0000883790-18-000004.txt : 20180501 0000883790-18-000004.hdr.sgml : 20180501 20180430215133 ACCESSION NUMBER: 0000883790-18-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180331 FILED AS OF DATE: 20180501 DATE AS OF CHANGE: 20180430 EFFECTIVENESS DATE: 20180501 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BTR CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0000883790 IRS NUMBER: 68019645 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03049 FILM NUMBER: 18792864 BUSINESS ADDRESS: STREET 1: 550 KEARNY STREET SUITE 510 CITY: SAN FRANCISCO STATE: CA ZIP: 94108 BUSINESS PHONE: 4159890100 MAIL ADDRESS: STREET 1: 550 KEARNY ST #510 CITY: SAN FRANCISCO STATE: CA ZIP: 941082527 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000883790 XXXXXXXX 03-31-2018 03-31-2018 BTR CAPITAL MANAGEMENT INC

550 KEARNY ST #510 SAN FRANCISCO CA 941082527

13F HOLDINGS REPORT 028-03049 N ANNA FORMICOLA 415-989-0100 ANNA FORMICOLA SAN FRANCISCO CA 03-31-2018 0 143 500016 false INFORMATION TABLE 2 F13F.xml 13F 03-31-2018 AT&T INC COM 00206R102 2009 56366 SH DFND 5465 0 50901 ABBOTT LABORATORIES COM 002824100 8096 135121 SH DFND 4210 0 130911 ABBVIE INC COM 00287Y109 2318 24488 SH DFND 200 0 24288 AGILENT TECHNOLOGIES INC COM 00846U101 246 3683 SH DFND 0 0 3683 AIR LEASE CORP CL A COM 00912X302 10738 251946 SH DFND 11125 0 240821 ALPHABET CLASS C COM 02079K107 1117 1083 SH DFND 0 0 1083 ALPHABET CLASS A COM 02079K305 16192 15612 SH DFND 693 0 14919 AMERICAN EXPRESS CO COM 025816109 411 4410 SH DFND 150 0 4260 AMERICAN WATER WORKS CO COM 030420103 13309 162047 SH DFND 2300 0 159747 AMGEN INC COM 031162100 208 1220 SH DFND 325 0 895 APACHE CORP COM 037411105 862 22390 SH DFND 0 0 22390 APPLE INC COM 037833100 18298 109058 SH DFND 3750 0 105308 AUTOMATIC DATA PROCESSING INC COM 053015103 668 5885 SH DFND 3190 0 2695 BANK OF AMERICA CORP COM 060505104 727 24245 SH DFND 0 0 24245 BANK OF NEW YORK MELLON CORP COM 064058100 211 4085 SH DFND 0 0 4085 BECTON DICKINSON& CO COM 075887109 366 1689 SH DFND 0 0 1689 BERKSHIRE HATHAWAY INC CLASS B COM 084670702 2603 13047 SH DFND 575 0 12472 BIO RAD LABS INC COM 090572207 743 2970 SH DFND 0 0 2970 THE BLACKSTONE GROUP LP COM 09253U108 2425 75895 SH DFND 2000 0 73895 BOEING COMPANY COM 097023105 1260 3843 SH DFND 0 0 3843 BOOKING HOLDINGS INC COM 09857L108 7883 3789 SH DFND 105 0 3684 BRISTOL-MYERS SQUIBB CO COM 110122108 285 4500 SH DFND 200 0 4300 CVS HEALTH CORPORATION COM 126650100 8597 138198 SH DFND 6035 0 132163 CHEVRON CORP COM 166764100 13270 116365 SH DFND 7695 0 108670 CINEMARK HOLDINGS INC COM 17243V102 7764 206100 