0000883803-20-000006.txt : 20201112 0000883803-20-000006.hdr.sgml : 20201112 20201112104659 ACCESSION NUMBER: 0000883803-20-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201112 DATE AS OF CHANGE: 20201112 EFFECTIVENESS DATE: 20201112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GRIFFIN ASSET MANAGEMENT, INC. CENTRAL INDEX KEY: 0000883803 IRS NUMBER: 132675970 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03051 FILM NUMBER: 201304461 BUSINESS ADDRESS: STREET 1: 230 PARK AVENUE STREET 2: 10TH FLOOR SUITE 61 CITY: NEW YORK STATE: NY ZIP: 10169 BUSINESS PHONE: 917-484-5608 MAIL ADDRESS: STREET 1: 230 PARK AVENUE STREET 2: 10TH FLOOR SUITE 61 CITY: NEW YORK STATE: NY ZIP: 10169 FORMER COMPANY: FORMER CONFORMED NAME: HOVEY YOUNGMAN ASSOCIATES INC DATE OF NAME CHANGE: 19990326 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000883803 XXXXXXXX 09-30-2020 09-30-2020 false GRIFFIN ASSET MANAGEMENT, INC.

230 Park Avenue 10th Floor Suite 61 New York NY 10169

13F HOLDINGS REPORT 028-03051 N Douglas Famigletti 203-945-6281 Douglas Famigletti New York NY 11-12-2020 0 203 650385 INFORMATION TABLE 2 infotable.xml 10x Genomics, Inc. CL A COM 88025U109 368 2952 SH SOLE 2952 0 0 3M Company COM 88579Y101 6634 41415 SH SOLE 41415 0 0 ASML Holding N.V. N Y REGISTRY SHS N07059210 1839 4979 SH SOLE 4979 0 0 AT&T Inc COM 00206R102 4317 151424 SH SOLE 151424 0 0 AbbVie Inc. COM 00287y109 8832 100830 SH SOLE 100830 0 0 Abbott Labs COM 002824100 7610 69925 SH SOLE 69925 0 0 Accelerate Diagnostics, Inc. COM 00430H102 15346 1439613 SH SOLE 1439613 0 0 Accenture PLC Ireland Shs Cl A SHS CLASS A G1151C101 544 2409 SH SOLE 2409 0 0 Air Products COM 009158106 583 1958 SH SOLE 1958 0 0 Akamai Technologies COM 00971t101 717 6487 SH SOLE 6487 0 0 Albemarle Corporation COM 012653101 1812 20301 SH SOLE 20301 0 0 Alibaba Group Holdings ADS SPONSORED ADS 01609W102 6104 20762 SH SOLE 20762 0 0 Alphabet Inc. CL A CAP STK CL A 02079K305 5247 3580 SH SOLE 3580 0 0 Alphabet Inc. CL C CAP STK CL C 02079K107 3699 2517 SH SOLE 2517 0 0 Altria Group Inc COM 02209S103 822 21283 SH SOLE 21283 0 0 Amazon.com Inc COM 023135106 14037 4458 SH SOLE 4458 0 0 American Express COM 025816109 5758 57434 SH SOLE 57434 0 0 American Tower Corp COM 03027X100 1940 8025 SH SOLE 8025 0 0 Apache Corp. COM 037411105 1390 146765 SH SOLE 146765 0 0 Apple Inc COM 037833100 31453 271589 SH SOLE 271589 0 0 Ares Capital Corporation COM 04010L103 498 35675 SH SOLE 35675 0 0 Aspira Womens Health Com COM 04537Y109 93 30000 SH SOLE 30000 0 0 AstraZeneca PLC SPONSORED ADR 046353108 508 9261 SH SOLE 9261 0 0 Atlassian Corporation Plc CL A G06242104 258 1421 SH SOLE 1421 0 0 Bank of America Corp COM 060505104 6110 253624 SH SOLE 253624 0 0 Baxter International COM 071813109 306 3800 SH SOLE 3800 0 0 Berkshire Hathaway