0000883790-21-000002.txt : 20210112
0000883790-21-000002.hdr.sgml : 20210112
20210112141832
ACCESSION NUMBER: 0000883790-21-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20201231
FILED AS OF DATE: 20210112
DATE AS OF CHANGE: 20210112
EFFECTIVENESS DATE: 20210112
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BTR CAPITAL MANAGEMENT INC
CENTRAL INDEX KEY: 0000883790
IRS NUMBER: 68019645
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-03049
FILM NUMBER: 21523233
BUSINESS ADDRESS:
STREET 1: 550 KEARNY STREET SUITE 510
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94108
BUSINESS PHONE: 4159890100
MAIL ADDRESS:
STREET 1: 550 KEARNY ST #510
CITY: SAN FRANCISCO
STATE: CA
ZIP: 941082527
13F-HR
1
primary_doc.xml
13F-HR
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false
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0000883790
XXXXXXXX
12-31-2020
12-31-2020
BTR CAPITAL MANAGEMENT INC
550 KEARNY ST #510
SAN FRANCISCO
CA
941082527
13F HOLDINGS REPORT
028-03049
N
Anna Formicola
Senior Vice President
415-989-0100
Anna Formicola
San Francisco
CA
01-12-2021
0
168
639939
true
INFORMATION TABLE
2
F13F.xml
13F 12-31-2020
AT&T INC
COM
00206R102
9590
333455
SH
DFND
21857
0
311597
ABBOTT LABORATORIES
COM
002824100
11060
101017
SH
DFND
2085
0
98932
ABBVIE INC
COM
00287Y109
1874
17487
SH
DFND
150
0
17337
ADOBE INC.
COM
00724F101
733
1465
SH
DFND
0
0
1465
AGILENT TECHNOLOGIES INC
COM
00846U101
213
1797
SH
DFND
0
0
1797
AIR PRODUCTS& CHEMICALS INC
COM
009158106
256
936
SH
DFND
0
0
936
ALPHABET CLASS C
COM
02079K107
1727
986
SH
DFND
20
0
966
ALPHABET CLASS A
COM
02079K305
21153
12069
SH
DFND
538
0
11531
AMAZON.COM
COM
023135106
407
125
SH
DFND
20
0
105
AMERICAN EXPRESS CO
COM
025816109
416
3442
SH
DFND
0
0
3442
AMERICAN WATER WORKS CO
COM
030420103
17769
115779
SH
DFND
1750
0
114029
AMGEN INC
COM
031162100
446
1938
SH
DFND
175
0
1763
APPLE INC
COM
037833100
35158
264966
SH
DFND
10260
0
254705
AUTOMATIC DATA PROCESSING INC
COM
053015103
781
4431
SH
DFND
2150
0
2281
BANK OF AMERICA CORP
COM
060505104
627
20691
SH
DFND
3155
0
17536
BARRICK GOLD CORP
COM
067901108
373
16360
SH
DFND
0
0
16360
BARON SMALL CAP FUND
INSTITUTIONAL CLA
068278803
2307
59190
SH
DFND
0
0
59190
BAXTER INTERNATIONAL INC
COM
071813109
257
3205
SH
DFND
0
0
3205
BECTON DICKINSON& CO
COM
075887109
273
1090
SH
DFND
0
0
1090
BERKSHIRE HATHAWAY INC CLASS B
COM
084670702
2193
9460
SH
DFND
475
0
8985
BIO RAD LABS INC
COM
090572207
344
590
SH
DFND
0
0
590
BLACKROCK INC
COM
09247X101
314
435
SH
DFND
0
0
435
BRISTOL-MYERS SQUIBB CO
COM
110122108
296
4770
SH
DFND
200
0
4570
CSX CORPORATION
COM
126408103
3493
38495
SH
DFND
1075
0
37420
CVS HEALTH CORPORATION
COM
126650100
5554
81324
SH
DFND
2475
0
78849
CALIFORNIA WTR SVC GRP CA
COM
130788102
227
4200
SH
DFND
0
0
4200
CARRIER GLOBAL CORPORATION
COM
14448C104
512
13569
SH
DFND
395
0
13174
CHEVRON CORP
COM
166764100
10805
127946
SH
DFND
5746
0
122200
CISCO SYSTEMS INC
COM
17275R102
714
15948
SH
DFND
0
0
15948
CITIGROUP INC
COM
172967424
4803
77887
SH
DFND
2513
0
75374
COCA-COLA COMPANY
COM
191216100
1585
28904
SH
DFND
350
0
28554
COGNIZANT TECH SOL CL A
COM
192446102
298
3640
SH
DFND
3200
0
440
COLGATE-PALMOLIVE CO.
