0000919574-20-003481.txt : 20200515
0000919574-20-003481.hdr.sgml : 20200515
20200514201713
ACCESSION NUMBER: 0000919574-20-003481
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200331
FILED AS OF DATE: 20200515
DATE AS OF CHANGE: 20200514
EFFECTIVENESS DATE: 20200515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: TOCQUEVILLE ASSET MANAGEMENT L.P.
CENTRAL INDEX KEY: 0000883961
IRS NUMBER: 133547557
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-03589
FILM NUMBER: 20880096
BUSINESS ADDRESS:
STREET 1: 40 WEST 57TH STREET
STREET 2: 19TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-698-0800
MAIL ADDRESS:
STREET 1: 40 WEST 57TH STREET
STREET 2: 19TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER COMPANY:
FORMER CONFORMED NAME: TOCQUEVILLE ASSET MANAGEMENT LP
DATE OF NAME CHANGE: 19990325
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0000883961
XXXXXXXX
03-31-2020
03-31-2020
false
TOCQUEVILLE ASSET MANAGEMENT L.P.
40 West 57th Street
19th Floor
New York
NY
10019
13F HOLDINGS REPORT
028-03589
N
Kelsey Graham
Compliance Officer
646-8467-6530
/s/ Kelsey Graham
New York
NY
05-14-2020
1
638
4024883
1
0000801444
028-10558
TOCQUEVILLE TRUST
INFORMATION TABLE
2
infotable.xml
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3-D SYS CORP DEL
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3M CO
COM
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SH
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63981
4192
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ABBOTT LABS
COM
002824100
27441
347751
SH
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334534
12917
300
ABBVIE INC
COM
00287Y109
20382
267521
SH
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265089
0
2432
ABERDEEN STD GOLD ETF TR
COM
00326A104
183
12100
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12100
0
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ABIOMED INC
COM
003654100
619
4265
SH
SOLE
4165
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100
ABM INDS INC
COM
000957100
1084
44500
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SOLE
44500
0
0
ACADIA PHARMACEUTICALS INC
COM
004225108
576
13625
SH
SOLE
13625
0
0
ACCENTURE PLC IRELAND
COM
G1151C101
722
4425
SH
SOLE
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0
0
ACUITY BRANDS INC
COM
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5636
65795
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65795
0
0
ADOBE INC
COM
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28366
89133
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358
AFLAC INC
COM
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492110
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AGNC Investment Corp.
COM
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12900
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AGNICO EAGLE MINES LTD
COM
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AIR PRODS & CHEMS INC
COM
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COM
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ALCON INC
COM
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COM
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ALLERGAN PLC
COM
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ALLSTATE CORP
COM
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COM
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ALPHABET INC
COM
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53990
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ALPHABET INC
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ALPS ETF TR
COM
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ALTA MESA RES INC 3
COM
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ALTRIA GROUP INC
COM
02209S103
242
6263
SH
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AMARIN CORP PLC
COM
023111206
100
25100
SH
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AMAZON COM INC
COM
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AMER STATES WTR CO
COM
029899101
311
3800
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AMERICAN EXPRESS CO
COM
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AMERICAN HOMES 4 RENT
COM
02665T306
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AMERICAN TOWER CORP NEW
COM
03027X100
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SH
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18
AMERIPRISE FINL INC
COM
03076C106
446
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SH
SOLE
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0
3740
AMERISOURCEBERGEN CORP
COM
03073E105
273
3084
SH
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112
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AMETEK INC
COM
031100100
342
4750
SH
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0
0
AMGEN INC
COM
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AMN HEALTHCARE SVCS INC
COM
001744101
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SH
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ANSYS INC
COM
03662Q105
349
1500
SH
SOLE
1500
0
0
ANTHEM INC
COM
036752103
4836
21300
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21200
0
100
APOGEE ENTERPRISES INC
COM
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APPLE INC
COM
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APPLIED MATLS INC
COM
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ARCONIC INC
COM
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ARCTURUS THERAPEUTICS HLDG I
COM
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142
10450
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10450
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ARMSTRONG WORLD INDS INC
COM
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211
2654
SH
SOLE
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1629
ARROW ELECTRS INC
COM
042735100
1368
26375
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0
ASHLAND GLOBAL HLDGS INC
COM
044186104
1517
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30295
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ASPEN TECHNOLOGY INC
COM
045327103
204
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SH
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ASTRAZENECA PLC
COM
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374
8367
SH
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8298
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69
AT Mid Cap Equity Fund Institu
COM
00769G477
152
11257
SH
SOLE
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0
AT&T INC
COM
00206R102
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SH
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ATLASSIAN CORP PLC
COM
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AUTOMATIC DATA PROCESSING IN
COM
053015103
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AUTOZONE INC
COM
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AVALARA INC
COM
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5000
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AVANGRID INC
COM
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AXT INC
COM
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61