Inc Cl A CL A 084670108 8320 26 SH SOLE 26 0 0 Berkshire Hathaway Inc Cl B CL B NEW 084670702 3029 14226 SH SOLE 14226 0 0 BioMarin Pharmaceutical Inc. COM 09061G101 843 11075 SH SOLE 11075 0 0 Blackstone Group Inc. COM CL A 09260D107 6011 115149 SH SOLE 115149 0 0 Blackstone Mortgage Trust, Inc COM CL A 09257W100 959 43646 SH SOLE 43646 0 0 Boeing COM 097023105 4869 29465 SH SOLE 29465 0 0 Bristol Myers Squibb COM 110122108 7283 120803 SH SOLE 120803 0 0 Broadcom Limited COM 11135F101 1493 4097 SH SOLE 4097 0 0 Broadridge Financial Solutions COM 11133T103 2858 21655 SH SOLE 21655 0 0 Brookfield Infrastructure Corp COM SB VTG SHS A 11275Q107 348 6285 SH SOLE 6285 0 0 Brookfield Property REIT Inc. CL A 11282X103 235 19240 SH SOLE 19240 0 0 CVS Health Corp COM 126650100 1155 19769 SH SOLE 19769 0 0 Carnival Corp UNIT 99/99/9999 143658300 162 10695 SH SOLE 10695 0 0 Caterpillar Inc. COM 149123101 2191 14687 SH SOLE 14687 0 0 Cerner Corp COM 156782104 1371 18970 SH SOLE 18970 0 0 Chevron Corp COM 166764100 4047 56206 SH SOLE 56206 0 0 Chubb Corp. COM H1467J104 549 4725 SH SOLE 4725 0 0 Clearway Energy Inc. CL C 18539C204 743 27558 SH SOLE 27558 0 0 Cleveland-Cliffs Inc. COM 185899101 401 62469 SH SOLE 62469 0 0 Coca-Cola COM 191216100 7310 148070 SH SOLE 148070 0 0 Coeur Mining, Inc. COM NEW 192108504 250 33815 SH SOLE 33815 0 0 Colgate Palmolive COM 194162103 2402 31128 SH SOLE 31128 0 0 Comcast Corp New Cl A CL A 20030N101 652 14090 SH SOLE 14090 0 0 Compass Minerals International COM 20451N101 1364 22977 SH SOLE 22977 0 0 ConocoPhillips COM 20825C104 671 20441 SH SOLE 20441 0 0 Constellation Brands Cl A CL A 21036P108 1058 5584 SH SOLE 5584 0 0 Constellium SE CL A SHS F21107101 89 11300 SH SOLE 11300 0 0 Costco Wholesale COM 22160k105 3729 10504 SH SOLE 10504 0 0 CrowdStrike Holdings, Inc. CL A 22788C105 564 4105 SH SOLE 4105 0 0 Danaher Corp COM 235851102 10712 49747 SH SOLE 49747 0 0 Diageo P L C Spon Adr New SPON ADR NEW 25243Q205 1379 10019 SH SOLE 10019 0 0 Discover Financial Services COM 254709108 993 17186 SH SOLE 17186 0 0 DocuSign, Inc. COM 256163106 302 1403 SH SOLE 1403 0 0 Dominion Resources COM 25746U109 225 2855 SH SOLE 2855 0 0 Dover Corp COM 260003108 5637 52028 SH SOLE 52028 0 0 DraftKings Inc. COM CL A 26142R104 492 8370 SH SOLE 8370 0 0 DuPont De Nemours COM 26614N102 3032 54642 SH SOLE 54642 0 0 Edison International COM 281020107 1057 20795 SH SOLE 20795 0 0 Emerson Electric COM 291011104 720 10981 SH SOLE 10981 0 0 Enbridge Inc COM 29250n105 2219 75993 SH SOLE 75993 0 0 Energy Transfer Equity, L.P. COM UT LTD PTN 29273V100 838 154618 SH SOLE 154618 0 0 Enterprise Prods Partn COM 293792107 277 17563 SH SOLE 17563 0 0 Equinix, Inc. COM 29444U700 1533 2017 SH SOLE 2017 0 0 Exxon Mobil Corp COM 30231G102 2895 84316 SH SOLE 84316 0 0 Facebook