N-PX 1 d577650dnpx.htm IVY FUNDS Ivy Funds

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number 811-6569

IVY FUNDS

(Exact Name as Specified in Charter)

 

6300 Lamar Avenue, Overland Park, Kansas 66202-4200
(Address of Principal Executive Office) (Zip Code)

Philip A. Shipp, 6300 Lamar Avenue, Overland Park, Kansas 66202-4200

(Name and Address of Agent for Service)

Registrant’s Telephone Number, including Area Code: (913) 236-2000

Date of fiscal year end: March 31

Date of reporting period: July 1, 2012 to June 30, 2013


IVY ASSET STRATEGY FUND

 

Proxy Voting Record

 

Vote Summary Report

 

Report was run from: 7/1/12 to 6/30/13

 

Location(s): All locations

 

Institution Account(s): 6 Ivy Asset Strategy

  

 

Compagnie Financiere Richemont SA

 

Meeting Date:    05-Sep-12   Country:    Switzerland   Security ID:    H25662158
Record Date:      Meeting Type:    Annual   Ticker:    CFR

 

Shares Voted: 0   Shares Instructed: 11,498,125

 

   

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

 

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    Do Not Vote
 

Rationale: Item 3.24a

           
 

Approve Remuneration Report

   Mgmt    For    Refer    Do Not Vote
 

Rationale: Item 5.1

           
 

Approve Allocation of Income and Dividends of CHF 0.55 per “A” Bearer Share and CHF 0.055 per “B” Registered Share

   Mgmt    For    Against    Do Not Vote
 

Rationale: Item 3.18b

           
 

Approve Discharge of Board and Senior Management

   Mgmt    For    For    Do Not Vote
 

Rationale: Item 3.25

           
 

Reelect Johann Rupert as Director

   Mgmt    For    For    Do Not Vote
 

Rationale: Item 2.6a

           
 

Reelect Franco Cologni as Director

   Mgmt    For    For    Do Not Vote
 

Rationale: Item 2.6a

           
 

Reelect Lord Duro as Director

   Mgmt    For    For    Do Not Vote
 

Rationale: Item 2.6a

           
 

Reelect Yves-Andre Istel as Director

   Mgmt    For    For    Do Not Vote
 

Rationale: Item 2.6a

           
 

Reelect Richard Lepeu as Director

   Mgmt    For    For    Do Not Vote
 

Rationale: Item 2.6a

           
 

Reelect Ruggero Magnoni as Director

   Mgmt    For    For    Do Not Vote
 

Rationale: Item 2.6a

           
 

Reelect Josua Malherbe as Director

   Mgmt    For    For    Do Not Vote
 

Rationale: Item 2.6a

           

 


Vote Summary Report

 

Report was run from: 7/1/12 to 6/30/13

 

Location(s): All locations

 

Institution Account(s): 6 Ivy Asset Strategy

  

 

Compagnie Financiere Richemont SA

 

   

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

 

Reelect Frederick Mostert as Director

   Mgmt    For    For    Do Not Vote
 

Rationale: Item 2.6a

           
 

Reelect Simon Murray as Director

   Mgmt    For    For    Do Not Vote
 

Rationale: Item 2.6a

           
 

Reelect Alain Perrin as Director

   Mgmt    For    For    Do Not Vote
 

Rationale: Item 2.6a

           
 

Reelect Guillaume Pictet as Director

   Mgmt    For    For    Do Not Vote
 

Rationale: Item 2.6a

           
 

Reelect Norbert Platt as Director

   Mgmt    For    For    Do Not Vote
 

Rationale: Item 2.6a

           
 

Reelect Alan Quasha as Director

   Mgmt    For    For    Do Not Vote
 

Rationale: Item 2.6a

           
 

Reelect Maria Ramos as Director

   Mgmt    For    For    Do Not Vote
 

Rationale: Item 2.6a

           
 

