 Roper Industries Inc. COM 776696106 3,495 62,452 SH SOLE 62,452 0 0 Royal Gold, Inc. COM 780287108 45,402 945,865 SH SOLE 913,865 0 32,000 Ruby Tuesday, Inc. COM 781182100 3,845 452,380 SH SOLE 449,356 289 2,735 Rush Enterprises, Inc. COM 781846209 11,391 852,625 SH SOLE 852,625 0 0 Rydex S&P Equal Weight Technol COM 78355w817 304 7,200 SH SOLE 7,200 0 0 Sa Sa International Holdings L COM 6003401 50 65,000 SH SOLE 65,000 0 0 SAIC Inc. COM 78390x101 1,091 65,200 SH SOLE 65,200 0 0 Salesforce.com, Inc. COM 79466l302 1,567 18,256 SH SOLE 16,100 0 2,156
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------ -------------- --------- -------- ------------------- ---------- -------- --------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ --------- Salisbury Bancorp Inc COM 795226109 346 14,538 SH SOLE 14,538 0 0 Salix Pharmaceuticals, Ltd. COM 795435106 3,466 88,800 SH SOLE 88,800 0 0 Sanmina Corp. COM 800907206 311 22,870 SH SOLE 0 179 22,691 Sanofi-Aventis COM 5671735 5,191 85,700 SH SOLE 85,700 0 0 Sapient Corporation COM 803062108 2,390 235,682 SH SOLE 232,680 0 3,002 Sara Lee Corp. COM 803111103 94 6,667 SH SOLE 3,600 0 3,067 Scana Corp NEW COM 80589M102 236 6,600 SH SOLE 6,600 0 0 Schlumberger Limited COM 806857108 57,166 1,033,004 SH SOLE 1,033,004 0 0 School Specialty, Inc. COM 807863105 7,640 422,800 SH SOLE 422,800 0 0 Schoolwurks Inc (Delisted) COM 80802m103 - 12,210 SH OTHER 2 0 0 12,210 Scorpio Mining Corporation COM 80917V105 11,933 18,959,342 SH SOLE 18,609,342 0 350,000 Seagate Technology COM g7945j104 244 18,713 SH SOLE 0 0 18,713 Sealy Corporation COM 812139301 255 95,600 SH SOLE 95,600 0 0 SEMAFO Inc. COM 816922108 1,815 240,000 SH SOLE 140,000 0 100,000 Seneca Foods Corp COM 817070501 269 8,337 SH SOLE 0 0 8,337 Sigma-Aldrich Corporation COM 826552101 1,338 26,851 SH SOLE 26,851 0 0 Silicon Image, Inc. COM 82705t102 19,750 5,626,904 SH SOLE 4,441,989 0 1,184,915 Sinchao Metals Corp COM b1lckp6 159 1,060,000 SH SOLE 1,060,000 0 0 Sinclair Broadcast Group Cl A COM 829226109 70 12,024 SH SOLE 0 414 11,610 Singapore Post Limited COM 6609478 588 728,000 SH SOLE 728,000 0 0 Skechers U S A Inc. COM 830566105 495 13,546 SH SOLE 0 70 13,476 SMC Corporation COM 6763965 5,280 39,000 SH SOLE 39,000 0 0 Smith International, Inc. COM 832110100 5,864 155,750 SH SOLE 155,750 0 0 Sogefi S.p.A. COM T86807103 2,742 1,099,000 SH SOLE 1,099,000 0 0 Sol Melia SA COM 5738298 3,524 551,500 SH SOLE 551,500 0 0 Solutia Inc. COM 834376501 7,514 573,614 SH SOLE 573,500 0 114 Solvay SA COM 4821100 3,570 41,600 SH SOLE 41,600 0 0 Sonoco Products Company COM 835495102 38,459 1,261,774 SH SOLE 1,261,774 0 0 Southern Company COM 842587107 3,769 113,241 SH SOLE 113,241 0 0 Southern Union Company COM 844030106 18,142 829,900 SH SOLE 829,900 0 0 Southwestern Energy COM 845467109 213 5,500 SH SOLE 5,500 0 0 Spartech Corporation COM 847220209 7,511 732,800 SH SOLE 732,800 0 0 SPDR Dow Jones Industrial Aver COM 78467X109 383 3,920 SH SOLE 3,920 0 0 SPDR Gold Trust COM 78463V107 44,508 365,777 SH SOLE 364,177 1,500 100 SPDR S&P Biotech ETF COM 78464a870 2,763 53,369 SH SOLE 53,369 0 0 Spectra Energy Corp - W/I COM 847560109 498 24,830 SH SOLE 24,830 0 0 Speedway Motorsports, Inc. COM 847788106 633 46,700 SH SOLE 46,700 0 0 Sport Supply Group Inc. COM 84916A104 136 10,125 SH SOLE 10,125 0 0 Sprint Nextel Corporation COM 852061100 70 16,421 SH SOLE 700 0 15,721 Sprott Physical Gold Trust COM 85207H104 16,459 1,402,000 SH SOLE 1,402,000 0 0 St. Jude Medical, Inc. COM 790849103 28,568 791,570 SH SOLE 786,090 0 5,480 Standard & Poor's Depository R COM 78462F103 390 3,780 SH SOLE 3,530 250 0 Standex International Corporat COM 854231107 2,358 93,000 SH SOLE 93,000 0 0 Stanley Black & Decker Inc. COM 854502101 29,380 581,559 SH SOLE 581,559 0 0 Stantec Inc. COM 85472N109 1,681 75,950 SH SOLE 75,950 0 0 Staples Inc. COM 855030102 860 45,165 SH SOLE 45,165 0 0 Starbucks Corp. COM 855244109 1,755 72,234 SH SOLE 70,500 0 1,734 Starwood Hotels & Resorts Worl COM 85590A401 2,851 68,812 SH SOLE 68,255 0 557 Steelcase Inc. COM 858155203 27,974 3,609,558 SH SOLE 3,609,558 0 0 Stereotaxis Inc. COM 85916J102 170 51,250 SH SOLE 51,250 0 0 Stericycle Inc. COM 858912108 620 9,459 SH SOLE 9,459 0 0 Stryker Corporation COM 863667101 2,055 41,045 SH SOLE 41,045 0 0 Summer Infant, Inc. COM 865646103 880 134,300 SH SOLE 134,300 0 0 Suncor Energy, Inc. COM 867224107 813 27,600 SH SOLE 27,600 0 0 SUPERVALU Inc. COM 868536103 8,182 754,787 SH SOLE 754,787 0 0 Swiss Helvitia Fund COM 870875101 141 13,246 SH SOLE 13,246 0 0 SXC Health Solutions Corporati COM 78505P100 625 8,500 SH SOLE 8,500 0 0 Symantec Corporation COM 871503108 17,398 1,253,425 SH SOLE 1,245,375 0 8,050 Syms Corp COM 871551107 612 86,227 SH OTHER 2 0 0 86,227 Symyx Technologies, Inc COM 87155S108 1,494 298,295 SH SOLE 298,295 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------ -------------- --------- -------- ------------------- ---------- -------- --------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ --------- Synnex Corp COM 87162w100 282 10,996 SH SOLE 0 0 10,996 Sysco Corporation COM 871829107 7,427 259,941 SH SOLE 234,990 0 24,951 Tahoe Resources Inc. COM 873868103 4,430 725,500 SH SOLE 660,200 0 65,300 Takata Corporation COM B1FSLW4 4,722 230,300 SH SOLE 230,300 0 0 Talisman Energy Inc. COM 87425E103 569 37,500 SH SOLE 37,500 0 0 Target Corporation COM 87612E106 1,064 21,645 SH SOLE 21,645 0 0 Technology Select Sector SPDR COM 81369y803 313 15,350 SH SOLE 15,350 0 0 TeleCommunication Systems, Inc COM 87929J103 12,983 3,135,936 SH SOLE 2,500,051 0 635,885 TeleTech Holdings, Inc. COM 879939106 12,219 947,962 SH SOLE 755,237 0 192,725 Television Broadcasts COM 6881674 3,459 742,000 SH SOLE 742,000 0 0 Tempur-Pedic International COM 88023U101 223 7,249 SH SOLE 0 86 7,163 Teradyne, Inc. COM 880770102 11,987 1,229,391 SH SOLE 1,210,000 0 19,391 Tetra Tech Inc. COM 88162g103 3,051 155,595 SH SOLE 155,595 0 0 Tetra Technologies COM 88162F105 14,304 1,575,369 SH SOLE 1,262,854 0 312,515 Texas Instruments Inc. COM 882508104 835 35,875 SH SOLE 35,875 0 0 Thai Beverage Public Company L COM Y8588A103 113 565,000 SH SOLE 565,000 0 0 The Allstate Corporation COM 020002101 19,979 695,410 SH SOLE 695,410 0 0 The Boeing Company COM 097023105 18,143 289,128 SH SOLE 285,840 0 3,288 The Clorox Company COM 189054109 646 10,400 SH SOLE 10,400 0 0 The Coca-Cola Company COM 191216100 44,601 889,883 SH SOLE 872,908 0 16,975 The Cooper Companies, Inc. COM 216648402 1,564 39,300 SH SOLE 39,300 0 0 The Gap, Inc. COM 364760108 1,874 96,284 SH SOLE 88,090 0 8,194 The Goldman Sachs Group, Inc. COM 38141G104 4,777 36,391 SH SOLE 36,200 0 191 The Hain Celestial Group, Inc. COM 405217100 12,728 631,024 SH SOLE 505,639 0 125,385 The Home Depot, Inc. COM 437076102 24,157 860,615 SH SOLE 851,515 0 9,100 The Interpublic Group of Compa COM 460690100 144 20,200 SH SOLE 20,200 0 0 The Knot, Inc. COM 499184109 588 75,600 SH SOLE 75,600 0 0 The Kroger Co. COM 501044101 6,918 351,335 SH SOLE 341,970 0 9,365 The Manitowoc Company, Inc. COM 563571108 1,987 217,375 SH SOLE 217,375 0 0 The McGraw-Hill Companies, Inc