COM
194162103
661
7729
SH
DFND
3300
0
4429
COMCAST CORP CL A (NEW)
COM
20030N101
897
17119
SH
DFND
0
0
17119
CONOCOPHILLIPS
COM
20825C104
1952
48804
SH
DFND
2625
0
46179
CONSTELLATION BRANDS INC CL A
COM
21036P108
7746
35362
SH
DFND
1080
0
34282
COSTCO WHSL CORP (NEW)
COM
22160K105
2524
6698
SH
DFND
730
0
5968
CROWN CASTLE INTERNATIONAL
COM
22822V101
15560
97747
SH
DFND
2340
0
95407
DANAHER CORP
COM
235851102
1262
5681
SH
DFND
0
0
5681
DEERE& CO
COM
244199105
1109
4123
SH
DFND
0
0
4123
DISNEY CO. (WALT)
COM
254687106
24122
133136
SH
DFND
8285
0
124851
DISCOVER FINL SVCS
COM
254709108
8752
96672
SH
DFND
2060
0
94612
DOW INC
COM
260557103
311
5609
SH
DFND
170
0
5439
DUKE ENERGY CORP
COM
26441C204
769
8401
SH
DFND
1046
0
7355
EOG RESOURCES INC
COM
26875P101
1161
23275
SH
DFND
390
0
22885
ETFMG PRIME CYBER SECURITY ETF
COM
26924G201
17453
303218
SH
DFND
13490
0
289728
EATON VANCE DIV BUILDER I
FUND
277905634
1432
84136
SH
DFND
0
0
84136
ECOLAB INC
COM
278865100
1775
8202
SH
DFND
145
0
8057
EMERSON ELECTRIC COMPANY
COM
291011104
1059
13175
SH
DFND
0
0
13175
ENBRIDGE INC
COM
29250N105
331
10340
SH
DFND
125
0
10215
ENTERPRISE PRD PRTNRS LP
COM
293792107
436
22242
SH
DFND
0
0
22242
EVERSOURCE ENERGY
COM
30040W108
1059
12245
SH
DFND
0
0
12245
EXXON MOBIL CORP
COM
30231G102
1740
42206
SH
DFND
7330
0
34876
FACEBOOK, INC
COM
30303M102
254
931
SH
DFND
500
0
431
FEDERATED KAUFMANN SMALL CAP
INSTITUTIONAL SHA
31421N402
212
3343
SH
DFND
0
0
3343
FORTIVE CORP COMMON SHARE
COM
34959J108
217
3070
SH
DFND
0
0
3070
GENUINE PARTS CO
COM
372460105
359
3570
SH
DFND
1850
0
1720
GLOBAL PAYMENTS INC
COM
37940X102
422
1957
SH
DFND
710
0
1247
GLOBE LIFE INC
COM
37959E102
285
3004
SH
DFND
0
0
3004
AMERICAN GROWTH FUND F-3
FUND
399874775
8088
119751
SH
DFND
0
0
119751
HEALTHPEAK PPTYS INC.