Reelect Lord Renwick of Clifton as Director

   Mgmt    For    For    Do Not Vote
 

Rationale: Item 2.6a

           
 

Reelect Dominique Rochat as Director

   Mgmt    For    For    Do Not Vote
 

Rationale: Item 2.6a

           
 

Reelect Jan Rupert as Director

   Mgmt    For    For    Do Not Vote
 

Rationale: Item 2.6a

           
 

Reelect Gary Saage as Director

   Mgmt    For    For    Do Not Vote
 

Rationale: Item 2.6a

           
 

Reelect Juergen Schrempp as Director

   Mgmt    For    For    Do Not Vote
 

Rationale: Item 2.6a

           
 

Reelect Martha Wikstrom as Director

   Mgmt    For    For    Do Not Vote
 

Rationale: Item 2.6a

           
 

Ratify PricewaterhouseCoopers as Auditors

   Mgmt    For    For    Do Not Vote
 

Rationale: Item 3.1a

           

 


Vote Summary Report

 

Report was run from: 7/1/12 to 6/30/13

 

Location(s): All locations

 

Institution Account(s): 6 Ivy Asset Strategy

  

 

ASML Holding NV

 

Meeting Date:    07-Sep-12   Country:    Netherlands   Security ID:    N07059178
Record Date:    10-Aug-12   Meeting Type:    Special   Ticker:    ASML

 

Shares Voted: 8,518,800   Shares Instructed: 8,518,800

 

   

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

 

Special Meeting

   Mgmt         
 

Open Meeting

   Mgmt         
 

Receive Announcements Re: Customer Co-Investment Program

   Mgmt         
 

Grant Board Authority to Issue Shares Up To 25 Percent of Issued Capital Re: Customer Co-Investment Program

   Mgmt    For    For    For
 

Voter Rationale: 3.6

           
 

Rationale: 3.6

           
 

Authorize Board to Exclude Preemptive Rights from Issuance under Item 3a

   Mgmt    For    For    For
 

Voter Rationale: 3.9b

           
 

Rationale: 3.9b

           
 

Amend Articles to Create New Share Class: Ordinary Shares M

   Mgmt    For    Refer    For
 

Voter Rationale: 3.23c

           
 

Rationale: 3.23c

           
 

Increase Par Value per Ordinary Share

   Mgmt    For    Refer    For
 

Voter Rationale: 99

           
 

Rationale: 99

           
 

Approve Reduction in Share Capital by Decreasing Nominal Value per Share

   Mgmt    For    For    For
 

Voter Rationale: 99

           
 

Rationale: 99

           
 

Amend Articles Re: Consolidation of Ordinary Shares A at an Exchange Ratio

   Mgmt    For    Refer    For
 

Voter Rationale: 3.23c

           
 

Rationale: 3.23c

           

 


Vote Summary Report

 

Report was run from: 7/1/12 to 6/30/13

 

Location(s): All locations

 

Institution Account(s): 6 Ivy Asset Strategy

  

 

ASML Holding NV

 

   

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

 

Amend Articles to Eliminate Two Ordinary Share Classes A and M and Convert into One Ordinary Share Class

   Mgmt    For    Refer    For
 

Voter Rationale: 3.23c

           
 

Rationale: 3.23c

           
 

Authorize each Director and any Lawyer and Paralegals from De Brauw Blackstone Westbroek NV to Execute the Notarial Deeds of Amendments

   Mgmt    For    For    For
 

Voter Rationale: 3.23c

           
 

Rationale: 3.23c

           
 

Grant Board Authority to Issue Shares Up To 5 Percent of Issued Capital and Restricting/Excluding Preemptive Rights

   Mgmt    For    For    For
 

Voter Rationale: 3.6

           
 

Rationale: 3.6

           
 

Authorize Board to Exclude Preemptive Rights from Issuance under Item 6a

   Mgmt    For    For    For
 

Voter Rationale: 3.9b

           
 