Inc CL A 30303m102 4100 15655 SH SOLE 15655 0 0 Fastenal Company COM 311900104 1084 24032 SH SOLE 24032 0 0 Fastly, Inc. CL A 31188V100 1227 13100 SH SOLE 13100 0 0 Fedex Corp. COM 31428X106 2895 11510 SH SOLE 11510 0 0 Franklin Resources Inc COM 354613101 476 23400 SH SOLE 23400 0 0 General Electric COM 369604103 1341 215179 SH SOLE 215179 0 0 General Mills COM 370334104 410 6650 SH SOLE 6650 0 0 Genuine Parts Co COM 372460105 772 8113 SH SOLE 8113 0 0 Gilead Sciences Inc COM 375558103 1029 16277 SH SOLE 16277 0 0 Goldman Sachs Group COM 38141G104 1942 9664 SH SOLE 9664 0 0 Golub Capital BDC, Inc. COM 38173M102 322 24300 SH SOLE 24300 0 0 Graco Inc COM 384109104 2077 33850 SH SOLE 33850 0 0 Guardant Health, Inc. COM 40131M109 507 4537 SH SOLE 4537 0 0 Hecla Mining Company COM 422704106 62 12240 SH SOLE 12240 0 0 Hershey Foods Corp COM 427866108 1944 13562 SH SOLE 13562 0 0 Home Depot COM 437076102 10738 38666 SH SOLE 38666 0 0 Honeywell International COM 438516106 7547 45848 SH SOLE 45848 0 0 Illinois Tool Works COM 452308109 4979 25768 SH SOLE 25768 0 0 Infinera Corporation COM 45667G103 81 13085 SH SOLE 13085 0 0 Innovative Industrial Properti COM 45781V101 297 2393 SH SOLE 2393 0 0 Intel Corp COM 458140100 5816 112331 SH SOLE 112331 0 0 International Business Machine COM 459200101 8327 68436 SH SOLE 68436 0 0 Iron Mountain Inc COM 46284V101 968 36150 SH SOLE 36150 0 0 J P Morgan Chase & Co COM 46625H100 6592 68478 SH SOLE 68478 0 0 Johnson & Johnson COM 478160104 11583 77801 SH SOLE 77801 0 0 KLA-Tencor Corp COM NEW 482480100 286 1475 SH SOLE 1475 0 0 Kellogg COM 487836108 988 15300 SH SOLE 15300 0 0 Kinder Morgan Inc COM 49456B101 1453 117837 SH SOLE 117837 0 0 L3Harris Technologies Inc. COM 502431109 816 4803 SH SOLE 4803 0 0 Lauder Estee Cos Inc CL A 518439104 340 1557 SH SOLE 1557 0 0 Linde Plc SHS G5494J103 879 3692 SH SOLE 3692 0 0 Livongo Health, Inc. COM 539183103 2106 15037 SH SOLE 15037 0 0 Lockheed Martin Corp Com COM 539830109 1090 2843 SH SOLE 2843 0 0 Lululemon Athletica Inc. COM 550021109 311 944 SH SOLE 944 0 0 Lumen Technologies Inc. COM 156700106 149 14802 SH SOLE 14802 0 0 Magnite Inc Com COM 55955D100 549 79033 SH SOLE 79033 0 0 Main Street Capital Corp COM 56035l104 536 18118 SH SOLE 18118 0 0 Marathon Petroleum Corp COM 56585a102 545 18572 SH SOLE 18572 0 0 Martin Marietta Matls COM 573284106 1309 5560 SH SOLE 5560 0 0 Matador Resources Company COM 576485205 1247 150925 SH SOLE 150925 0 0 McDonalds Corp COM 580135101 2043 9308 SH SOLE 9308 0 0 Medtronic Inc SHS G5960L103 6681 64289 SH SOLE 64289 0 0 MercadoLibre, Inc. COM 58733R102 577 533 SH SOLE 533 0 0 Merck & Co Inc COM 58933Y105 8608 103773 SH SOLE 103773 0 0 Metlife Inc COM 59156r108 525 14132 SH SOLE 14132 0 0 Microsoft Corp COM 594918104 18619 88521 SH SOLE 88521 0 0 Mobile