COM
42250P103
219
7251
SH
DFND
0
0
7251
HOME DEPOT INC
COM
437076102
5619
21155
SH
DFND
955
0
20200
HONEYWELL INTERNATIONAL INC
COM
438516106
965
4538
SH
DFND
1730
0
2808
INTEL CORPORATION
COM
458140100
1135
22777
SH
DFND
2929
0
19848
INTERNATIONAL BUSINESS MACHINE
COM
459200101
451
3582
SH
DFND
150
0
3432
INVESCO CLEAN ENERGY ETF
COM
46137V134
961
9295
SH
DFND
0
0
9295
INVESCO WATER RESOURCES ETF
COM
46137V142
1290
27765
SH
DFND
0
0
27765
INVESCO DYNAMIC PHARMACEUTICAL
COM
46137V662
650
9100
SH
DFND
0
0
9100
ISHARES TR S&P 500 INDEX FUND
COM
464287200
973
2592
SH
DFND
0
0
2592
ISHARES TR MSCI EAFE FUND ETF
COM
464287465
1375
18840
SH
DFND
0
0
18840
ISHARES RUSELL MIDCAPE VALUE
COM
464287473
828
8536
SH
DFND
0
0
8536
ISHARES RUSSELL MID CAP GROWTH
COM
464287481
1130
11012
SH
DFND
0
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11012
ISHARES RUSSELL MIDCAP INDEX
COM
464287499
1480
21595
SH
DFND
0
0
21595
ISHARES TR NASDAQ BIO FD
NASDAQ BIOTECH IN
464287556
1417
9355
SH
DFND
120
0
9235
ISHARES TR RUSSELL 2000
COM
464287655
741
3780
SH
DFND
0
0
3780
ISHARES DJ US REGIONAL BANKS
COM
464288778
1859
40994
SH
DFND
3400
0
37594
ISHARES US MEDICAL DEVICES ETF
COM
464288810
12667
38700
SH
DFND
555
0
38145
ISHARES TR USA MIN VOL ID
COM
46429B697
234
3444
SH
DFND
0
0
3444
ISHARES MSCI USA QUALITYFACTOR
COM
46432F339
234
2014
SH
DFND
0
0
2014
JPMORGAN CHASE& CO
COM
46625H100
20967
165000
SH
DFND
5535
0
159465
JACOBS ENGINEERING GROUP INC
COM
469814107
11123
102080
SH
DFND
3385
0
98695
JOHNSON& JOHNSON
COM
478160104
5884
37389
SH
DFND
710
0
36679
JPMORGAN INCOME BUILDER FUND
CLASS I SHARES
4812A3254
2220
199608
SH
DFND
0
0
199608
KIMBERLY CLARK
COM
494368103
735
5448
SH
DFND
2295
0
3153
KINDER MORGAN INC
COM
49456B101
4784
349944
SH
DFND
10162
0
339782
KIRKLAND LAKE GOLD LTD
COM
49741E100
4660
112910
SH
DFND
5235
0
107675
ELI LILLY& COMPANY
COM
532457108
425
2518
SH
DFND
0
0
2518
LOCKHEED MARTIN CORP
COM
539830109
3190
8987
SH
DFND
160
0
8827
LOWES CO INC
COM
548661107
16809
104723
SH
DFND
3439
0
101283
MFS VALUE FUND CL I
FUND
552983694
5419
120136
SH
DFND
0
0
120136
MASTERCARD INC
COM
57636Q104
298
836
SH
DFND
0
0
836
MATTHEWS ASIA DIVIDEND FUND
FUND
577125107
2059
90986
SH
DFND
0
0
90986
MATTHEWS PACIFIC TIGER FUND
FUND
577130107
375
10721
SH
DFND
0
0
10721
MCDONALDS CORP
COM
580135101
1433
6676
SH
DFND
2969
0
3707
MERCK& CO. INC.
COM
58933Y105
13625
166563
SH
DFND
6314
0
160249
METLIFE INC
COM
59156R108
9146
194804
SH
DFND
6745
0
188059
MICROSOFT CORP
COM
594918104
32180
144679
SH
DFND
3831
0
140847
MID AMERICA APARTMENT COM.