Rationale: 3.9b

           
 

Grant Board Authority to Issue Shares Up To 5 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights

   Mgmt    For    For    For
 

Voter Rationale: 3.6

           
 

Rationale: 3.6

           
 

Authorize Board to Exclude Preemptive Rights from Issuance under Item 6c

   Mgmt    For    For    For
 

Voter Rationale: 3.9b

           
 

Rationale: 3.9b

           
 

Other Business (Non-Voting)

   Mgmt         
 

Close Meeting

   Mgmt         

 


Vote Summary Report

 

Report was run from: 7/1/12 to 6/30/13

 

Location(s): All locations

 

Institution Account(s): 6 Ivy Asset Strategy

  

 

Ping An Insurance (Group) Co. of China, Ltd.

 

Meeting Date:    20-Sep-12   Country:    Hong Kong   Security ID:    Y69790106
Record Date:    20-Aug-12   Meeting Type:    Special   Ticker:    02318

 

Shares Voted: 6,886,971   Shares Instructed: 6,886,971

 

   

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

 

Special Business

   Mgmt         
 

Amend Articles Re: Distribution of Profit

   Mgmt    For    For    For
 

Rationale: Item 3.23b

           

Seadrill Limited

 

Meeting Date:    21-Sep-12   Country:    Bermuda   Security ID:    G7945E105
Record Date:    16-Jul-12   Meeting Type:    Annual   Ticker:    SDRL

 

Shares Voted: 17,136,200   Shares Instructed: 17,136,200

 

   

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

 

Reelect John Fredriksen as Director

   Mgmt    For    For    For
 

Voter Rationale: 2.6a

           
 

Rationale: 2.6a

           
 

Reelect Olav Troim as Director

   Mgmt    For    For    For
 

Voter Rationale: 2.6a

           
 

Rationale: 2.6a

           
 

Reelect Kate Blankenship as Director

   Mgmt    For    For    For
 

Voter Rationale: 2.6a

           
 

Rationale: 2.6a

           
 

Reelect Carl Steen as Director

   Mgmt    For    For    For
 

Voter Rationale: 2.6a

           
 

Rationale: 2.6a

           

 


Vote Summary Report

 

Report was run from: 7/1/12 to 6/30/13

 

Location(s): All locations

 

Institution Account(s): 6 Ivy Asset Strategy

  

 

Seadrill Limited

 

   

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

 

Reelect Kathrine Fredriksen as Director

   Mgmt    For    For    For
 

Voter Rationale: 2.6a

           
 

Rationale: 2.6a

           
 

Approve PricewaterhouseCoopers AS as Auditor and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
 

Voter Rationale: 3.1a

           
 

Rationale: 3.1a

           
 

Approve Remuneration of Directors

   Mgmt    For    Refer    For
 

Voter Rationale: 2.8a

           
 

Rationale: 2.8a

           

China Pacific Insurance (Group) Co., Ltd

 

Meeting Date:    25-Oct-12   Country:    China   Security ID:    Y1505R119
Record Date:    24-Sep-12   Meeting Type:    Special   Ticker:    601601

 

Shares Voted: 0   Shares Instructed: 0

 

   

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

 

Meeting for Holders of H Shares

   Mgmt         
 

Special Business

   Mgmt         
 

Amend Articles of Association

   Mgmt    For    For    For
 

Rationale: Item 3.23b

           

 


Vote Summary Report

 

Report was run from: 7/1/12 to 6/30/13

 

Location(s): All locations

 

Institution Account(s): 6 Ivy Asset Strategy

  

 

Wynn Resorts, Limited

 

Meeting Date:    02-Nov-12   Country:    USA   Security ID:    983134107
Record Date:    12-Sep-12   Meeting Type:    Annual   Ticker:    WYNN

 

Shares Voted: 10,478,739   Shares Instructed: 10,478,739

 