COM 580645109 276 9,800 SH SOLE 9,800 0 0 The Mosaic Company COM 61945A107 1,385 35,525 SH SOLE 35,525 0 0 The Procter & Gamble Company COM 742718109 16,371 272,949 SH SOLE 256,139 1,400 15,410 The TJX Companies, Inc. COM 872540109 3,851 91,790 SH SOLE 85,215 0 6,575 The Travelers Companies, Inc. COM 89417E109 950 19,284 SH SOLE 6,686 0 12,598 The Walt Disney Company COM 254687106 3,541 112,400 SH SOLE 112,400 0 0 The Washington Post Company COM 939640108 18,719 45,602 SH SOLE 45,272 0 330 Thermo Fisher Scientific Inc COM 883556102 31,296 638,045 SH SOLE 638,045 0 0 Thomas & Betts Corp. COM 884315102 1,319 38,000 SH SOLE 38,000 0 0 Thoratec Corporation COM 885175307 29,487 690,081 SH SOLE 584,721 0 105,360 TIBCO Software Inc. COM 88632Q103 24,412 2,024,175 SH SOLE 1,615,505 0 408,670 Tier Technologies, Inc. COM 88650Q100 1,488 244,700 SH SOLE 244,700 0 0 Titan International, Inc. COM 88830M102 341 34,250 SH SOLE 34,250 0 0 TNR Gold Corporation COM 014489827 929 4,120,000 SH SOLE 4,120,000 0 0 Torex Gold Resources Inc. COM 891054108 947 900,000 SH SOLE 900,000 0 0 Total System Services, Inc. COM 891906109 18,721 1,376,549 SH SOLE 1,376,549 0 0 Tractor Supply Company COM 892356106 19,100 313,277 SH SOLE 249,682 0 63,595 Transocean Ltd. COM H8817H100 10,739 231,800 SH SOLE 231,800 0 0 Trex Company, Inc. COM 89531P105 11,385 566,700 SH SOLE 566,700 0 0 TriMas Corporation COM 896215209 6,325 559,217 SH SOLE 559,217 0 0 Trimble Navigation Ltd. COM 896239100 2,010 71,800 SH SOLE 71,800 0 0 Tutor Perini Corp COM 901109108 247 14,979 SH SOLE 0 0 14,979 Tyco International Ltd. COM H89128104 38,087 1,081,108 SH SOLE 1,081,108 0 0 Ulta Salon Cosmetics & Fragr COM 90384S303 240 10,147 SH SOLE 0 0 10,147 Ultra Petroleum Corp. COM 903914109 420 9,500 SH SOLE 9,500 0 0 UltraShort Lehman 20+ Yr Treas COM 74347R297 195 5,500 SH SOLE 5,500 0 0 Ultratech, Inc. COM 904034105 37,459 2,302,346 SH SOLE 1,863,826 0 438,520 Umicore COM 4005001 3,107 106,500 SH SOLE 106,500 0 0 Umpqua Holdings Corporation COM 904214103 16,825 1,465,558 SH SOLE 1,176,273 0 289,285 Union Pacific Corporation COM 907818108 6,680 96,103 SH SOLE 96,103 0 0 Unit Corporation COM 909218109 22,129 545,174 SH SOLE 430,664 0 114,510
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------ -------------- --------- -------- ------------------- ---------- -------- --------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ --------- United Parcel Service, Inc. COM 911312106 28,779 505,879 SH SOLE 505,379 500 0 United Technologies Corp COM 913017109 8,994 138,555 SH SOLE 135,450 0 3,105 US Bancorp COM 902973304 2,348 105,071 SH SOLE 105,071 0 0 UTS Energy Corp. COM 903396109 68 35,000 SH SOLE 35,000 0 0 VAALCO Energy, Inc. COM 91851C201 23,222 4,146,703 SH SOLE 3,625,843 0 520,860 Valassis Communications Inc. COM 918866104 325 10,259 SH SOLE 0 110 10,149 ValueClick, Inc. COM 92046N102 21,891 2,047,796 SH SOLE 1,631,641 0 416,155 Vanguard Emergining Markets ET COM 922042858 236 6,200 SH SOLE 6,200 0 0 VASCO Data Security Internatio COM 92230Y104 13,782 2,233,700 SH SOLE 2,075,070 0 158,630 Veeco Instruments Inc. COM 922417100 374 10,919 SH SOLE 2,500 60 8,359 Ventas Inc. COM 92276F100 623 13,275 SH SOLE 13,275 0 0 Veolia Environment COM 4031879 675 28,537 SH SOLE 28,537 0 0 Verigy Ltd. COM Y93691106 3,043 350,120 SH SOLE 350,120 0 0 Verizon Communications Inc COM 92343V104 21,264 758,888 SH SOLE 732,278 0 26,610 Visa Inc -Class A Shrs COM 92826C839 6,886 97,331 SH SOLE 96,811 0 520 Vishay Intertechnology COM 928298108 16,830 2,174,355 SH SOLE 2,152,800 0 