COM
59522J103
7950
62750
SH
DFND
3535
0
59215
MONDELEZ INTERNATIONAL INC
COM
609207105
2433
41614
SH
DFND
2360
0
39254
MOODY'S CORP
COM
615369105
399
1376
SH
DFND
0
0
1376
NATIONAL RETAIL PROPERTIES INC
COM
637417106
224
5475
SH
DFND
50
0
5425
NESTLE SA SPNSRD ADR REP RG SH
COM
641069406
472
4008
SH
DFND
2000
0
2008
AMERICAN NEW PERSPECTIVE FD F3
FUND
648018778
4136
68392
SH
DFND
0
0
68392
NEWMONT CORPORATION
COM
651639106
344
5750
SH
DFND
0
0
5750
NEXTERA ENERGY INC
COM
65339F101
1769
22928
SH
DFND
1200
0
21728
NIKE INC CL B
COM
654106103
228
1613
SH
DFND
0
0
1613
NORFOLK SOUTHERN CORP
COM
655844108
345
1453
SH
DFND
0
0
1453
NOVO-NORDISK A-S ADR F
1 ADR REP 1 ORD
670100205
459
6570
SH
DFND
6000
0
570
ORACLE CORP
COM
68389X105
1349
20860
SH
DFND
500
0
20360
OTIS WORLDWIDE CORP
COM
68902V107
1343
19888
SH
DFND
2954
0
16934
PAYPAL HLDGS INC
COM
70450Y103
219
935
SH
DFND
0
0
935
PEPSICO INCORPORATED
COM
713448108
18122
122195
SH
DFND
5040
0
117155
PFIZER INC
COM
717081103
10707
290877
SH
DFND
16811
0
274066
PRICE T ROWE GROWTH STOCK FD
FUND
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493
5081
SH
SOLE
5081
0
0
PROCTER AND GAMBLE COMPANY
COM
742718109
13680
98318
SH
DFND
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93308
PROSHARES ULTRA S&P500
COM
74347R107
598
6550
SH
DFND
0
0
6550
PRUDENTIAL FINANCIAL INC
COM
744320102
354
4540
SH
DFND
0
0
4540
QUALCOMM INC.
COM
747525103
24864
163210
SH
DFND
4960
0
158250
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
12895
180322
SH
DFND
8870
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171452
T. ROWE PRICE NEW HORIZONS FD
FUND
779562107
248
3019
SH
SOLE
3019
0
0
S&P 500 DEPOSITARY RECEIPTS
COM
78462F103
1191
3185
SH
DFND
1432
0
1753
SPDR SERIES TRUST S&P BIOTECH
COM
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12718
90337
SH
DFND
4130
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86207
SPDR SER TR S&P OILGAS EXP
COM
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278
4760
SH
DFND
0
0
4760
SCHLUMBERGER LIMITED
COM
806857108
463
21229
SH
DFND
1405
0
19824
SCHWAB S&P 500 INDEX FUN
D - SELECT SHARES
808509855
570
9919
SH
DFND
2503
0
7416
SCHWAB CHARLES CORP
COM
808513105
315
5947
SH
DFND
4548
0
1399
SCHWAB 1000 FUND
FUND
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305
3646
SH
DFND
860
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2785
SCHWAB US LARGE CAP
COM
808524201
648
7130
SH
DFND
20
0
7110
SECT SPDR HEALTH CARE SELECT
COM
81369Y209
651
5737
SH
DFND
500
0
5237
SECT SPDR ENERGY SELECT
COM
81369Y506
541
14275
SH
DFND
125
0
14150
SPDR AMEX TECH SELECT INDEX
COM
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364
2800
SH
DFND
300
0
2500
SECT SPDR THE UTILITES SEL FD
COM
81369Y886
746
11893
SH
DFND
4468
0
7425
SEMPRA ENERGY
COM
816851109
274
2149
SH
DFND
0
0
2149
SIRIUS XM HOLDINGS INC.