   

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

 

Elect Director Linda Chen

   Mgmt    For    For    For
 

Voter Rationale: 2.6a

           
 

Rationale: 2.6a

           
 

Elect Director Marc D. Schorr

   Mgmt    For    For    For
 

Voter Rationale: 2.6a

           
 

Rationale: 2.6a

           
 

Elect Director J. Edward (Ted) Virtue

   Mgmt    For    For    For
 

Voter Rationale: 2.6a

           
 

Rationale: 2.6a

           
 

Elect Director Elaine P. Wynn

   Mgmt    For    For    For
 

Voter Rationale: 2.6a

           
 

Rationale: 2.6a

           
 

Amend Executive Incentive Bonus Plan

   Mgmt    For    Refer    For
 

Voter Rationale: 4.1

           
 

Rationale: 4.1

           
 

Ratify Auditors

   Mgmt    For    For    For
 

Voter Rationale: 3.1a

           
 

Rationale: 3.1a

           

China Minsheng Banking Corp., Ltd.

 

Meeting Date:    17-Dec-12   Country:    China   Security ID:    Y1495M104
Record Date:    16-Nov-12   Meeting Type:    Special   Ticker:    600016

 


Vote Summary Report

 

Report was run from: 7/1/12 to 6/30/13

 

Location(s): All locations

 

Institution Account(s): 6 Ivy Asset Strategy

  

 

China Minsheng Banking Corp., Ltd.

 

Shares Voted: 312,696,240   Shares Instructed: 312,696,240

 

   

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

 

Elect You Lantian as Independent Non-Executive Director

   Mgmt    For    For    For
 

Rationale: Item 2.6a

           
 

Elect Guo Guangchang as a Non-Executive Director

   Mgmt    For    For    For
 

Rationale: Item 2.6a

           
 

Amend Articles of Association

   Mgmt    For    For    For
 

Rationale: Item 3.23b

           

Intuit Inc.

 

Meeting Date:    17-Jan-13   Country:    USA   Security ID:    461202103
Record Date:    23-Nov-12   Meeting Type:    Annual   Ticker:    INTU

 

Shares Voted: 4,847,906   Shares Instructed: 4,847,906

 

   

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

 

Elect Director Christopher W. Brody

   Mgmt    For    For    For
 

Voter Rationale: 2.6a

           
 

Rationale: 2.6a

           
 

Elect Director William V. Campbell

   Mgmt    For    For    For
 

Voter Rationale: 2.6a

           
 

Rationale: 2.6a

           
 

Elect Director Scott D. Cook

   Mgmt    For    For    For
 

Voter Rationale: 2.6a

           
 

Rationale: 2.6a

           
 

Elect Director Diane B. Greene

   Mgmt    For    For    For
 

Voter Rationale: 2.6a

           
 

Rationale: 2.6a

           

 


Vote Summary Report

 

Report was run from: 7/1/12 to 6/30/13

 

Location(s): All locations

 

Institution Account(s): 6 Ivy Asset Strategy

  

 

Intuit Inc.

 

   

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

 

Elect Director Edward A. Kangas

   Mgmt    For    For    For
 

Voter Rationale: 2.6a

           
 

Rationale: 2.6a

           
 

Elect Director Suzanne Nora Johnson

   Mgmt    For    For    For
 

Voter Rationale: 2.6a

           
 

Rationale: 2.6a

           
 

Elect Director Dennis D. Powell

   Mgmt    For    For    For
 

Voter Rationale: 2.6a

           
 

Rationale: 2.6a

           
 

Elect Director Brad D. Smith

   Mgmt    For    For    For
 

Voter Rationale: 2.6a

           
 

Rationale: 2.6a

           
 

Elect Director Jeff Weiner

   Mgmt    For    For    For
 

Voter Rationale: 2.6a

           
 

Rationale: 2.6a

           
 