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AZZ INC
COM
002474104
572
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20355
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Absolute Software Corp OC-Shs
COM
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190400
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American Beacon Tocqueville In
COM
024526394
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American Beacon Tocqueville In
COM
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American Beacon Tocqueville In
COM
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American Express Co
COM
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PRN
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American FD Europacific GWTH F
COM
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Apollo Global Management LLC
COM
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Applus Services SA
COM
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BANCO SANTANDER SA
COM
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BANK NEW YORK MELLON CORP
COM
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BARRICK GOLD CORPORATION
COM
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BAXTER INTL INC
COM
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BCE INC
COM
05534B760
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15200
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BECTON DICKINSON & CO
COM
075887109
4626
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BELLEROPHON THERAPEUTICS INC
COM
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BERKSHIRE HATHAWAY INC DEL
COM
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COM
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BEST BUY INC
COM
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SH
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BHP GROUP LTD
COM
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BIO-TECHNE CORP
COM
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BIOGEN INC
COM
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COM
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BK OF AMERICA CORP
COM
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BLACKSTONE GROUP INC
COM
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BLOOM ENERGY CORP
COM
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COM
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BOEING CO
COM
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BOOKING HLDGS INC
COM
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BOOZ ALLEN HAMILTON HLDG COR
COM
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BP PLC
COM
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BRISTOL-MYERS SQUIBB CO
COM
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BRISTOL-MYERS SQUIBB CO
COM
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COM
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BYD Co Ltd
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COM
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COM
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Bayer A G Sponsored Adr
COM
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CADENCE DESIGN SYSTEM INC
COM
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CAMECO CORP
COM
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CAPITAL ONE FINL CORP
COM
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CARDINAL HEALTH INC
COM
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CARLISLE COS INC
COM
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CARMAX INC
COM
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CARS COM INC
COM
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CARTERS INC
COM
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CATERPILLAR INC DEL
COM
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CBRE GROUP INC
COM
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CENTURYLINK INC
COM
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CERNER CORP
COM
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CF INDS HLDGS INC
COM
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CHAMPIONS ONCOLOGY INC
COM
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CHANGE HEALTHCARE INC
COM
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CHARLES RIV LABS INTL INC
COM
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CHECK POINT SOFTWARE TECH LT
COM
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CHEVRON CORP NEW
COM
166764100
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COM
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COM
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CHURCH & DWIGHT INC
COM
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CIGNA CORP NEW
COM
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CINTAS CORP
COM
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CISCO SYS INC
COM
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CITIGROUP INC
COM
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CITRIX SYS INC
COM
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CLOUDERA INC
COM
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COM
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CODA OCTOPUS GROUP INC
COM
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COGNIZANT TECHNOLOGY SOLUTIO
COM
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COM
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COMCAST CORP NEW
COM
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COMMERCIAL METALS CO
COM
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COM
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COM
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CONOCOPHILLIPS
COM
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CONSTELLATION BRANDS INC
COM
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COPART INC
COM
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CORNING INC
COM
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CORTEVA INC
COM
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COSTAR GROUP INC
COM
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1325
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COSTCO WHSL CORP NEW
COM
22160K105
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22554
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COUPA SOFTWARE INC
COM
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15725
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CRANE CO
COM
224399105
4450
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0
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CRH PLC
COM
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CROSS CTRY HEALTHCARE INC
COM
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CROWDSTRIKE HLDGS INC
COM
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45494
SH
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CROWN CASTLE INTL CORP NEW
COM
22822V101
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2505
SH
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2505
0
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CSX CORP
COM
126408103
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CUMMINS INC