COM
82968B103
73
11500
SH
DFND
4000
0
7500
STARBUCKS CORP
COM
855244109
716
6689
SH
DFND
0
0
6689
STARWOOD PROPERTY TRUST, INC.
COM
85571B105
276
14313
SH
DFND
1110
0
13203
STRYKER CORP
COM
863667101
443
1809
SH
DFND
1500
0
309
SYSCO CORP
COM
871829107
203
2730
SH
DFND
2700
0
30
TJX COMPANIES, INC
COM
872540109
236
3460
SH
DFND
0
0
3460
TARGET CORP
COM
87612E106
257
1455
SH
DFND
276
0
1179
TEXAS INSTRUMENTS INCORPORATED
COM
882508104
237
1444
SH
DFND
0
0
1444
THERMO FISHER SCIENTIFIC INC
COM
883556102
21233
45586
SH
DFND
310
0
45276
3M CO
COM
88579Y101
953
5454
SH
DFND
1515
0
3939
TRAVELERS COS INC/THE
COM
89417E109
1586
11302
SH
DFND
0
0
11302
U.S. BANCORP
COM
902973304
10182
218539
SH
DFND
10095
0
208444
UNION PACIFIC CORPORATION
COM
907818108
972
4668
SH
DFND
280
0
4388
UNITED PARCEL SERVICE -CL B
COM
911312106
9098
54028
SH
DFND
1625
0
52403
UNITED HEALTH GROUP INC.
COM
91324P102
13856
39513
SH
DFND
2010
0
37503
UNIVERSAL DISPLAY CORP
COM
91347P105
615
2675
SH
DFND
400
0
2275
VANECK CM COMMODITY INDEX A
FUND
921075313
90
19381
SH
DFND
0
0
19381
VANGUARD DIVIDEND APPRECIATION
ETF
921908844
225
1593
SH
DFND
0
0
1593
VANGUARD INTERNATIONAL GROWTH
FUND
921910204
343
6806
SH
DFND
4410
0
2396
VANGUARD FTSE ALL WORLD
ex US ETF
922042775
1270
21770
SH
DFND
0
0
21770
VANGUARD INFORMATION TECH ETF
COM
92204A702
3782
10689
SH
DFND
0
0
10689
VANGUARD INDEX FUNDS
500 INDEX ADMI
922908710
910
2625
SH
DFND
1782
0
843
VANGUARD TOTAL STOCK MKT
COM
922908769
952
4889
SH
DFND
210
0
4679
VERIZON COMMUNICATIONS
COM
92343V104
2143
36484
SH
DFND
2497
0
33986
VISA INC-CLASS A SHRS
COM
92826C839
21407
97871
SH
DFND
2715
0
95156
WEC ENERGY GROUP INC
COM
92939U106
268
2912
SH
DFND
2600
0
312
WAL MART INC.
COM
931142103
646
4480
SH
DFND
0
0
4480
WALGREEN BOOTS ALLIANCE INC
COM
931427108
392
9840
SH
DFND
0
0
9840
WASTE MANAGEMENT INC.
COM
94106L109
1569
13306
SH
DFND
0
0
13306
WELLS FARGO& CO (NEW)
COM
949746101
373
12371
SH
DFND
1475
0
10896
WEYERHAEUSER COMPANY
COM
962166104
1946
58035
SH
DFND
3295
0
54740
WHEATON PRECIOUS METALS CORP
COM
962879102
3833
91835
SH
DFND
1095
0
90740
WISDOMTREE TRUST EUROPE HEDGED
EQUITY FUND
97717X701
3406
51376
SH
DFND
1645
0
49731
PENTAIR PLC
COM
G7S00T104
4429
83433
SH
DFND
2725
0
80708
CHUBB LIMITED
COM
H1467J104
258
1676
SH
DFND
0
0
1676