Ratify Auditors

   Mgmt    For    For    For
 

Voter Rationale: 3.1a

           
 

Rationale: 3.1a

           
 

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
 

Voter Rationale: 5.1d

           
 

Rationale: 5.1d

           
 

Approve Executive Incentive Bonus Plan

   Mgmt    For    Refer    For
 

Voter Rationale: 4.1

           
 

Rationale: 4.1

           

 


Vote Summary Report

 

Report was run from: 7/1/12 to 6/30/13

 

Location(s): All locations

 

Institution Account(s): 6 Ivy Asset Strategy

  

 

Ping An Insurance (Group) Co. of China, Ltd.

 

Meeting Date:    05-Feb-13   Country:    Hong Kong   Security ID:    Y69790106
Record Date:    04-Jan-13   Meeting Type:    Special   Ticker:    02318

 

Shares Voted: 6,886,971   Shares Instructed: 6,886,971

 

   

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

 

Special Business

   Mgmt         
 

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

   Mgmt    For    For    For
  Voter Rationale: 3.9b            
  Rationale: 3.9b            
 

Approve Extension of Validity Period of the Resolution in Relation to the Public Issuance of A Share Convertible Corporate Bonds

   Mgmt    For    Refer    For
  Voter Rationale: 3.6            
  Rationale: 3.6            

Wynn Resorts, Limited

 

Meeting Date:    22-Feb-13   Country:    USA   Security ID:    983134107
Record Date:    15-Jan-13   Meeting Type:    Special   Ticker:    WYNN

 

Shares Voted: 10,048,739   Shares Instructed: 10,048,739

 

    

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

 

Remove Director Kazuo Okada

   Mgmt    For    Refer    For
 

Voter Rationale: 2.6b per Ryan Caldwell

           
 

Rationale: 2.6b per Ryan Caldwell

           
 

Adjourn Meeting

   Mgmt    For    Refer    For
 

Voter Rationale: 7.4 per Ryan Caldwell

           
 

Rationale: 7.4 per Ryan Caldwell

           


Vote Summary Report

 

Report was run from: 7/1/12 to 6/30/13

 

Location(s): All locations

 

Institution Account(s): 6 Ivy Asset Strategy

  

 

Apple Inc.

 

Meeting Date:    27-Feb-13   Country:    USA   Security ID:    037833100
Record Date:    02-Jan-13   Meeting Type:    Annual   Ticker:    AAPL

 

Shares Voted: 1,259,600   Shares Instructed: 1,259,600

 

   

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

 

Elect Director William Campbell

   Mgmt    For    For    For
 

Voter Rationale: 2.6a

           
 

Rationale: 2.6a

           
 

Elect Director Timothy Cook

   Mgmt    For    For    For
 

Voter Rationale: 2.6a

           
 

Rationale: 2.6a

           
 

Elect Director Millard Drexler

   Mgmt    For    For    For
 

Voter Rationale: 2.6a

           
 

Rationale: 2.6a

           
 

Elect Director Al Gore

   Mgmt    For    For    For
 

Voter Rationale: 2.6a

           
 

Rationale: 2.6a

           
 

Elect Director Robert Iger

   Mgmt    For    For    For
 

Voter Rationale: 2.6a

           
 

Rationale: 2.6a

           
 

Elect Director Andrea Jung

   Mgmt    For    For    For
 

Voter Rationale: 2.6a

           
 

Rationale: 2.6a

           
 

Elect Director Arthur Levinson

   Mgmt    For    For    For
 

Voter Rationale: 2.6a

           
 

Rationale: 2.6a

           
 

Elect Director Ronald Sugar

   Mgmt    For    For    For
 

Voter Rationale: 2.6a

           
 

Rationale: 2.6a

           

 


Vote Summary Report

 

Report was run from: 7/1/12 to 6/30/13

 

Location(s): All locations

 

Institution Account(s): 6 Ivy Asset Strategy

  

 

Apple Inc.