COM
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CVS HEALTH CORP
COM
126650100
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CYBERARK SOFTWARE LTD
COM
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Centerpoint Energy Inc
COM
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PRN
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47000
Centerra Gold Inc.
COM
152006102
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SH
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Charles Schwab
COM
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PRN
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Citigroup Inc.
COM
172967HQ7
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PRN
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Colossus Minerals Inc
COM
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COM
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DEERE & CO
COM
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DELTA AIR LINES INC DEL
COM
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SH
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DEXCOM INC
COM
252131107
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SH
SOLE
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28
DIAGEO P L C
COM
25243Q205
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DIGITAL RLTY TR INC
COM
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DISCOVER FINL SVCS
COM
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DISCOVERY INC
COM
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DISCOVERY INC
COM
25470F104
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DISNEY WALT CO
COM
254687106
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DOLLAR GEN CORP NEW
COM
256677105
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DOLLAR TREE INC
COM
256746108
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SH
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DOMINION ENERGY INC
COM
25746U109
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SH
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DOVER CORP
COM
260003108
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DOW INC
COM
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DUKE ENERGY CORP NEW
COM
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DUNKIN BRANDS GROUP INC
COM
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DUPONT DE NEMOURS INC
COM
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COM
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COM
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DYCOM INDS INC
COM
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Depository Trust & Clearing Co
COM
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PRN
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Deutsche Telekom AG F ADR
COM
251566105
4127
318910
SH
SOLE
296865
20000
2045
EAST WEST BANCORP INC
COM
27579R104
923
35869
SH
SOLE
21109
14760
0
EASTMAN CHEM CO
COM
277432100
2901
62286
SH
SOLE
61805
0
481
EBAY INC
COM
278642103
42360
1409178
SH
SOLE
1395463
250
13465
ECOLAB INC
COM
278865100
703
4513
SH
SOLE
4513
0
0
EDWARDS LIFESCIENCES CORP
COM
28176E108
7111
37700
SH
SOLE
37700
0
0
EIGER BIOPHARMACEUTICALS INC
COM
28249U105
389
57225
SH
SOLE
57225
0
0
ELECTROMED INC
COM
285409108
1515
134781
SH
SOLE
134781
0
0
EMERSON ELEC CO
COM
291011104
7953
166908
SH
SOLE
166723
0
185
ENLINK MIDSTREAM LLC
COM
29336T100
13
11500
SH
SOLE
11500
0
0
ENN Energy Holdings Ltd Shs
COM
G3066L101
102
11000
SH
SOLE
11000
0
0
ENTERCOM COMMUNICATIONS CORP
COM
293639100
21
12370
SH
SOLE
12370
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
219
15320
SH
SOLE
15320
0
0
EPAM SYS INC
COM
29414B104
4372
23550
SH
SOLE
23550
0
0
EQUIFAX INC
COM
294429105
352
2950
SH
SOLE
2950
0
0
ETF MANAGERS TR
COM
26924G508
1219
106970
SH
SOLE
103835
355
2780
ETF MANAGERS TR
COM
26924G201
1731
48518
SH
SOLE
47383
145
990
EURONAV NV ANTWERPEN
COM
B38564108
677
60000
SH
SOLE
60000
0
0
EURONET WORLDWIDE INC
COM
298736109
214
2500
SH
SOLE
2500
0
0
EVERCORE INC
COM
29977A105
951
20650
SH
SOLE
20650
0
0
EVERGY INC
COM
30034W106
259
4700
SH
SOLE
4700
0
0
EVERSOURCE ENERGY
COM
30040W108
2712
34678
SH
SOLE
34678
0
0
EVOFEM BIOSCIENCES INC
COM
30048L104
183
34400
SH
SOLE
34400
0
0
EXPEDITORS INTL WASH INC
COM
302130109
4596
68890
SH
SOLE
67580
65
1245
EXXON MOBIL CORP
COM
30231G102
16296
429181
SH
SOLE
425156
0
4025
Eaton Vance South Carolina Mun
COM
27826Y720
602
65223
SH
SOLE
65223
0
0
Europacific Growth Fund F3
COM
298706110
4705
109088
SH
SOLE
107931
944
213
F M C CORP
COM
302491303
392
4800
SH
SOLE
4800
0
0
F5 NETWORKS INC
COM
315616102
2393
22445
SH
SOLE
22445
0
0
FABRINET
COM
G3323L100
8685
159189
SH
SOLE
159189
0
0
FAIR ISAAC CORP
COM
303250104
476
1546
SH
SOLE
1500
0
46
FARMLAND PARTNERS INC
COM
31154R109
2263
372815
SH
SOLE
372815
0
0
FEDEX CORP
COM
31428X106
25235
208107
SH
SOLE
206827
65
1215
FIDELITY NATIONAL FINANCIAL
COM
31620R303
1039
41750
SH
SOLE
41750
0
0
FIDELITY NATL INFORMATION SV
COM
31620M106
17888
147060
SH
SOLE
146828
0
232
FIREEYE INC
COM
31816Q101
248
23450
SH
SOLE
23450
0
0
FIRST REP BK SAN FRANCISCO C
COM
33616C100
5676
68978
SH
SOLE
66506
0
2472
FIRST TR EXCHANGE TRADED FD
COM
33733B100
538
11270
SH
SOLE
11270
0
0
FISERV INC
COM
337738108
5630
59268
SH
SOLE
59068
0
200
FLEETCOR TECHNOLOGIES INC
COM
339041105
1470
7880
SH
SOLE
7880
0
0
FLEX LTD
COM
Y2573F102
5930
708030
SH
SOLE
708030
0
0
FORD MTR CO DEL
COM
345370860
4254
880673
SH
SOLE
880673
0
0
FORTINET INC
COM
34959E109
455
4500
SH
SOLE
4500
0
0
FRANCO NEVADA CORP
COM
351858105
17960
180470
SH
SOLE
180345
0
125
FRONTLINE LTD
COM
G3682E192
817
85000
SH
SOLE
85000
0
0
FULLER H B CO
COM
359694106
2251
80600
SH
SOLE
80600
0
0
Facebook Inc.
COM
30303M102
28962
173635
SH
SOLE
173070
0
565
Falcon Oil & Gas Ltd.
COM
306071101
3
40000
SH
SOLE
40000
0
0
Fidelity Cap & Income FD SH BE
COM
316062108
266
31735
SH
SOLE
31735
0
0
Fidelity Concord Str TR 500 ID
COM
315911750
6508
72251
SH
SOLE
72251
0
0
Fission Uranium Corp.
COM
33812R109
4
37700
SH
SOLE
37700
0
0
Freehold Royalties Ltd.
COM
356500108
248
120000
SH
SOLE
120000
0
0
GARRETT MOTION INC
COM
366505105
651
227778
SH
SOLE
227778
0
0
GCI LIBERTY INC
COM
36164V305
2373
41655
SH
SOLE
41302
0
353
GCI Liberty Inc PFD Ser A
COM
36164V503
385
16726
SH
SOLE
16726
0
0
GCP APPLIED TECHNOLOGIES INC
COM
36164Y101
1517
85250
SH
SOLE
85250
0
0
GENERAL DYNAMICS CORP
COM
369550108
1146
8660
SH
SOLE
8660
0
0
GENERAL ELECTRIC CO
COM
369604103
364
45813
SH
SOLE
45813
0
0
GENERAL MLS INC
COM
370334104
423
8019
SH
SOLE
7594
0
425
GENERAL MTRS CO
COM
37045V100
745
35863
SH
SOLE
35863
0
0
GENUINE PARTS CO
COM
372460105
3595
53393
SH
SOLE
47487
5906
0
GILEAD SCIENCES INC
COM
375558103
2696
36057
SH
SOLE
36057
0
0
GLOBAL PMTS INC
COM
37940X102
3755
26037
SH
SOLE
26037
0
0
GLOBAL X FDS
COM
37954Y814
1376
56939
SH
SOLE
55434
190
1315
GODADDY INC
COM
380237107
364
6375
SH
SOLE
6375
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
1999
12928
SH
SOLE
12925
0
3
GRACE W R & CO DEL NEW
COM
38388F108
7959
223577
SH
SOLE
223177
0
400
GRACO INC
COM
384109104
841
17260
SH
SOLE
17260
0
0
Goldman Sachs Group Inc
COM
38148BAB4
416
465000
PRN
SOLE
465000
0
0
Goldman Sachs Group Inc.