SH DFND 11835 0 194265 CLOROX COMPANY COM 189054109 313 2351 SH DFND 100 0 2251 COCA-COLA COMPANY COM 191216100 1471 33879 SH DFND 300 0 33579 COGNIZANT TECH SOL CL A COM 192446102 310 3850 SH DFND 3200 0 650 COLGATE-PALMOLIVE CO. COM 194162103 428 5966 SH DFND 3300 0 2666 CONOCOPHILLIPS COM 20825C104 508 8574 SH DFND 0 0 8574 COSTCO WHSL CORP (NEW) COM 22160K105 1794 9522 SH DFND 860 0 8662 CROWN CASTLE INTERNATIONAL COM 22822V101 11623 106042 SH DFND 1410 0 104632 DNP SELECT INCOME FUND, INC. COM 23325P104 126 12287 SH DFND 4000 0 8287 DEERE& CO COM 244199105 321 2066 SH DFND 0 0 2066 DEVON ENERGY CORP (NEW) COM 25179M103 1758 55290 SH DFND 800 0 54490 DISNEY CO. (WALT) COM 254687106 13385 133260 SH DFND 8735 0 124525 DISCOVER FINL SVCS COM 254709108 7838 108961 SH DFND 950 0 108011 DISH NETWORK CORP COM 25470M109 341 9000 SH DFND 0 0 9000 DOWDUPONT INC COM 26078J100 1016 15945 SH DFND 1880 0 14065 DUKE ENERGY CORP COM 26441C204 973 12558 SH DFND 4428 0 8130 EOG RESOURCES INC COM 26875P101 2091 19867 SH DFND 1190 0 18677 ETFMG PRIME CYBER SECURITY ETF COM 26924G201 11508 335810 SH DFND 17080 0 318730 ECOLAB INC COM 278865100 1560 11381 SH DFND 145 0 11236 EMERSON ELECTRIC COMPANY COM 291011104 797 11665 SH DFND 0 0 11665 ESSEX PROPERTIES TRUST COM 297178105 319 1325 SH DFND 0 0 1325 EVERSOURCE ENERGY COM 30040W108 872 14800 SH DFND 0 0 14800 EXXON MOBIL CORP COM 30231G102 4757 63761 SH DFND 7230 0 56531 FEDEX CORPORATION COM 31428X106 2430 10121 SH DFND 0 0 10121 GENERAL ELECTRIC COMPANY COM 369604103 314 23287 SH DFND 2960 0 20327 GENERAL MILLS INCORPORATED COM 370334104 225 5000 SH DFND 0 0 5000 GENUINE PARTS CO COM 372460105 234 2600 SH DFND 2250 0 350 GILEAD SCIENCES INC COM 375558103 2679 35538 SH DFND 1730 0 33808 HCP INC COM 40414L109 279 12000 SH DFND 1800 0 10200 HOME DEPOT INC COM 437076102 4540 25473 SH DFND 200 0 25273 HONEYWELL INTERNATIONAL INC COM 438516106 744 5150 SH DFND 1930 0 3220 INTEL CORPORATION COM 458140100 1251 24012 SH DFND 2350 0 21662 INTERNATIONAL BUSINESS MACHINE COM 459200101 553 3601 SH DFND 305 0 3296 ISHARES TR DJ SEL DVI INX COM 464287168 205 2160 SH DFND 0 0 2160 ISHARES TR S&P 500 INDEX FUND COM 464287200 619 2331 SH DFND 0 0 2331 ISHARES TR MSCI EAFE FUND ETF COM 464287465 223 3200 SH DFND 0 0 3200 ISHARES TR NASDAQ BIO FD NASDAQ BIOTECH IN 464287556 1855 17378 SH DFND 1200 0 16178 ISHARES DJ US REGIONAL BANKS COM 464288778 9342 185476 SH DFND 5845 0 179631 ISHARES US MEDICAL DEVICES ETF COM 464288810 9367 50631 SH DFND 1570 0 49061 JPMORGAN CHASE& CO COM 46625H100 18238 165845 SH DFND 7990 0 157855 JACOBS ENGINEERING