 

   

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

 

Amend Articles of Incorporation

   Mgmt    For    Refer    For
  Voter Rationale: 3.23c            
 

Rationale: 3.23c

           
 

Ratify Auditors

   Mgmt    For    For    For
 

Voter Rationale: 3.1a

           
 

Rationale: 3.1a

           
 

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    Refer    For
 

Voter Rationale: 5.1d per Zack Shafran

           
 

Rationale: 5.1d per Zack Shafran

           
 

Stock Retention/Holding Period

   SH    Against    Refer    Against
 

Voter Rationale: 4.4

           
 

Rationale: 4.4

           
 

Establish Board Committee on Human Rights

   SH    Against    Against    Against
 

Voter Rationale: 6.6

           
 

Rationale: 6.6

           

Hyundai Motor Co.

 

Meeting Date:    15-Mar-13   Country:    South Korea   Security ID:    Y38472109
Record Date:    31-Dec-12   Meeting Type:    Annual   Ticker:    005380

 

Shares Voted: 3,118,400   Shares Instructed: 3,118,400

 

   

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

 

Approve Financial Statements, Allocation of Income, and Dividend of KRW 1,900 per Common Share, KRW 1,950 per Preferred Share 1, KRW 2,000 per Preferred Share 2, and KRW 1,950 per Preferred Share 3

   Mgmt    For    For    For
 

Voter Rationale: 1.3a

           
 

Rationale: 1.3a

           

 


Vote Summary Report

 

Report was run from: 7/1/12 to 6/30/13

 

Location(s): All locations

 

Institution Account(s): 6 Ivy Asset Strategy

  

 

Hyundai Motor Co.

 

   

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

 

Reelect Two Inside Directors and Two Outside Directors(Bundled)

   Mgmt    For    For    For
 

Voter Rationale: 2.6a

           
 

Rationale: 2.6a

           
 

Reelect Nam Sung-Il as Member of Audit Committee

   Mgmt    For    Refer    For
 

Voter Rationale: 3.1a

           
 

Rationale: 3.1a

           
 

Amend Articles of Incorporation - Business Objectives

   Mgmt    For    Refer    For
 

Voter Rationale: 3.23c

           
 

Rationale: 3.23c

           
 

Approve Total Remuneration of Inside Directors and Outside Directors

   Mgmt    For    Refer    For
 

Voter Rationale: 2.8a

           
 

Rationale: 2.8a

           

State Bank Of India

 

Meeting Date:    18-Mar-13   Country:    India   Security ID:    Y8161Z129
Record Date:      Meeting Type:    Special   Ticker:    500112

 

Shares Voted: 1,374,800   Shares Instructed: 1,374,800

 

   

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

 

Approve Issuance of Equity Shares to the Government of India, Promoter

   Mgmt    For    Refer    For
 

Voter Rationale: 3.6

           
 

Rationale: 3.6

           


Vote Summary Report

 

Report was run from: 7/1/12 to 6/30/13

 

Location(s): All locations

 

Institution Account(s): 6 Ivy Asset Strategy

  

 

Wells Fargo & Company

 

Meeting Date:    23-Apr-13   Country:    USA   Security ID:    949746101
Record Date:    26-Feb-13   Meeting Type:    Annual   Ticker:    WFC

 

Shares Voted: 7,938,900   Shares Instructed: 7,938,900

 

   

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

 

Elect Director John D. Baker, II

   Mgmt    For    For    For
 

Voter Rationale: 2.6a

           
 

Rationale: 2.6a

           
 

Elect Director Elaine L. Chao

   Mgmt    For    For    For
 

Voter Rationale: 2.6a

           
 

Rationale: 2.6a

           
 

Elect Director John S. Chen

   Mgmt    For    For    For
 

Voter Rationale: 2.6a

           
 

Rationale: 2.6a

           
 

Elect Director Lloyd H. Dean

   Mgmt    For    For    For
 

Voter Rationale: 2.6a

           
 

Rationale: 2.6a

           
 

Elect Director Susan E. Engel

   Mgmt    For    For    For
 

Voter Rationale: 2.6a

           
 

Rationale: 2.6a

           
 

Elect Director Enrique Hernandez, Jr.

