0000883790-13-000007.txt : 20131002 0000883790-13-000007.hdr.sgml : 20131002 20131002142049 ACCESSION NUMBER: 0000883790-13-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131002 DATE AS OF CHANGE: 20131002 EFFECTIVENESS DATE: 20131002 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BTR CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0000883790 IRS NUMBER: 68019645 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03049 FILM NUMBER: 131129703 BUSINESS ADDRESS: STREET 1: 550 KEARNY STREET SUITE 510 CITY: SAN FRANCISCO STATE: CA ZIP: 94108 BUSINESS PHONE: 4159890100 MAIL ADDRESS: STREET 1: 550 KEARNY ST #510 CITY: SAN FRANCISCO STATE: CA ZIP: 941082527 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000883790 XXXXXXXX 09-30-2013 09-30-2013 BTR CAPITAL MANAGEMENT INC
550 KEARNY ST #510 SAN FRANCISCO CA 941082527
13F HOLDINGS REPORT 028-03049 N
Anna Formicola Senior Vice President/Administration 415-989-0100 Anna Formicola San Francisco CA 09-30-2013 0 138 318637 false
INFORMATION TABLE 2 F13F.xml BTR 13F 09-30-2013 AFLAC INC COM 001055102 214 3446 SH DFND 0 0 3446 AT&T INC COM 00206R102 3262 96454 SH DFND 11985 0 84469 ABBOTT LABORATORIES COM 002824100 1223 36840 SH DFND 2050 0 34790 ABBVIE INC COM 00287Y109 2983 66700 SH DFND 7800 0 58900 AGILENT TECHNOLOGIES INC COM 00846U101 6736 131435 SH DFND 4100 0 127335 AIR LEASE CORP CL A COM 00912X302 5556 200850 SH DFND 12500 0 188350 ALTRIA GROUP INC COM 02209S103 289 8400 SH DFND 0 0 8400 AMERICAN EXPRESS CO COM 025816109 231 3055 SH DFND 400 0 2655 AMERICAN WATER WORKS CO COM 030420103 662 16025 SH DFND 0 0 16025 AMGEN INC COM 031162100 241 2150 SH DFND 1000 0 1150 APPLE INC COM 037833100 4817 10104 SH DFND 370 0 9734 AUTOMATIC DATA PROCESSING INC COM 053015103 665 9181 SH DFND 6750 0 2431 BECTON DICKINSON& CO COM 075887109 410 4100 SH DFND 350 0 3750 BERKSHIRE HATHAWAY INC COM 084670108 1193 7 SH DFND 0 0 7 BERKSHIRE HATHAWAY INC CLASS B COM 084670702 1450 12776 SH DFND 850 0 11926 BIOGEN IDEC INC COM 09062X103 221 920 SH DFND 0 0 920 THE BLACKSTONE GROUP LP COM 09253U108 1935 77725 SH DFND 5000 0 72725 BRISTOL-MYERS SQUIBB CO COM 110122108 409 8848 SH DFND 1900 0 6948 BROADCOM CORP CL A COM 111320107 205 7893 SH DFND 0 0 7893 CVS CAREMARK CORP COM 126650100 2621 46180 SH DFND 2050 0 44130 CATERPILLAR INC COM 149123101 227 2725 SH DFND 0 0 2725 CENTURYLINK, INC. COM 156700106 4627 147463 SH DFND 2845 0 144618 CHEVRON CORP COM 166764100 8959 73737 SH DFND 12160 0 61577 CHUBB CORP COM 171232101 292 3267 SH DFND 0 0 3267 CINEMARK HOLDINGS