COM
38144GAB7
4041
4541000
PRN
SOLE
4507000
0
34000
Gome Retail Hlds
COM
G3978C124
1
12525
SH
SOLE
12525
0
0
HARSCO CORP
COM
415864107
4636
665120
SH
SOLE
665120
0
0
HCA HEALTHCARE INC
COM
40412C101
1095
12185
SH
SOLE
12185
0
0
HEICO CORP NEW
COM
422806109
473
6343
SH
SOLE
6343
0
0
HENRY SCHEIN INC
COM
806407102
1206
23870
SH
SOLE
23870
0
0
HEWLETT PACKARD ENTERPRISE C
COM
42824C109
1468
151159
SH
SOLE
134070
0
17089
HOME DEPOT INC
COM
437076102
282255
1511727
SH
SOLE
1511207
25
495
HONEYWELL INTL INC
COM
438516106
23250
173780
SH
SOLE
173680
0
100
HOST HOTELS & RESORTS INC
COM
44107P104
1421
128712
SH
SOLE
118543
0
10169
HUBBELL INC
COM
443510607
287
2500
SH
SOLE
2500
0
0
HUNTINGTON INGALLS INDS INC
COM
446413106
217
1189
SH
SOLE
1041
0
148
HUNTSMAN CORP
COM
447011107
886
61400
SH
SOLE
61400
0
0
HUTTIG BLDG PRODS INC
COM
448451104
852
1217398
SH
SOLE
1217398
0
0
Hannover Rueckversicherung SE
COM
410693105
3160
44396
SH
SOLE
44396
0
0
Hartford International Equity
COM
41664L351
86
10183
SH
SOLE
10183
0
0
Huntington Bancshares Inc.
COM
446150AL8
7028
8785000
PRN
SOLE
8728000
0
57000
I-Pulse Inc (pvt)
COM
8AMCS0752
391
36202
SH
SOLE
36202
0
0
IAC INTERACTIVECORP
COM
44919P508
358
2000
SH
SOLE
2000
0
0
ICF INTL INC
COM
44925C103
1498
21800
SH
SOLE
21800
0
0
IDEX CORP
COM
45167R104
345
2500
SH
SOLE
2500
0
0
IDEXX LABS INC
COM
45168D104
1227
5065
SH
SOLE
5065
0
0
IHS MARKIT LTD
COM
G47567105
482
8033
SH
SOLE
8000
0
33
II VI INC
COM
902104108
623
21865
SH
SOLE
21865
0
0
ILLINOIS TOOL WKS INC
COM
452308109
4226
29738
SH
SOLE
29738
0
0
IMMUNOMEDICS INC
COM
452907108
472
35000
SH
SOLE
35000
0
0
INOVIO PHARMACEUTICALS INC
COM
45773H201
197
26500
SH
SOLE
26500
0
0
INSULET CORP
COM
45784P101
1007
6078
SH
SOLE
6078
0
0
INTEL CORP
COM
458140100
46345
856334
SH
SOLE
837792
18451
91
INTERCONTINENTAL EXCHANGE IN
COM
45866F104
2687
33277
SH
SOLE
33277
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
12164
109654
SH
SOLE
109229
0
425
INTERNATIONAL FLAVORS&FRAGRA
COM
459506101
1942
19021
SH
SOLE
19021
0
0
INTERNATIONAL MNY EXPRESS IN
COM
46005L101
698
76500
SH
SOLE
76500
0
0
INTERNATIONAL SEAWAYS INC
COM
Y41053102
478
20000
SH
SOLE
20000
0
0
INTERPUBLIC GROUP COS INC
COM
460690100
3282
202702
SH
SOLE
200827
0
1875
INTRICON CORP
COM
46121H109
2388
202900
SH
SOLE
202900
0
0
INTUIT
COM
461202103
10205
44371
SH
SOLE
43771
0
600
INTUITIVE SURGICAL INC
COM
46120E602
4259
8601
SH
SOLE
8601
0
0
INVESCO EXCHANGE TRADED FD T
COM
46137V571
643
17080
SH
SOLE
17080
0
0
INVESCO QQQ TR
COM
46090E103
923
4850
SH
SOLE
4850
0
0
IONIS PHARMACEUTICALS INC
COM
462222100
13458
284642
SH
SOLE
284642
0
0
IOVANCE BIOTHERAPEUTICS INC
COM
462260100
1048
35000
SH
SOLE
35000
0
0
IQVIA HLDGS INC
COM
46266C105
1263
11714
SH
SOLE
11714
0
0
IRONWOOD PHARMACEUTICALS INC
COM
46333X108
540
53531
SH
SOLE
53531
0
0
ISHARES GOLD TRUST
COM
464285105
51356
3407805
SH
SOLE
3385205
950
21650
ISHARES TR
COM
464287481
6042
49695
SH
SOLE
47936
170
1589
ISHARES TR
COM
46429B697
594
11006
SH
SOLE
10558
0
448
ISHARES TR
COM
46432F859
475
9400
SH
SOLE
9400
0
0
ISHARES TR
COM
464287234
849
24869
SH
SOLE
24664
0
205
ISHARES TR
COM
464287184
405
10790
SH
SOLE
10790
0
0
ISHARES TR
COM
464287325
2608
42800
SH
SOLE
42800
0
0
ISHARES TR
COM
464287390
1269
69510
SH
SOLE
67310
215
1985
ISHARES TR
COM
46435G268
540
16055
SH
SOLE
16055
0
0
ISHARES TR
COM
46432F834
1432
30460
SH
SOLE
30460
0
0
ISHARES TR
COM
464287507
1021
7095
SH
SOLE
7095
0
0
ISHARES TR
COM
464287630
315
3845
SH
SOLE
3845
0
0
ISHARES TR
COM
464287556
3894
36141
SH
SOLE
35726
55
360
ISHARES TR
COM
46429B671
13915
243058
SH
SOLE
243058
0
0
ISHARES TR
COM
464288885
384
5400
SH
SOLE
5400
0
0
ISHARES TR
COM
464288828
217
1300
SH
SOLE
1300
0
0
ISHARES TR
COM
464288810
4507
20000
SH
SOLE
20000
0
0
ISHARES TR
COM
464288687
1179
37029
SH
SOLE
36939
0
90
ISHARES TR
COM
464288679
489
4407
SH
SOLE
4407
0
0
ISHARES TR
COM
464288224
2786
291771
SH
SOLE
287416
500
3855
ISHARES TR
COM
464287614
754
5008
SH
SOLE
5008
0
0
ISHARES TR
COM
464287739
438
6290
SH
SOLE
6290
0
0
ISHARES TR
COM
464287713
1283
51648
SH
SOLE
51648
0
0
ISHARES TR
COM
464287606
303
1700
SH
SOLE
1700
0
0
Imerys
COM
F49644101
3526
140186
SH
SOLE
140186
0
0
Invesco Oppenheimer Rochester
COM
00141W810
645
215748
SH
SOLE
215748
0
0
J2 GLOBAL INC
COM
48123V102
4072
54400
SH
SOLE
54400
0
0
JACOBS ENGR GROUP INC
COM
469814107
6698
84493
SH
SOLE
83308
70
1115
JEFFERIES FINL GROUP INC
COM
47233W109
507
37061
SH
SOLE
37061
0
0
JOHNSON & JOHNSON
COM
478160104
63748
486145
SH
SOLE
477491
7380
1274
JOHNSON CTLS INTL PLC
COM
G51502105
1356
50279
SH
SOLE
49784
0
495
JPMORGAN CHASE & CO
COM
46625H100
17289
192036
SH
SOLE
191509
0
527
JPMorgan Chase
COM
48128BAF8
3411
3632000
PRN
SOLE
3593000
0
39000
JPMorgan Chase & VAR 99 Due 1
COM
48127FAA1
825
950000
PRN
SOLE
850000
0
100000
JPMorgan Chase & Co
COM
48126HAC4
397
390000
PRN
SOLE
390000
0
0
JSC MMC Norilsk Nickel ADR
COM
55315J102
364
15000
SH
SOLE
15000
0
0
Jungheinrich
COM
D37552102
3475
227000
SH
SOLE
227000
0
0
KANSAS CITY SOUTHERN
COM
485170302
2162
17000
SH
SOLE
17000
0
0
KAYNE ANDERSN MLP MIDS INVT
COM
486606106
885
243875
SH
SOLE
239445
585
3845
KEYCORP
COM
493267108
906
87369
SH
SOLE
87369
0
0
KIMBERLY CLARK CORP
COM
494368103
8014
62672
SH
SOLE
59544
2952
176
KIMCO RLTY CORP
COM
49446R109
232
23950
SH
SOLE
23950
0
0
KINDER MORGAN INC DEL
COM
49456B101
2754
197866
SH
SOLE
196281
0
1585
KONINKLIJKE PHILIPS N V
COM
500472303
7273
181102
SH
SOLE
171068
10000
34
KROGER CO
COM
501044101
644
21383
SH
SOLE
15154
0
6229
KULICKE & SOFFA INDS INC
COM
501242101
1585
75952
SH
SOLE
75952
0
0
Kion Group AG
COM
D4S14D103
2995
69200
SH
SOLE
69200
0
0
L3HARRIS TECHNOLOGIES INC
COM
502431109
564
3130
SH
SOLE
2942
0
188
LABORATORY CORP AMER HLDGS
COM
50540R409
2552
20189
SH
SOLE
20189
0
0
LAMAR ADVERTISING CO NEW
COM
512816109
294
5740
SH
SOLE
5740
0
0
LANDEC CORP
COM
514766104
1032
118800
SH
SOLE
118800
0
0
LAS VEGAS SANDS CORP
COM
517834107
9053
213172
SH
SOLE
213172
0
0
LAUDER ESTEE COS INC
COM
518439104
300
1882
SH
SOLE
1312
0
570
LAZARD LTD
COM
G54050102
904
38350
SH
SOLE
38350
0
0
LEAR CORP
COM
521865204
1476
18168
SH
SOLE
18125
0
43
LEGGETT & PLATT INC
COM
524660107
1426
53435
SH
SOLE
52880
0
555
LEIDOS HOLDINGS INC
COM
525327102
353
3855
SH
SOLE
170
0
3685
LENNOX INTL INC
COM
526107107
236
1300
SH
SOLE
1300
0
0
LILLY ELI & CO
COM
532457108
2177
15692
SH
SOLE
13633
0
2059
LINDE PLC
COM
G5494J103
2269
13117
SH
SOLE
13117
0
0
LKQ CORP
COM
501889208
2365
115326
SH
SOLE
115326
0
0
LOCKHEED MARTIN CORP
COM
539830109
3003
8860
SH
SOLE
8860
0
0
LOUISIANA PAC CORP
COM
546347105
1953
113700
SH
SOLE
113700
0
0
LOWES COS INC
COM
548661107
9510
110512
SH
SOLE
103132
7380
0
LTC PPTYS INC
COM
502175102
2918
94425
SH
SOLE
93450
0
975
LUMENTUM HLDGS INC
COM
55024U109