21,555 Vivendi Universal SA COM 4834777 5,308 258,150 SH SOLE 258,150 0 0 Vonage Holdings Corp COM 92886T201 88 38,186 SH SOLE 0 1,376 36,810 Vulcan Materials Company COM 929160109 294 6,700 SH SOLE 6,700 0 0 W&T Offshore, Inc. COM 92922P106 320 33,800 SH SOLE 33,800 0 0 W. R. Grace & Co. COM 38388F108 12,284 583,850 SH SOLE 583,850 0 0 Wabash National Corp. COM 929566107 139 19,499 SH SOLE 0 0 19,499 Walgreen Company COM 931422109 4,760 178,268 SH SOLE 178,156 0 112 Wal-Mart Stores, Inc. COM 931142103 9,436 196,307 SH SOLE 188,804 1,025 6,478 Waters Corporation COM 941848103 809 12,500 SH SOLE 12,500 0 0 Wayside Technology Group, Inc. COM 946760105 444 49,000 SH SOLE 49,000 0 0 WD-40 Company COM 929236107 15,335 459,133 SH SOLE 364,278 0 94,855 Weatherford International Ltd. COM H27013103 12,815 975,246 SH SOLE 965,416 0 9,830 Websense, Inc. COM 947684106 22,645 1,198,123 SH SOLE 956,248 0 241,875 Wellpoint Health Networks, Inc COM 94973V107 213 4,346 SH SOLE 4,150 0 196 Wells Fargo & Company COM 949746101 9,048 353,434 SH SOLE 353,172 0 262 WESCO International Inc COM 95082P105 12,465 370,200 SH SOLE 370,200 0 0 Weyerhaeuser Company COM 962166104 18,099 514,175 SH SOLE 514,175 0 0 WGL Holdings Inc. COM 92924F106 841 24,728 SH SOLE 24,617 0 111 Whole Foods Market Inc. COM 966837106 259 7,200 SH SOLE 7,200 0 0 Williams Cos Inc COM 969457100 1,389 76,000 SH SOLE 76,000 0 0 Windstream Corporation COM 97381W104 428 40,483 SH SOLE 40,483 0 0 Witwatersrand Consolidated Gol COM b13c2j2 423 55,000 SH SOLE 55,000 0 0 World Fuel Services Corp. COM 981475106 308 11,875 SH SOLE 0 0 11,875 Wright Medical Group, Inc. COM 98235T107 21,465 1,292,287 SH SOLE 1,043,207 0 249,080 Wynn Resorts Limited COM 983134107 892 11,690 SH SOLE 11,690 0 0 Xinao Gas Holdings Ltd. COM G9826J104 214 95,500 SH SOLE 95,500 0 0 Yahoo! Inc. COM 984332106 1,237 89,400 SH SOLE 89,400 0 0 Yamana Gold Inc. COM 98462Y100 113 11,000 SH SOLE 11,000 0 0 Yum! Brands, Inc COM 988498101 18,033 461,908 SH SOLE 461,908 0 0 Zena Mining Corp. COM 98935W103 545 1,000,000 SH SOLE 1,000,000 0 0 Calloway Golf Co. 7.5% Pfd Ser CVPRF 131193203 556 5,100 SH SOLE 5,100 0 0 American EuroPacific Growth Fu MF 298706409 7,107 210,254 SH SOLE 210,254 0 0 Dreyfus Premier Intermediate T MF 261967301 290 22,297 SH OTHER 2 0 0 22,297 Eifb Ulysse C Fund MF 289990954 1,283 29,300 SH SOLE 29,300 0 0 FCP Tocqueville Small Caps Ame MF FR0010547 781 511 SH SOLE 511 0 0 FCP Tocqueville Value Amerique MF FR0010547 2,534 69,852 SH SOLE 69,852 0 0 FCP Tocqueville Value Europe MF 2,607 18,170 SH SOLE 18,170 0 0 Fidelity Spartan 500 Index Fun MF 315911206 6,310 172,177 SH SOLE 172,177 0 0 Fundamental Investors, Inc. MF 360802102 2,258 75,268 SH SOLE 75,268 0 0 JP Morgan High Yield Bond MF 4812C0803 207 26,904 SH SOLE 26,904 0 0 Parnassus Fund MF 701765109 222 6,880 SH SOLE 6,880 0 0 PIMCO High Yield Fund MF 693390841 194 21,906 SH SOLE 21,906 0 0 TAM Investment Funds - Multi C MF LU0476676 22,474 22,278 SH SOLE 22,278 0 0 The Delafield Fund MF 888894847 1,301 57,839 SH SOLE 57,839 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------ -------------- --------- -------- ------------------- ---------- -------- --------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ --------- The Select Fund MF 888894839 169 17,464 SH SOLE 17,464 0 0 The Tocqueville Fund MF 888894102 38,767 2,082,004 SH SOLE 2,065,937 0 16,068 The Tocqueville Gold Fund MF 888894862 45,401 691,665 SH SOLE 691,665 0 0 The Tocqueville International MF 888894300 85,763 8,593,441 SH SOLE 8,593,441 0 0 The Tocqueville