INC COM 17243V102 6302 198538 SH DFND 16550 0 181988 CISCO SYSTEMS INC COM 17275R102 893 38103 SH DFND 7100 0 31003 COCA-COLA COMPANY COM 191216100 1299 34290 SH DFND 1900 0 32390 COGNIZANT TECH SOL CL A COM 192446102 1499 18255 SH DFND 1675 0 16580 COLGATE-PALMOLIVE CO. COM 194162103 535 9024 SH DFND 4100 0 4924 CONOCOPHILLIPS COM 20825C104 536 7717 SH DFND 0 0 7717 COSTCO WHSL CORP (NEW) COM 22160K105 959 8327 SH DFND 1910 0 6417 DEERE& CO COM 244199105 286 3516 SH DFND 0 0 3516 DEVON ENERGY CORP (NEW) COM 25179M103 2344 40589 SH DFND 1900 0 38689 AAM/DFA US HIGH BOOK TO MARKET PORTFOLIO 25434D880 176 10052 SH DFND 0 0 10052 DISNEY CO. (WALT) COM 254687106 3455 53580 SH DFND 10350 0 43230 DU PONT (E.I.) DE NEMOURS COM 263534109 6129 104659 SH DFND 5450 0 99209 DUKE ENERGY CORP COM 26441C204 5623 84196 SH DFND 9806 0 74390 EMC CORP/MASS COM 268648102 8409 328988 SH DFND 15800 0 313188 EMERSON ELECTRIC COMPANY COM 291011104 1721 26603 SH DFND 0 0 26603 ENTERPRISE PRD PRTNRS LP COM 293792107 350 5738 SH DFND 0 0 5738 EXPRESS SCRIPTS HOLDING CO COM 30219G108 5892 95344 SH DFND 4425 0 90919 EXXON MOBIL CORP COM 30231G102 5462 63480 SH DFND 9330 0 54150 FEDEX CORPORATION COM 31428X106 1094 9585 SH DFND 215 0 9370 GENERAL ELECTRIC COMPANY COM 369604103 1819 76150 SH DFND 21560 0 54590 GENERAL MILLS INCORPORATED COM 370334104 240 5000 SH DFND 0 0 5000 GENUINE PARTS CO COM 372460105 493 6100 SH DFND 5600 0 500 GILEAD SCIENCES INC COM 375558103 1992 31680 SH DFND 2380 0 29300 GOLDCORP INC. COM 380956409 1168 44924 SH DFND 4100 0 40824 HCP INC COM 40414L109 1144 27925 SH DFND 3025 0 24900 HEALTH CARE REIT INC COM 42217K106 3374 54094 SH DFND 7295 0 46799 HECLA MNG CO COM 422704106 31 10000 SH DFND 0 0 10000 HOME DEPOT INC COM 437076102 882 11625 SH DFND 500 0 11125 HONEYWELL INTERNATIONAL INC COM 438516106 605 7285 SH DFND 2630 0 4655 INTEL CORPORATION COM 458140100 907 39577 SH DFND 6500 0 33077 INTERNATIONAL BUSINESS MACHINE COM 459200101 3281 17719 SH DFND 1990 0 15729 ISHARES TR DJ SEL DVI INX COM 464287168 381 5750 SH DFND 0 0 5750 ISHARES TRUST INDEX FUND FTSE XINHUA HK CH 464287184 210 5650 SH DFND 0 0 5650 ISHARES TR NASDAQ BIO FD NASDAQ BIOTECH IN 464287556 1843 8795 SH DFND 500 0 8295 ISHARES DJ US REGIONAL BANKS COM 464288778 2590 86860 SH DFND 9000 0 77860 ISHARES US MEDICAL DEVICES ETF COM 464288810 6270 74030 SH DFND 2750 0 71280 JPMORGAN CHASE& CO COM 46625H100 5178 100168 SH DFND 6980 0 93188 JACOBS ENGINEERING GROUP INC COM 469814107 3015 51829 SH DFND 100 0 51729 JOHNSON& JOHNSON COM 478160104 