GROUP INC COM 469814107 2276 38471 SH DFND 1800 0 36671 JOHNSON& JOHNSON COM 478160104 11976 93452 SH DFND 5780 0 87672 KIMBERLY CLARK COM 494368103 743 6745 SH DFND 2945 0 3800 KINDER MORGAN INC COM 49456B101 6129 406952 SH DFND 8250 0 398702 LOCKHEED MARTIN CORP COM 539830109 1939 5739 SH DFND 0 0 5739 LOWES CO INC COM 548661107 11445 130430 SH DFND 5735 0 124695 MATTHEWS ASIA DIVIDEND FUND FUND 577125107 1141 58297 SH DFND 0 0 58297 MATTHEWS PACIFIC TIGER FUND FUND 577130107 443 14102 SH DFND 0 0 14102 MATTHEWS ASIAN GROWTH& INCOME FUND 577130206 246 14333 SH DFND 0 0 14333 MCDONALDS CORP COM 580135101 720 4606 SH DFND 3150 0 1456 MCKESSON CORPORATION COM 58155Q103 239 1700 SH DFND 0 0 1700 MERCK& CO. INC. COM 58933Y105 8503 156111 SH DFND 3810 0 152301 METLIFE INC COM 59156R108 7696 167709 SH DFND 7455 0 160254 MICROSOFT CORP COM 594918104 18878 206840 SH DFND 10830 0 196010 MID AMERICA APARTMENT COM. COM 59522J103 6624 72605 SH DFND 5250 0 67355 MONDELEZ INTERNATIONAL INC COM 609207105 257 6150 SH DFND 750 0 5400 MOODY'S CORP COM 615369105 220 1367 SH DFND 0 0 1367 NATIONAL RETAIL PROPERTIES INC COM 637417106 255 6500 SH DFND 50 0 6450 NEXTERA ENERGY INC COM 65339F101 849 5200 SH DFND 1430 0 3770 NORFOLK SOUTHERN CORP COM 655844108 316 2326 SH DFND 0 0 2326 NOVO-NORDISK A-S ADR F 1 ADR REP 1 ORD 670100205 410 8320 SH DFND 6500 0 1820 OCCIDENTAL PETROLEUM COM 674599105 229 3530 SH DFND 0 0 3530 ORACLE CORP COM 68389X105 10492 229325 SH DFND 11600 0 217725 PPG INDUSTRIES COM 693506107 286 2560 SH DFND 400 0 2160 PPL CORP COM 69351T106 344 12175 SH DFND 0 0 12175 DREYFUS MID CAP INDEX FUND FUND 712223106 229 6213 SH SOLE 6213 0 0 PEPSICO INCORPORATED COM 713448108 14022 128464 SH DFND 7155 0 121309 PFIZER INC COM 717081103 8960 252458 SH DFND 14645 0 237813 PHILIP MORRIS INTL INC COM 718172109 368 3701 SH DFND 0 0 3701 PHILLIPS 66 COM 718546104 275 2864 SH DFND 0 0 2864 POWERSHARES ETF TRUST WATER RESOURCE 73935X575 1217 39925 SH DFND 0 0 39925 POWERSHARES DYNAMIC PHARMACEUTICALS 73935X799 707 11325 SH DFND 0 0 11325 PRICE T ROWE GROWTH STOCK FD FUND 741479109 310 4771 SH SOLE 4771 0 0 PROCTER AND GAMBLE COMPANY COM 742718109 7674 96790 SH DFND 5700 0 91090 QUALCOMM INC. COM 747525103 10312 186108 SH DFND 4135 0 181973 RAYTHEON CO NEW COM 755111507 7909 36647 SH DFND 150 0 36497 ROYAL BANK CANADA MONTREAL QUE COM 780087102 298 3850 SH DFND 0 0 3850 ROYAL DUTCH SHELL PLC CL A ADR COM 780259206 619 9700 SH DFND 0 0 9700 S&P 500 DEPOSITARY RECEIPTS COM 78462F103 720 2735 SH DFND 1025 0 1710 SPDR S&P ENERGY E&P COM 78464A730 1526 43318 SH DFND 0 0 43318 SPDR SERIES