Small Cap Fund MF 888894409 8,560 771,138 SH SOLE 771,138 0 0 Vaguard Bond Index Fund INC In MF 921937306 249 22,063 SH OTHER 2 0 0 22,063 Vanguard GNMA Fund - Admiral MF 922031794 17,339 1,576,292 SH SOLE 1,566,391 9,901 0 Vanguard Inflation-Protected S MF 922031869 10 770 SH SOLE 770 0 0 Vanguard NJ L/T Tax-Exempt Adm MF 92204F305 515 44,113 SH SOLE 44,113 0 0 Vvanguard NJ Long-Term Tax Exe MF 92204F206 186 15,940 SH SOLE 15,940 0 0 100,000ths Wells Fargo & Co. ( PFD kek746889 - 116,800 SH SOLE 116,800 0 0 Bank of America Corporation Pf PFD 060505765 424 17,000 SH SOLE 17,000 0 0 Pub Storage Ser E 6.75% C@25 PFD 74460D398 1,123 45,800 SH SOLE 45,800 0 0 Pub Storage Ser-W 6.50% C@25 1 PFD 74460D570 610 26,000 SH SOLE 26,000 0 0 Pub Storage Ser-X 6.45% C@25 1 PFD 74460D554 1,048 44,750 SH SOLE 44,750 0 0 Pub Storage Ser-Z 6.25% C@25 PFD 74460D521 1,163 49,500 SH SOLE 49,500 0 0 Public Storage Ser-F 6.45% C@2 PFD 74460D380 1,257 53,800 SH SOLE 53,800 0 0 Public Storage Series-K 7.25% PFD 74460D273 712 28,100 SH SOLE 28,100 0 0 Public Storage Series-M 6.625% PFD 74460D232 1,970 80,885 SH SOLE 80,885 0 0 Tennessee Valley Authority 5.6 PFD 880591409 270 10,000 SH SOLE 10,000 0 0 Applied Semiconductor, Inc. SE RES 101 16,800 SH SOLE 16,800 0 0 Drinks America Holdings RES 26205U10R - 33,333 SH SOLE 33,333 0 0 EMCORE Corporation (XXX) RES 29084610R 200 225,000 SH SOLE 225,000 0 0 Genetic ID Inc. CONV PFD SER B RES 176 14,650 SH SOLE 14,650 0 0 Ironwood Pharmaceuticals, Inc. RES 463993907 - 65,458 SH SOLE 65,458 0 0 Mirant Corp - Escrow shares RES 604675991 - 26,491 SH SOLE 10,320 0 16,171 Rockwood Services Corp. (Restr RES 999QBV907 1,014 751 SH SOLE 751 0 0 Acasti Pharma Inc (pvt) 00430K105 - 11,736 SH SOLE 11,736 0 0 Acasti Pharma WTS CAD $0.40 Ex 00430K113 - 11,736 SH SOLE 11,736 0 0 Accenture PLC G1151C101 2,145 55,500 SH SOLE 55,500 0 0 Agnico-Eagle Mines Limited 008474108 39,718 653,465 SH SOLE 632,865 0 20,600 Alamos Gold Inc. 011527108 47,725 3,109,100 SH SOLE 2,992,100 0 117,000 Alcon Inc H01301102 401 2,705 SH SOLE 2,705 0 0 Allied Gold Ltd (pvt) AU000000A 7,004 23,860,000 SH SOLE 23,860,000 0 0 AngloGold Ashanti Limited - AD 035128206 14,537 336,672 SH SOLE 316,672 0 20,000 Astreka LLC :COST8 756 75,624 SH SOLE 75,624 0 0 Avion Resources WTS CAD$.65 EX B1Z58S:0. - 1,000,000 SH SOLE 1,000,000 0 0 Banco Santander SA - ADR 05964H105 8,732 831,652 SH SOLE 830,925 0 727 Bank of Nova Scotia 064149107 273 5,935 SH SOLE 5,935 0 0 Barrick Gold Corporation 067901108 37,795 832,300 SH SOLE 813,800 0 18,500 BHP Billiton Limited - ADR 088606108 22,168 357,600 SH SOLE 355,360 0 2,240 BIO-key International Inc. (Se bkyi2 - 65,926 SH SOLE 65,926 0 0 BP plc - ADR 055622104 1,939 67,156 SH SOLE 65,589 0 1,567 Cameco Corporation 13321L108 566 26,600 SH SOLE 26,600 0 0 CANON INC. - ADR 138006309 9,883 264,895 SH SOLE 264,400 0 495 Centamin Egypt Ltd (pvt) b1vrqz3 12,630 5,191,100 SH SOLE 5,191,100 0 0 Chicago Bridge & Iron Company 167250109 808 42,978 SH SOLE 42,425 0 553 China Security & Surveillance 16942J105 360 78,000 SH SOLE 78,000 0 0 Cia de Minas Buenaventura S.A. 204448104 40,931 1,064,800 SH SOLE 1,032,600 0 32,200 Clark Holdings WTS $6.00 Exp 0 18145M117 5 482,000 SH SOLE 482,000 0 0 Comaplex Minerals Corp. (pvt) 199901109 13,823 1,337,800 SH SOLE 1,337,800 0 0 Companhia Siderurgica Nacional 20440W105 881 60,000 SH SOLE 60,000 0 0 Condor Petroleum (pvt) 470 500,000 SH SOLE 500,000 0 0 Copper One Inc (pvt) 21751Q109 312 1,900,000 SH SOLE 1,900,000 0 0 Copper One Inc WTS CAD$0.80 ex b2378q:0. - 950,000 SH SOLE 950,000 