8376 96621 SH DFND 11195 0 85426 KAYNE ANDERSON MLP INVESTMENT COM 486606106 6368 177627 SH DFND 19045 0 158582 KIMBERLY CLARK COM 494368103 520 5520 SH DFND 4320 0 1200 KINDER MORGAN ENERGY PTNRS COM 494550106 286 3581 SH DFND 0 0 3581 KRAFT FOODS GROUP INC COM 50076Q106 5790 110320 SH DFND 8535 0 101785 LITMAN GREGORY MASTERS INTL FD INSTITUTIONAL CLA 53700T207 183 10455 SH SOLE 10455 0 0 LOWES CO INC COM 548661107 2681 56316 SH DFND 675 0 55641 MARKET VECTORS ETF TR OIL SVCS COM 57060U191 254 5400 SH DFND 2400 0 3000 MATTHEWS ASIA DIVIDEND FUND FUND 577125107 697 44141 SH DFND 0 0 44141 MATTHEWS PACIFIC TIGER FUND FUND 577130107 5429 221039 SH DFND 13748 0 207290 MATTHEWS ASIAN GROWTH& INCOME FUND 577130206 299 15719 SH DFND 4012 0 11706 MCDONALDS CORP COM 580135101 428 4450 SH DFND 3450 0 1000 MERCK& CO. INC. COM 58933Y105 4367 91729 SH DFND 2160 0 89569 MESABI TRUST CTF BEN INT ROYALTY TRUST 590672101 217 9900 SH DFND 0 0 9900 METLIFE INC COM 59156R108 6965 148352 SH DFND 10380 0 137972 MICROSOFT CORP COM 594918104 9023 271133 SH DFND 19800 0 251333 MID AMERICA APARTMENT COM. COM 59522J103 308 4925 SH DFND 0 0 4925 MONDELEZ INTERNATIONAL INC COM 609207105 270 8603 SH DFND 1200 0 7403 NATIONAL RETAIL PROPERTIES INC COM 637417106 1009 31725 SH DFND 1050 0 30675 NESTLE SA SPNSRD ADR REP RG SH COM 641069406 243 3485 SH DFND 2100 0 1385 NEXTERA ENERGY INC COM 65339F101 874 10900 SH DFND 3650 0 7250 NORTHEAST UTILITIES COM 664397106 975 23635 SH DFND 0 0 23635 NOVO-NORDISK A-S ADR F 1 ADR REP 1 ORD 670100205 444 2624 SH DFND 1810 0 814 OCCIDENTAL PETROLEUM COM 674599105 7655 81838 SH DFND 4715 0 77123 ORACLE CORP COM 68389X105 9089 274016 SH DFND 20375 0 253641 PPG INDUSTRIES COM 693506107 284 1700 SH DFND 200 0 1500 PPL CORP COM 69351T106 1160 38190 SH DFND 800 0 37390 DREYFUS MID CAP INDEX FUND FUND 712223106 226 6375 SH SOLE 6375 0 0 PEPSICO INCORPORATED COM 713448108 5328 67023 SH DFND 5900 0 61123 PFIZER INC COM 717081103 400 13932 SH DFND 2683 0 11249 PHILIP MORRIS INTL INC COM 718172109 353 4081 SH DFND 0 0 4081 PHILLIPS 66 COM 718546104 212 3658 SH DFND 0 0 3658 POWERSHARES ETF TRUST WATER RESOURCE 73935X575 1808 75600 SH DFND 8800 0 66800 POWERSHARES DYNAMIC PHARMACEUTICALS 73935X799 762 16550 SH DFND 0 0 16550 PRICE T ROWE GROWTH STOCK FD FUND 741479109 235 5006 SH SOLE 5006 0 0 PROCTER AND GAMBLE COMPANY COM 742718109 3317 43881 SH DFND 4750 0 39131 QUALCOMM INC. COM 747525103 6128 91031 SH DFND 3455 0 87576 T ROWE PRICE EQUITY INCOME FD FUND 779547108 201 6450 SH DFND 4750 0 1700 ROYAL