5812
78860
SH
SOLE
78860
0
0
LVMH Moet Hennessy
COM
F58485115
234
630
SH
SOLE
630
0
0
LYDALL INC DEL
COM
550819106
404
62500
SH
SOLE
62500
0
0
M & T BK CORP
COM
55261F104
9170
88663
SH
SOLE
88663
0
0
M&T Bank Corp
COM
55261FAL8
3256
3501000
PRN
SOLE
3463000
0
38000
MAG SILVER CORP
COM
55903Q104
6144
800000
SH
SOLE
800000
0
0
MAGELLAN HEALTH INC
COM
559079207
379
7875
SH
SOLE
7875
0
0
MAGELLAN MIDSTREAM PRTNRS LP
COM
559080106
1434
39289
SH
SOLE
39289
0
0
MARATHON PETE CORP
COM
56585A102
13358
565542
SH
SOLE
565142
0
400
MARKETAXESS HLDGS INC
COM
57060D108
416
1250
SH
SOLE
1250
0
0
MARTIN MARIETTA MATLS INC
COM
573284106
11283
59628
SH
SOLE
57758
1050
820
MASTERCARD INC
COM
57636Q104
12749
52779
SH
SOLE
52349
0
430
MAYVILLE ENGINEERING CO INC
COM
578605107
867
141434
SH
SOLE
141434
0
0
MCCORMICK & CO INC
COM
579780206
3950
27975
SH
SOLE
24285
3690
0
MCDONALDS CORP
COM
580135101
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0
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COM
58155Q103
439
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128
MERCK & CO. INC
COM
58933Y105
59271
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600
METLIFE INC
COM
59156R108
1900
62166
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48752
0
13414
MICRON TECHNOLOGY INC
COM
595112103
9400
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220357
125
3003
MICROSOFT CORP
COM
594918104
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1324
MICROSTRATEGY INC
COM
594972408
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0
MISTRAS GROUP INC
COM
60649T107
200
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0
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COM
606710200
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MITSUBISHI UFJ FINL GROUP IN
COM
606822104
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0
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COM
608190104
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COM
60871R209
318
8160
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COM
60877T100
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44900
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0
MONDELEZ INTL INC
COM
609207105
21287
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125
4020
MONGODB INC
COM
60937P106
341
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0
MOODYS CORP
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615369105
212
1000
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1000
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360
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2740
MOSAIC CO NEW
COM
61945C103
154
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MSC INDL DIRECT INC
COM
553530106
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MSCI INC
COM
55354G100
578
2000
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2000
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MTS SYS CORP
COM
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COM
D5565H104
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21650
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0
MYOKARDIA INC
COM
62857M105
434
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Manulife Finl Corp
COM
56501R957
223
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Maple Leaf Foods
COM
564905107
1074
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Merger Fund
COM
589509108
987
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Merger Fund Institutional Cl
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MetLife Inc. Perp
COM
59156RBP2
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PRN
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COM
Y62132108
91
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NETFLIX INC
COM
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COM
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666
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COM
651229106
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651639106
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COM
65339F101
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220
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COM
62914B100
1844
80165
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80165
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0
NIKE INC
COM
654106103
2311
27927
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27777
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150
NOBLE ENERGY INC
COM
655044105
3255
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COM
654902204
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COM
655663102
270
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2000
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NORTHROP GRUMMAN CORP
COM
666807102
584
1930
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COM
668771108
695
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0
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COM
66987V109
23296
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298
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COM
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NUTRIEN LTD
COM
67077M108
39610
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100
2205
NVIDIA CORP
COM
67066G104
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COM
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236
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195
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Nestle SA
COM
H57312649
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0
Nestle SA - ADR
COM
641069406
1622
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15751
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Nikon Corp
COM
654111103
12081
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1306830
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Nippon Telephone and Telegraph A
COM
654624105
533
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OCCIDENTAL PETE CORP
COM
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518
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COM
679295105
2946
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OMEGA HEALTHCARE INVS INC
COM
681936100
2100
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OMNICOM GROUP INC
COM
681919106
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329
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68389X105
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ORION ENGINEERED CARBONS S A
COM
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COM
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106
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COM
697435105