0 0 Core Laboratories N.V. N22717107 5,585 37,835 SH SOLE 37,835 0 0 Crescent Point Energy Corp 22576C101 932 26,450 SH SOLE 26,450 0 0 Danone S.A - ADR 23636T100 475 43,836 SH SOLE 43,836 0 0 Detour Gold Corporation (pvt) 250669108 6,220 280,000 SH SOLE 280,000 0 0 Deutsche Bank AG D18190898 2,064 36,750 SH SOLE 36,750 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------ -------------- --------- -------- ------------------- ---------- -------- --------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ --------- Deutsche Telekom AG - ADR 251566105 2,849 239,270 SH SOLE 234,500 0 4,770 Duoyuan Global Water Inc. 266043108 2,131 121,100 SH SOLE 121,100 0 0 East Asia Minerals Corporation 270541105 23,836 4,079,600 SH SOLE 4,079,600 0 0 ECF Value Fund II LP 958 500,000 SH SOLE 500,000 0 0 ECI (pvt) :COST9 500 588,200 SH SOLE 588,200 0 0 Eldorado Gold Corp (pvt) 284902103 17,923 1,000,000 SH SOLE 1,000,000 0 0 Eldorado Gold Corporation 284902103 26,529 1,477,100 SH SOLE 1,401,000 0 76,100 Electrum Ltd. (pvt) :COST10 18,422 3,289,583 SH SOLE 3,289,583 0 0 EMCORE Corporation WTS $15.06 emkr.wt - 89,250 SH SOLE 89,250 0 0 Endeavour Finl Corp WTS CAD$ 2 B4W8L73 770 1,000,000 SH SOLE 1,000,000 0 0 Enerplus Resources Fund 29274D604 214 9,900 SH SOLE 9,900 0 0 ETFS Physical Platinum B1VS2W5 2,279 15,000 SH SOLE 15,000 0 0 European Goldfields Limited 298774100 26,837 4,213,100 SH SOLE 4,113,100 0 100,000 European Goldfields Limited (p 298774100 6,397 1,000,000 SH SOLE 1,000,000 0 0 Evolving Gold Corp (pvt) b1yxwh 150 200,000 SH SOLE 200,000 0 0 Exploration Syndicate, Inc.(pv :COST11 360 1,500,000 SH SOLE 1,500,000 0 0 Fomento Economico Mexicano - A 344419106 5,225 121,100 SH SOLE 121,100 0 0 France Telecom SA - ADR 35177Q105 1,093 63,147 SH SOLE 60,500 0 2,647 Franco-Nevada Corporation 351858105 4,023 131,200 SH SOLE 101,200 0 30,000 Franco-Nevada Corporation (pvt 351858204 46,831 1,538,700 SH SOLE 1,538,700 0 0 Gabriel Resources Ltd. 361970106 1,824 400,000 SH SOLE 400,000 0 0 Gafisa SA - ADR 362607301 121 10,000 SH SOLE 10,000 0 0 Geo Fossil Fuels :COST1 - 91,037 SH SOLE 91,037 0 0 Geobiotics 8% Conv. Sub. Deb. :COST7 - 750,000 SH SOLE 750,000 0 0 GeoBiotics LLC Private Placeme :COST12 584 417,142 SH SOLE 417,142 0 0 GeoBiotics LLC Private Placeme :COST2 1,000 571,400 SH SOLE 571,400 0 0 GeoBiotics LLC Private Placeme :COST3 437 250,000 SH SOLE 250,000 0 0 GeoBiotics LLC Private Placeme :COST13 106 60,640 SH SOLE 60,640 0 0 GeoBiotics LLC Private Placeme :COST14 136 77,432 SH SOLE 77,432 0 0 GeoBiotics LLC Private Placeme :COST15 200 100,000 SH SOLE 100,000 0 0 GeoBiotics, LLC :COST16 625 357,142 SH SOLE 357,142 0 0 GeoSynFuels :COST4 2,902 111,626 SH SOLE 111,626 0 0 Gold Bullion International LLC 5,000 5,000,000 SH SOLE 5,000,000 0 0 Gold Fields Limited - ADR 38059T106 23,972 1,793,000 SH SOLE 1,718,000 0 75,000 Gold Resource Corp. (pvt) :COST17 32,167 2,493,600 SH SOLE 2,493,600 0 0 Goldcorp, Inc. 380956409 50,380 1,148,925 SH SOLE 1,123,825 500 24,600 Goldcorp, Inc. (pvt) 380956409 10,946 250,000 SH SOLE 250,000 0 0 GoviEx Uranium Inc. (pvt) :COST18 10,895 3,962,000 SH SOLE 3,962,000 0 0 Hannover Ruechversicherung AG 410693105 940 43,500 SH SOLE 43,500 0 0 Hannover Rueckversicherungs - 4511809 2,020 46,800 SH SOLE 46,800 0 0 Harbin Electric, Inc. 41145W109 2,876 172,712 SH SOLE 172,712 0 0 Hitachi, Ltd. - ADR 433578507 9,496 261,598 SH SOLE 258,910 0 2,688 HSBC Holdings PLC - ADR 404280406 5,830 127,875 SH SOLE 127,872 0 3 IAMGOLD Corporation 2149525 73,305 4,146,212 SH SOLE 4,024,412 0 121,800 IAMGOLD