BANK CANADA MONTREAL QUE COM 780087102 321 5000 SH DFND 0 0 5000 GUGGENHEIM S&P 500 EQUAL WEIGHT 78355W106 280 4300 SH DFND 0 0 4300 S&P 500 DEPOSITARY RECEIPTS COM 78462F103 669 3980 SH DFND 850 0 3130 SPDR GOLD TRUST COM 78463V107 391 3050 SH DFND 1400 0 1650 SPDR SERIES TRUST S&P BIOTECH COM 78464A870 2872 22233 SH DFND 490 0 21743 SCHLUMBERGER LIMITED COM 806857108 9597 108612 SH DFND 9550 0 99062 SCHWAB INTL INDEX FUND SELECT SHARES 808509830 261 13495 SH DFND 0 0 13495 SCHWAB S&P 500 INDEX FUN D - SELECT SHARES 808509855 735 27673 SH DFND 0 0 27673 SCHWAB 1000 FUND FUND 808517106 780 16860 SH DFND 860 0 16000 SCHWAB US LARGE CAP COM 808524201 784 19500 SH DFND 0 0 19500 SECT SPDR MATERIALS FUND COM 81369Y100 208 4950 SH DFND 4000 0 950 SECT SPDR THE UTILITES SEL FD COM 81369Y886 1052 28153 SH DFND 6623 0 21530 STANLEY BLACK& DECKER INC COM 854502101 322 3550 SH DFND 0 0 3550 STARWOOD PROPERTY TRUST, INC. COM 85571B105 8959 373765 SH DFND 31700 0 342065 SYNGENTA AG SPONSORED ADR'S COM 87160A100 1294 15917 SH DFND 1600 0 14317 TARGET CORP COM 87612E106 5664 88532 SH DFND 2500 0 86032 THERMO FISHER SCIENTIFIC INC COM 883556102 8174 88708 SH DFND 4225 0 84483 3M CO COM 88579Y101 1028 8610 SH DFND 4210 0 4400 TORCHMARK CORP COM 891027104 291 4025 SH DFND 0 0 4025 TORTOISE ENERGY INFRSTRC COM 89147L100 491 10700 SH DFND 0 0 10700 TORTOISE MLP FUND, INC. COM 89148B101 3595 132786 SH DFND 9275 0 123511 TRAVELERS COS INC/THE COM 89417E109 248 2930 SH DFND 0 0 2930 UNION PACIFIC CORPORATION COM 907818108 307 1976 SH DFND 400 0 1576 UNITED PARCEL SERVICE -CL B COM 911312106 5898 64547 SH DFND 3925 0 60622 UNITED TECHNOLOGIES CORP COM 913017109 5770 53519 SH DFND 6845 0 46674 VANGUARD INFORMATION TECH ETF COM 92204A702 1896 23500 SH DFND 0 0 23500 VENTAS INC COM 92276F100 1410 22923 SH DFND 0 0 22923 VANGUARD 500 INDEX FUND FUND 922908108 1058 6826 SH DFND 1982 0 4844 VERIZON COMMUNICATIONS COM 92343V104 578 12378 SH DFND 5691 0 6687 VISA INC-CLASS A SHRS COM 92826C839 3323 17390 SH DFND 810 0 16580 WALGREEN CO COM 931422109 342 6350 SH DFND 0 0 6350 WASTE MANAGEMENT INC. COM 94106L109 681 16524 SH DFND 0 0 16524 WELLS FARGO& CO (NEW) COM 949746101 1273 30820 SH DFND 8276 0 22544 ENSCO PLC CLASS A COM G3157S106 1991 37045 SH DFND 1150 0 35895 GOLAR LNG LTD BERMUDA COM G9456A100 2725 72330 SH DFND 1775 0 70555 WEATHERFORD INTERNATIONAL LTD COM H27013103 987 64380 SH DFND 4000 0 60380 PENTAIR LTD COM H6169Q108 6511 100255 SH DFND 5278 0 94977 TYCO INTERNATIONAL LTD COM H89128104 4892 139844 SH DFND 6950 0 132894