TeleSystems PJSC SPONSORED ADR 607409109 87 10000 SH SOLE 10000 0 0 Mondelez Intl CL A 609207105 586 10196 SH SOLE 10196 0 0 NIO Limited SPON ADS 62914V106 286 13490 SH SOLE 13490 0 0 NXP Semiconductors N.V. COM N6596X109 377 3020 SH SOLE 3020 0 0 Netflix Inc COM 64110l106 208 416 SH SOLE 416 0 0 Newmont Mining Corp COM 651639106 558 8790 SH SOLE 8790 0 0 Nextera Energy Inc COM 65339F101 362 1305 SH SOLE 1305 0 0 Nike Inc. CL B 654106103 4307 34306 SH SOLE 34306 0 0 Novartis AG Adr SPONSORED ADR 66987V109 4144 47658 SH SOLE 47658 0 0 Nvidia Corp COM 67066g104 2868 5300 SH SOLE 5300 0 0 Ontrak Inc. COM 683373104 1551 25858 SH SOLE 25858 0 0 Oracle Corp COM 68389X105 1012 16957 SH SOLE 16957 0 0 PNC Financial Services Group COM 693475105 705 6411 SH SOLE 6411 0 0 PayPal Holdings, Inc. COM 70450Y103 2398 12171 SH SOLE 12171 0 0 Paychex Inc Com COM 704326107 1417 17767 SH SOLE 17767 0 0 Pepsico COM 713448108 6086 43913 SH SOLE 43913 0 0 Pfizer COM 717081103 2056 56034 SH SOLE 56034 0 0 Philip Morris International In COM 718172109 1935 25797 SH SOLE 25797 0 0 Procter & Gamble COM 742718109 7795 56084 SH SOLE 56084 0 0 Prologis COM 74340W103 1656 16460 SH SOLE 16460 0 0 Pulse Biosciences, Inc. COM 74587B101 805 68276 SH SOLE 68276 0 0 Qualcomm Inc. COM 747525103 7626 64801 SH SOLE 64801 0 0 Raytheon Technologies Com COM 75513E101 1263 21952 SH SOLE 21952 0 0 Realty Income Corp COM 756109104 1108 18235 SH SOLE 18235 0 0 Ross Stores Inc. COM 778296103 1372 14703 SH SOLE 14703 0 0 Royal Dutch Shell Plc SPONS ADR A 780259206 401 15925 SH SOLE 15925 0 0 Royal Dutch Shell Plc ADR B SPON ADR B 780259107 1852 76458 SH SOLE 76458 0 0 S&P Global Inc. COM 78409V104 649 1800 SH SOLE 1800 0 0 STORE Capital Corporation COM 862121100 294 10700 SH SOLE 10700 0 0 Schlumberger COM 806857108 1269 81537 SH SOLE 81537 0 0 ServiceNow, Inc. COM 81762P102 496 1023 SH SOLE 1023 0 0 Sherwin Williams Co. COM 824348106 2079 2984 SH SOLE 2984 0 0 Shopify Inc. CL A 82509L107 252 246 SH SOLE 246 0 0 Snap-on Incorporated COM 833034101 2445 16615 SH SOLE 16615 0 0 Soleno Therapeutics, Inc. COM NEW 834203200 28 11000 SH SOLE 11000 0 0 Southern Co COM 842587107 915 16876 SH SOLE 16876 0 0 Southwest Airlines COM 844741108 1674 44645 SH SOLE 44645 0 0 Square, Inc. CL A 852234103 342 2104 SH SOLE 2104 0 0 Starbucks Corp. COM 855244109 8295 96540 SH SOLE 96540 0 0 Sysco Corp COM 871829107 2765 44438 SH SOLE 44438 0 0 T Rowe Price & Assoc COM 74144T108 1937 15105 SH SOLE 15105 0 0 TJX Cos Inc COM 872540109 8892 159787 SH SOLE 159787 0 0 Taiwan Semiconductor Sponsered SPONSORED ADS 874039100 331 4089 SH SOLE 4089 0 0 Target Corporation COM 87612E106 9971 63339 SH SOLE 63339 0 0 Teladoc Health, Inc. COM 87918A105 827 3774 SH SOLE 3774 0 0 Texas Instruments COM 882508104 1032 7225 SH SOLE 7225 0 0 The Trade