Corporation (pvt) 450913108 7,053 400,000 SH SOLE 400,000 0 0 ICICI Bank Ltd - ADR 45104g104 380 10,525 SH SOLE 10,525 0 0 Indo Gold Limited (pvt) :COST20 210 200,000 SH SOLE 200,000 0 0 International Tower Hill Mines 46051L104 38,906 5,868,195 SH SOLE 5,693,195 0 175,000 International Tower Hill Mines 46051l104 13,292 1,973,467 SH SOLE 1,973,467 0 0 Interpump WTS EUR 4.80 1st Exp b59vng5 78 176,160 SH SOLE 176,160 0 0 I-Pulse Inc (pvt) IPULSE 108 76,662 SH SOLE 76,662 0 0 I-Pulse Inc WTS $2.80 Exp 12/1 ipulsewt9 - 58,561 SH SOLE 58,561 0 0 iShares MSCI Emerging Markets 464287234 1,237 33,137 SH SOLE 33,137 0 0 iShares MSCI Japan Index Fund 464286848 2,181 237,080 SH SOLE 237,080 0 0 Ivanhoe Mines Ltd (pvt) 46579N103 12,358 954,000 SH SOLE 954,000 0 0 Ivanhoe Mines Ltd. 46579N103 58,531 4,488,550 SH SOLE 4,333,650 0 154,900 Ivanhoe Nickel & Platinum Ltd :COST21 11,898 1,322,000 SH SOLE 1,322,000 0 0 Ivanhoe Nickel & Platinum Ltd AFRMINLTD 750 83,333 SH SOLE 83,333 0 0 Ivanhoe Nickel&Platinum WTS $9 - 13,500 SH SOLE 13,500 0 0 Ivanhoe Nickel&Platinum WTS IP - 97,500 SH SOLE 97,500 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------ -------------- --------- -------- ------------------- ---------- -------- --------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ --------- Ivanhoe_Nickel&Platinum RTS 12 - 222,000 SH SOLE 222,000 0 0 Kinross Gold WTS @CAD32.00 EXP B04NVW3:3 445 162,905 SH SOLE 148,615 0 14,290 Kiska Metals (pvt) 497725101 1,650 1,811,000 SH SOLE 1,811,000 0 0 Kiska Metals WTS CDN @$0.80 EX 203914:0. - 905,500 SH SOLE 905,500 0 0 Kootenay Gold WTS CDN @$1.15 E 297460:2. - 412,500 SH SOLE 412,500 0 0 Kootenay Gold WTS CDN @$1.80 E 297460:1. - 500,000 SH SOLE 500,000 0 0 Lihua International, Inc. 532352101 1,053 123,900 SH SOLE 123,900 0 0 Linear Gold Corp WTS CAD$3.00 53566Q107 - 357,500 SH SOLE 357,500 0 0 Malbex Resources WTS CAD $1.12 230251:1. - 333,330 SH SOLE 333,330 0 0 Mansfield Minerals WTS CAD$1.8 - 500,000 SH SOLE 500,000 0 0 Mansfield Minerals, Inc. (pvt) 56428D107 1,418 1,000,000 SH SOLE 1,000,000 0 0 Medoro Resources Ltd (pvt) 58503R209 769 1,169,060 SH SOLE 1,169,060 0 0 Medoro Resources WTS CN $0.50 b15nrz:0. - 37,575 SH SOLE 37,575 0 0 Mega Precious Metal WTS CAD $1 248862:1. - 275,000 SH SOLE 275,000 0 0 Minefinders Corp Ltd (pvt) 60290010R 8,139 913,000 SH SOLE 913,000 0 0 Minefinders Corp WTS CAD $5 Ex 2595344:5 540 125,000 SH SOLE 125,000 0 0 Minefinders Corporation Ltd. - 602900102 6,863 770,255 SH SOLE 730,255 0 40,000 Mitsubishi UFJ Financial Group 606822104 18,223 3,996,300 SH SOLE 3,996,300 0 0 National Australia Bank ADR 632525408 1,188 60,424 SH SOLE 59,975 0 449 Nayarit Gold Inc WTS CAD $0.65 b0bcfw:0. - 1,300,000 SH SOLE 1,300,000 0 0 Nestle SA - ADR 641069406 3,234 66,798 SH SOLE 66,798 0 0 Niger Resources (pvt) 470 500,000 SH SOLE 500,000 0 0 Nokia Corporation - ADR 654902204 15,735 1,930,719 SH SOLE 1,929,305 0 1,414 NovaGold Resources Inc. 66987E206 9,074 1,300,000 SH SOLE 1,300,000 0 0 Ocean Park Ventur WTS CAD$0.75 - 750,000 SH SOLE 750,000 0 0 Orezone Gold Corporation (pvt) B5BVW1 511 625,000 SH SOLE 625,000 0 0 Osisko Mining Corporation 688278100 54,180 5,021,290 SH SOLE 4,850,090 0 171,200 Osisko Mining Corporation (pvt 68827N107 70,085 6,499,000 SH SOLE 6,499,000 0 0 Overlook Partners LP 531 250,000 SH SOLE 250,000 0 0 P.T. Telekomunikasi Indonesi - 715684106 3,355 98,000 SH SOLE 98,000 0 0 Pan American Silver Corporatio 697900108 37,513 1,483,903 SH SOLE 1,442,903 0 41,000 Pan American Silver WTS CAD $3 - 133,333 SH SOLE 133,333 0 0 Penn West