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780
PAN AMERN SILVER CORP
COM
697900108
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PARKER HANNIFIN CORP
COM
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COM
704326107
329
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COM
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200
PAYPAL HLDGS INC
COM
70450Y103
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PEOPLES UTD FINL INC
COM
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128
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COM
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PFIZER INC
COM
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COM
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PHILLIPS 66
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718546104
390
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COM
69346N107
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PLEXUS CORP
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COM
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476
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PNC FINL SVCS GROUP INC
COM
693475105
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PNM RES INC
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69349H107
228
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POLYONE CORP
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73179P106
1934
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POOL CORPORATION
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PORTOLA PHARMACEUTICALS INC
COM
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693506107
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PROCTER & GAMBLE CO
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PROFIRE ENERGY INC
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74316X101
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COM
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COM
743424103
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COM
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332
PUBLIC SVC ENTERPRISE GRP IN
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291
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693656100
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722005626
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739721108
392
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Prosegur Cash
COM
E8S56X108
174
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QUALCOMM INC
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747525103
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QUANTA SVCS INC
COM
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203
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QUEST DIAGNOSTICS INC
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636
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REATA PHARMACEUTICALS INC
COM
75615P103
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REGAL BELOIT CORP
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388
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REGIONS FINANCIAL CORP NEW
COM
7591EP100
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REPUBLIC SVCS INC
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760759100
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REV GROUP INC
COM
749527107
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RIO TINTO PLC
COM
767204100
1733
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246
ROCKWELL AUTOMATION INC
COM
773903109
10994
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200
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COM
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ROSS STORES INC
COM
778296103
629
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ROYAL DUTCH SHELL PLC
COM
780259206
252
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ROYAL DUTCH SHELL PLC
COM
780259107
22902
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ROYAL GOLD INC
COM
780287108
531
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197
RUSH ENTERPRISES INC
COM
781846209
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Roche Holdings LTD
COM
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78409V104
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420
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SAFEHOLD INC
COM
78645L100
316
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5000
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SALESFORCE COM INC
COM
79466L302
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100
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COM
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129405
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350
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3474
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SCHLUMBERGER LTD
COM
806857108
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952731
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SCHWAB CHARLES CORP
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808513105
10219
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301780
100
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SCHWAB STRATEGIC TR
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808524706
229
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COM
G7945M107
392
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542
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7485
SEALED AIR CORP NEW
COM
81211K100
340
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13750
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SEATTLE GENETICS INC
COM
812578102
741
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SEELOS THERAPEUTICS INC
COM
81577F109
94
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SELECT SECTOR SPDR TR
COM
81369Y852
863
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COM
81369Y803
1495
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COM
81369Y605
9340
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448614
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COM
81369Y209
17526
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197852
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0
SELECT SECTOR SPDR TR
COM
81369Y506
324
11150
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11150
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SELECT SECTOR SPDR TR
COM
81369Y407
1182
12055
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12055
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0
SELECT SECTOR SPDR TR
COM
81369Y308
463
8500
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8500
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0