TRUST S&P BIOTECH COM 78464A870 9015 102761 SH DFND 5215 0 97546 SCHLUMBERGER LIMITED COM 806857108 7158 110496 SH DFND 6585 0 103911 SCHWAB S&P 500 INDEX FUN D - SELECT SHARES 808509855 750 18361 SH DFND 0 0 18361 SCHWAB CHARLES CORP COM 808513105 397 7594 SH DFND 4548 0 3046 SCHWAB 1000 FUND FUND 808517106 297 4774 SH DFND 860 0 3913 SCHWAB US LARGE CAP COM 808524201 838 13292 SH DFND 800 0 12492 SECT SPDR MATERIALS FUND COM 81369Y100 218 3830 SH DFND 3000 0 830 SECT SPDR THE UTILITES SEL FD COM 81369Y886 748 14798 SH DFND 5048 0 9750 SPECTRA ENERGY PARTNERS LP COM 84756N109 272 8100 SH DFND 0 0 8100 STARBUCKS CORP COM 855244109 1820 31445 SH DFND 0 0 31445 STARWOOD PROPERTY TRUST, INC. COM 85571B105 7509 358445 SH DFND 21960 0 336485 STRYKER CORP COM 863667101 342 2125 SH DFND 1500 0 625 THERMO FISHER SCIENTIFIC INC COM 883556102 13517 65471 SH DFND 905 0 64566 3M CO COM 88579Y101 829 3777 SH DFND 1840 0 1937 TORCHMARK CORP COM 891027104 338 4019 SH DFND 0 0 4019 TRAVELERS COS INC/THE COM 89417E109 1914 13785 SH DFND 0 0 13785 U.S. BANCORP COM 902973304 556 11006 SH DFND 3018 0 7988 UNION PACIFIC CORPORATION COM 907818108 1978 14715 SH DFND 480 0 14235 UNITED PARCEL SERVICE -CL B COM 911312106 1869 17858 SH DFND 1950 0 15908 UNITED TECHNOLOGIES CORP COM 913017109 11541 91730 SH DFND 6850 0 84880 UNIVERSAL DISPLAY CORP COM 91347P105 864 8550 SH DFND 0 0 8550 VANECK VECTORS OIL SERVICES COM 92189F718 224 9365 SH DFND 0 0 9365 VANGUARD DIVIDEND APPRECIATION ETF 921908844 203 2009 SH DFND 0 0 2009 VANGUARD FTSE ALL WORLD ex US ETF 922042775 1311 24120 SH DFND 0 0 24120 VANGUARD INFORMATION TECH ETF COM 92204A702 2610 15262 SH DFND 0 0 15262 VENTAS INC COM 92276F100 4594 92744 SH DFND 1850 0 90894 VANGUARD 500 INDEX FUND FUND 922908108 635 2605 SH DFND 1782 0 823 VANGUARD TOTAL STOCK MKT COM 922908769 1148 8457 SH DFND 0 0 8457 VERIZON COMMUNICATIONS COM 92343V104 1559 32596 SH DFND 2873 0 29723 VISA INC-CLASS A SHRS COM 92826C839 13989 116944 SH DFND 2195 0 114749 WALGREEN BOOTS ALLIANCE INC COM 931427108 301 4600 SH DFND 0 0 4600 WASTE MANAGEMENT INC. COM 94106L109 1054 12534 SH DFND 0 0 12534 WELLS FARGO& CO (NEW) COM 949746101 1250 23848 SH DFND 1852 0 21996 WELLTOWER INC COM 95040Q104 381 6995 SH DFND 4320 0 2675 WEYERHAEUSER COMPANY COM 962166104 9045 258415 SH DFND 10625 0 247790 WHEATON PRECIOUS METALS CORP COM 962879102 489 24000 SH DFND 0 0 24000 WISDOMTREE TRUST EUROPE HEDGED EQUITY FUND 97717X701 3915 62427 SH DFND 2845 0 59582 PENTAIR PLC COM G7S00T104 7889 115791 SH DFND 6076 0 109715 CORE LABORATORIES N.V. COM N22717107 1034 9555 SH DFND 600 0 8955