Energy Trust 707885109 294 15,438 SH SOLE 15,438 0 0 Petroleo Brasileiro S.A. - ADR 71654V408 3,489 101,650 SH SOLE 101,650 0 0 Radius Gold Inc. (pvt) 750468100 1,055 3,624,429 SH SOLE 3,624,429 0 0 Radius Gold WTS CAD $0.50 06/2 b01rr9:0. - 1,812,213 SH SOLE 1,812,213 0 0 Randgold Resources Limited - A 752344309 95,390 1,006,750 SH SOLE 996,750 0 10,000 Red Back Mining Inc 756297107 23,498 931,000 SH SOLE 809,000 0 122,000 Red Back Mining Inc. (pvt) 756297107 31,471 1,245,000 SH SOLE 1,245,000 0 0 Romarco Minerals, Inc. 775903206 33,595 20,317,500 SH SOLE 19,825,900 0 491,600 Royal Dutch Shell PLC - Class 780259206 1,287 25,636 SH SOLE 24,680 0 956 Samsung Electronics Co., Ltd. 796050888 412 1,300 SH SOLE 1,300 0 0 Sanofi-Aventis - ADR 80105N105 2,567 85,409 SH SOLE 85,409 0 0 Santa Barbara Resources Ltd. ( 587 833,333 SH SOLE 833,333 0 0 Scorpio Gold Corp (pvt) 80918M104 736 1,120,000 SH SOLE 1,120,000 0 0 Scorpio Gold Corp WTS CAD$0.60 B1Z215:0. - 560,000 SH SOLE 560,000 0 0 Scorpio Mining Corp (escrow sh 80917V105 7,381 11,727,894 SH SOLE 11,727,894 0 0 Scorpio Mining WTS CAD $0.56 1 250338:0. - 1,271,512 SH SOLE 1,271,512 0 0 SEMAFO Inc. (pvt) 816922108 37,053 4,900,000 SH SOLE 4,900,000 0 0 Shariah Capital Inc. Reg S B1HHKW2 597 1,195,000 SH SOLE 1,195,000 0 0 Siemens AG - ADR 826197501 3,850 43,000 SH SOLE 43,000 0 0 Silver Wheaton Corp (pvt) 828336107 18,577 927,158 SH SOLE 927,158 0 0 Silver Wheaton Corporation 828336107 48,091 2,392,567 SH SOLE 2,260,567 0 132,000 Sinchao Metals Corp (pvt) b1lckp 30 201,392 SH SOLE 201,392 0 0 SORL Auto Parts, Inc. 78461U101 1,618 194,475 SH SOLE 194,475 0 0 Statoil ASA 85771P102 1,804 94,202 SH SOLE 88,472 0 5,730 Tahoe Resources Inc. (pvt) 873868103 13,738 2,250,000 SH SOLE 2,250,000 0 0 Teck Resources Ltd. 878742204 729 24,640 SH SOLE 24,640 0 0 Teva Pharmaceutical Industries 881624209 3,882 74,676 SH SOLE 74,276 400 0 The Water Company, LLC :COST19 469 15,624 SH SOLE 15,624 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------ -------------- --------- -------- ------------------- ---------- -------- --------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ --------- TNR Gold Corporation (pvt) 014489827 142 630,776 SH SOLE 630,776 0 0 Tocq Gold Offshore Cl C Ser 1 367 1,338 SH SOLE 1,338 0 0 Torex Gold Resource WTS CAD $1 b1b25h:1. 294 1,250,000 SH SOLE 1,250,000 0 0 Torex Gold Resources Inc. 891054108 5,260 5,000,000 SH SOLE 5,000,000 0 0 Total SA 89151E109 7,675 171,920 SH SOLE 161,900 0 10,020 Toyota Motor Corporation - ADR 892331307 19,801 288,767 SH SOLE 288,767 0 0 Trinity Biotech plc - ADR 896438306 773 127,200 SH SOLE 127,200 0 0 Unilever N.V. - ADR 904784709 16,091 589,000 SH SOLE 587,500 1,500 0 US Gold Corp WTS USD$10.00 exp 912023116 21 111,500 SH SOLE 111,500 0 0 Vale S.A. - ADR 91912E105 4,837 198,650 SH SOLE 198,650 0 0 Veolia Environment - ADR 92334n103 3,525 150,830 SH SOLE 150,830 0 0 Vodaphone Group Plc - ADR 92857W209 20,267 980,507 SH SOLE 980,005 0 502 Wacker Neuson SE B17R248 4,868 409,500 SH SOLE 409,500 0 0 Witwatersrand Con. Gold Resour b13c2j2 2,152 280,000 SH SOLE 280,000 0 0 Wonder Auto Technology, Inc. 978166106 1,432 195,575 SH SOLE 195,575 0 0 XDM Resources Inc (pvt) :COST22 858 1,100,000 SH SOLE 1,100,000 0 0 Yukon-Nevada Gold WTS CAD$3.00 - 4,175,000 SH SOLE 4,175,000 0 0 Zena Capital Corp WTS @CAD$0.7 274848:0. - 1,000,000 SH SOLE 1,000,000 0 0 Zhongpin, Inc. - ADR 98952K107 7,914 672,924 SH SOLE 672,682 0 242 Zymequest Series E 989934799 - 80,000 SH SOLE 80,000 0 0
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