SELECT SECTOR SPDR TR
COM
81369Y886
2082
37580
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37295
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285
SERVICENOW INC
COM
81762P102
6302
21990
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21990
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0
SHOPIFY INC
COM
82509L107
6411
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15377
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0
SIMON PPTY GROUP INC NEW
COM
828806109
505
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9145
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62
SIRIUS XM HLDGS INC
COM
82968B103
1749
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353961
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0
SKYWORKS SOLUTIONS INC
COM
83088M102
648
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6734
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512
SOLARIS OILFIELD INFRSTR INC
COM
83418M103
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288000
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0
SONOCO PRODS CO
COM
835495102
6820
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147
SONY CORP
COM
835699307
261
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408
SOUTHWEST AIRLS CO
COM
844741108
638
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SP PLUS CORP
COM
78469C103
396
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SPDR DOW JONES INDL AVRG ETF
COM
78467X109
1080
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SPDR GOLD TRUST
COM
78463V107
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SPDR S&P 500 ETF TR
COM
78462F103
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SPDR S&P MIDCAP 400 ETF TR
COM
78467Y107
254
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SPDR SER TR
COM
78464A763
590
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0
SPDR SER TR
COM
78464A870
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146065
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0
SPDR SER TR
COM
78464A698
8675
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0
SPDR SER TR
COM
78464A755
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52000
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0
SPIRIT AEROSYSTEMS HLDGS INC
COM
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366
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SPLUNK INC
COM
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100
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COM
852234103
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COM
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53010
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STARBUCKS CORP
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STATE STR CORP
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801
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151
STEELCASE INC
COM
858155203
2073
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STRYKER CORP
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863667101
9427
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100
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COM
78486Q101
277
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COM
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346
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8796
SYSCO CORP
COM
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Schwab Charles Family Fd Value
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308
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Scorpio Tankers Inc
COM
Y7542C130
669
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83364L109
36
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887
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Sprott Gold Equity Fund Invest
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COM
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149
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2300
Sproutly Canada Inc.
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85209J108
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10000
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70
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87612G101
172
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5320
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TEGNA INC
COM
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COM
87918A105
206
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1200
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128
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COM
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176
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COM
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282
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487
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COM
882508104
1900
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COM
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231
609
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COM
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924
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THERMO FISHER SCIENTIFIC INC
COM
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COM
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760
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COM
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335
7900
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7900
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TORTOISE MIDSTRM ENERGY FD I
COM
89148B101
321
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375602
0
0
TOYOTA MOTOR CORP
COM
892331307
1188
9900
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TRACTOR SUPPLY CO
COM
892356106
1281
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COM
892672106
504
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COM
G8994E103
468
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89400J107
563
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COM
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785
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TRUEBLUE INC
COM
89785X101
1387
108680
SH
SOLE
108680
0
0
TTM TECHNOLOGIES INC
COM
87305R109
6761
653900
SH
SOLE
653900
0
0
TWILIO INC
COM
90138F102
1945
21731
SH
SOLE
21556
0
175
TWO HBRS INVT CORP
COM
90187B408
60
15634
SH
SOLE
15634
0
0
TYLER TECHNOLOGIES INC
COM
902252105
327
1104
SH
SOLE
1000
0
104
TYSON FOODS INC
COM
902494103
2321
40102
SH
SOLE
40102
0
0
Tencent Hldgs Ltd Adr
COM
88032Q109
14228
289845
SH
SOLE
289845
0
0
The Atlantic Trust Disciplined
COM
00769G493
218
11690
SH
SOLE
11690
0
0
The RealReal Inc.