Desk, Inc. COM CL A 88339J105 6967 13430 SH SOLE 13430 0 0 Thomson Reuters Corporation COM NEW 884903709 346 4335 SH SOLE 4335 0 0 Truist Finl Corp COM 89832Q109 2667 70092 SH SOLE 70092 0 0 US Bancorp COM NEW 902973304 2908 81116 SH SOLE 81116 0 0 Ulta Beauty, Inc. COM 90384S303 2860 12771 SH SOLE 12771 0 0 Unilever N V New York N Y SHS NEW 904784709 283 4682 SH SOLE 4682 0 0 Unilever PLC Spon ADR New SPON ADR NEW 904767704 1219 19769 SH SOLE 19769 0 0 Union Pac Corp. COM 907818108 1521 7725 SH SOLE 7725 0 0 United Parcel Service CL B 911312106 5487 32927 SH SOLE 32927 0 0 UnitedHealth Group COM 91324P102 1362 4370 SH SOLE 4370 0 0 Universal Display Corp COM 91347p105 111341 616029 SH SOLE 616029 0 0 V F Corp Com COM 918204108 511 7276 SH SOLE 7276 0 0 Veeva Systems Inc. CL A COM 922475108 2988 10625 SH SOLE 10625 0 0 Verisk Analytics Inc CL A COM 92345y106 1478 7975 SH SOLE 7975 0 0 Vertex Pharm. COM 92532F100 984 3615 SH SOLE 3615 0 0 Visa Inc Cl A COM CL A 92826C839 11825 59132 SH SOLE 59132 0 0 W. P. Carey Inc. COM 92936U109 1093 16778 SH SOLE 16778 0 0 Wal-Mart Stores COM 931142103 5729 40950 SH SOLE 40950 0 0 Walgreens Boots Alliance Inc. COM 931427108 2978 82896 SH SOLE 82896 0 0 Walt Disney COM DISNEY 254687106 6892 55542 SH SOLE 55542 0 0 Waste Management COM 94106L109 949 8385 SH SOLE 8385 0 0 Wells Fargo COM 949746101 3774 160521 SH SOLE 160521 0 0 Wheaton Precious Metals Corp. COM 962879102 690 14058 SH SOLE 14058 0 0 Wix.com Ltd. SHS M98068105 293 1148 SH SOLE 1148 0 0 Yum! Brands COM 988498101 1013 11093 SH SOLE 11093 0 0 Zoetis Inc. CL A 98978V103 5073 30678 SH SOLE 30678 0 0 Zoom Video Communications, Inc CL A 98980L101 3274 6965 SH SOLE 6965 0 0 iShares Tr NASDAQ Biotech Inde NASDAQ BIOTECH 464287556 429 3165 SH SOLE 3165 0 0 ALPS Medical Breakthroughs ETF MED BREAKTHGH 00162Q593 375 9120 SH SOLE 9120 0 0 ETFMG Prime Cyber Security ETF PRIME CYBR SCRTY 26924G201 299 6434 SH SOLE 6434 0 0 Invesco QQQ Trust Series 1 UNIT SER 1 46090E103 8213 29561 SH SOLE 29561 0 0 Invesco S&P500 Low Vol ETF S&P500 LOW VOL 46138E354 277 5164 SH SOLE 5164 0 0 Nuveen Nasdaq 100 Dynamic Over COM SHS 670699107 228 9355 SH SOLE 9355 0 0 Vaneck Vectors Gold Miners ETF GOLD MINERS ETF 92189F106 346 8825 SH SOLE 8825 0 0 Vanguard Emerging Market ETF FTSE EMR MKT ETF 922042858 285 6594 SH SOLE 6594 0 0 Vanguard S&P 500 ETF S&P 500 ETF SHS 922908363 741 2408 SH SOLE 2408 0 0 Vanguard Small Cap ETF SMALL CP ETF 922908751 331 2151 SH SOLE 2151 0 0 iShares Core S&P 500 ETF CORE S&P500 ETF 464287200 1228 3654 SH SOLE 3654 0 0 iShares S&P Mid-Cap 400 Growth S&P MC 400GR ETF 464287606 503 2101 SH SOLE 2101 0 0 iShares S&P Mid-Cap 400 Value S&P MC 400VL ETF 464287705 419 3104 SH SOLE 3104 0 0 Bristol-Myers Squibb Contingen RIGHT 99/99/9999 110122157 27 11954 SH SOLE 11954 0 0