COM
88339P101
1401
199873
SH
SOLE
199873
0
0
The Tocqueville Fund
COM
888894102
50417
1733145
SH
SOLE
1652495
0
80650
Tile Shop Holdings Inc
COM
88677Q109
150
172401
SH
SOLE
172401
0
0
Tocqueville Opportunity Fund
COM
888894409
17140
682592
SH
SOLE
680943
0
1649
Tocqueville Phoenix Fund
COM
888894847
4955
379687
SH
SOLE
373923
0
5764
Tokyo Broadcasting
COM
J86656105
8809
632300
SH
SOLE
632300
0
0
Truist Financial Corporation S
COM
89832QAB5
6012
6755000
PRN
SOLE
6749000
0
6000
U S CONCRETE INC
COM
90333L201
1957
107905
SH
SOLE
107905
0
0
UBS GROUP AG
COM
H42097107
8652
934318
SH
SOLE
931668
0
2650
ULTA BEAUTY INC
COM
90384S303
1192
6784
SH
SOLE
6664
0
120
UNILEVER N V
COM
904784709
21496
440591
SH
SOLE
440151
0
440
UNILEVER PLC
COM
904767704
19330
382250
SH
SOLE
381385
0
865
UNION PAC CORP
COM
907818108
6822
48367
SH
SOLE
48350
0
17
UNITED PARCEL SERVICE INC
COM
911312106
1177
12597
SH
SOLE
11797
0
800
UNITED TECHNOLOGIES CORP
COM
913017109
21462
227519
SH
SOLE
227369
0
150
UNITEDHEALTH GROUP INC
COM
91324P102
10762
43157
SH
SOLE
43157
0
0
UNIVAR SOLUTIONS INC
COM
91336L107
814
75940
SH
SOLE
75940
0
0
UPLAND SOFTWARE INC
COM
91544A109
1590
59300
SH
SOLE
59300
0
0
US BANCORP DEL
COM
902973304
14674
425948
SH
SOLE
422719
150
3079
US FOODS HLDG CORP
COM
912008109
460
26000
SH
SOLE
26000
0
0
Uranium Royalty Corp
COM
91702V101
93
150000
SH
SOLE
150000
0
0
Uranium Royalty Corp WT 11/25/
COM
91702V119
19
150000
SH
SOLE
150000
0
0
VALE S A
COM
91912E105
1531
184690
SH
SOLE
184690
0
0
VALERO ENERGY CORP
COM
91913Y100
983
21678
SH
SOLE
21572
0
106
VANECK VECTORS ETF TR
COM
92189F106
799
34686
SH
SOLE
34686
0
0
VANGUARD ADMIRAL FDS INC
COM
921932828
494
4825
SH
SOLE
4825
0
0
VANGUARD INDEX FDS
COM
922908744
543
6096
SH
SOLE
6096
0
0
VANGUARD INDEX FDS
COM
922908611
5905
66493
SH
SOLE
64933
225
1335
VANGUARD INDEX FDS
COM
922908553
821
11760
SH
SOLE
11620
45
95
VANGUARD INDEX FDS
COM
922908363
967
4085
SH
SOLE
4085
0
0
VANGUARD INDEX FDS
COM
922908652
1403
15500
SH
SOLE
15500
0
0
VANGUARD INTL EQUITY INDEX F
COM
922042718
673
8600
SH
SOLE
8600
0
0
VANGUARD INTL EQUITY INDEX F
COM
922042858
3711
110600
SH
SOLE
109055
300
1245
VANGUARD INTL EQUITY INDEX F
COM
922042775
732
17850
SH
SOLE
17850
0
0
VANGUARD INTL EQUITY INDEX F
COM
922042874
4299
99330
SH
SOLE
96410
315
2605
VANGUARD SPECIALIZED FUNDS
COM
921908844
1497
14477
SH
SOLE
14477
0
0
VANGUARD WORLD FD
COM
921910873
1155
12700
SH
SOLE
12700
0
0
VEEVA SYS INC
COM
922475108
907
5803
SH
SOLE
5646
0
157
VERISK ANALYTICS INC
COM
92345Y106
1011
7257
SH
SOLE
7250
0
7
VERIZON COMMUNICATIONS INC
COM
92343V104
52349
974290
SH
SOLE
972090
0
2200
VERTEX PHARMACEUTICALS INC
COM
92532F100
540
2270
SH
SOLE
2270
0
0
VIEMED HEALTHCARE INC
COM
92663R105
1975
415000
SH
SOLE
415000
0
0
VISA INC
COM
92826C839
20310
126056
SH
SOLE
124639
0
1417
VISTEON CORP
COM
92839U206
3311
69000
SH
SOLE
69000
0
0
VOYA FINANCIAL INC
COM
929089100
1791
44156
SH
SOLE
41255
0
2901
VULCAN MATLS CO
COM
929160109
14157
131000
SH
SOLE
131000
0
0
Vanguard High Yield Tax Exempt
COM
922907845
463
40830
SH
SOLE
40830
0
0
Vanguard Intermediate-Term Bon
COM
921937801
466
38483
SH
SOLE
0
0
38483
Vanguard/Primecap Fund Admiral
COM
921936209
340
2953
SH
SOLE
2953
0
0
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COM
F97982106
10665
497800
SH
SOLE
497800
0
0
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COM
931427108
794
17358
SH
SOLE
13031
0
4327
WALMART INC
COM
931142103
33510
294928
SH
SOLE
294528
0
400
WASTE MGMT INC DEL
COM
94106L109
13532
146194
SH
SOLE
145969
0
225
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COM
942622200
2758
17455
SH
SOLE
17285
0
170
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COM
92939U106
259
2942
SH
SOLE
2942
0
0
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COM
949746101
3771
131396
SH
SOLE
124647
0
6749
WESTERN UN CO
COM
959802109
381
21006
SH
SOLE
938
0
20068
WEYERHAEUSER CO
COM
962166104
35197
2076492
SH
SOLE
2050339
16236
9917
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COM
962879102
20480
743925
SH
SOLE
743925
0
0
WILLIAMS SONOMA INC
COM
969904101
528
12429
SH
SOLE
12429
0
0
WILLIS TOWERS WATSON PLC LTD
COM
G96629103
361
2125
SH
SOLE
2125
0
0
WORKDAY INC
COM
98138H101
3339
25642
SH
SOLE
25642
0
0
WORLD GOLD TR
COM
98149E204
1069
68025
SH
SOLE
64000
0
4025
Wachovia Cap Tr III
COM
92978AAA0
992
1023000
PRN
SOLE
1023000
0
0
Wells Fargo Co
COM
949746RG8
343
350000
PRN
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350000
0
0
XEROX HOLDINGS CORP
COM
98421M106
258
13628
SH
SOLE
742
0
12886
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COM
98936J101
1024
16000
SH
SOLE
16000
0
0
ZIMMER BIOMET HOLDINGS INC
COM
98956P102
1874
18535
SH
SOLE
18535
0
0
Zions Bancorp 6.3 PFD DUTCH T
COM
989701859
239
10000
SH
SOLE
10000
0
0