   Mgmt    For    For    For
 

Voter Rationale: 2.6a

           
 

Rationale: 2.6a

           
 

Elect Director Donald M. James

   Mgmt    For    For    For
 

Voter Rationale: 2.6a

           
 

Rationale: 2.6a

           
 

Elect Director Cynthia H. Milligan

   Mgmt    For    For    For
 

Voter Rationale: 2.6a

           
 

Rationale: 2.6a

           


Vote Summary Report

 

Report was run from: 7/1/12 to 6/30/13

 

Location(s): All locations

 

Institution Account(s): 6 Ivy Asset Strategy

  

 

Wells Fargo & Company

 

   

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

 

Elect Director Federico F. Pena

   Mgmt    For    For    For
 

Voter Rationale: 2.6a

           
 

Rationale: 2.6a

           
 

Elect Director Howard V. Richardson

   Mgmt    For    For    For
 

Voter Rationale: 2.6a

           
 

Rationale: 2.6a

           
 

Elect Director Judith M. Runstad

   Mgmt    For    For    For
 

Voter Rationale: 2.6a

           
 

Rationale: 2.6a

           
 

Elect Director Stephen W. Sanger

   Mgmt    For    For    For
 

Voter Rationale: 2.6a

           
 

Rationale: 2.6a

           
 

Elect Director John G. Stumpf

   Mgmt    For    For    For
 

Voter Rationale: 2.6a

           
 

Rationale: 2.6a

           
 

Elect Director Susan G. Swenson

   Mgmt    For    For    For
 

Voter Rationale: 2.6a

           
 

Rationale: 2.6a

           
 

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
 

Voter Rationale: 5.1d

           
 

Rationale: 5.1d

           
 

Amend Omnibus Stock Plan

   Mgmt    For    Refer    For
 

Voter Rationale: 4.1

           
 

Rationale: 4.1

           
 

Ratify Auditors

   Mgmt    For    For    For
 

Voter Rationale: 3.1a

           
 

Rationale: 3.1a

           
 

Require Independent Board Chairman

   SH    Against    Refer    For
 

Voter Rationale: 2.12

           
 

Rationale: 2.12

           


Vote Summary Report

 

Report was run from: 7/1/12 to 6/30/13

 

Location(s): All locations

 

Institution Account(s): 6 Ivy Asset Strategy

  

 

Wells Fargo & Company

 

   

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

 

Report on Lobbying Payments and Policy

   SH    Against    Against    Against
 

Voter Rationale: 7.2b

           
 

Rationale: 7.2b

           
 

Review Fair Housing and Fair Lending Compliance

   SH    Against    Refer    Against
 

Voter Rationale: 5.4

           
 

Rationale: 5.4

           

Anheuser-Busch InBev SA

 

Meeting Date:    24-Apr-13   Country:    Belgium   Security ID:    B6399C107
Record Date:    15-Mar-13   Meeting Type:    Annual/Special   Ticker:    ABI

 

Shares Voted: 877,900   Shares Instructed: 877,900

 

   

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

 

Meeting for ADR Holders

   Mgmt         
 

Special Meeting

   Mgmt         
 

Receive Special Board Report

   Mgmt         
 

Receive Special Auditor Report

   Mgmt         
 

Eliminate Preemptive Rights Re: Issuance of Subscription Rights

   Mgmt    For    Refer    Against
 

Voter Rationale: 3.9c per Chace Brundige

           
 

Rationale: 3.9c per Chace Brundige

           
 

Approve Non-Employee Director Stock Option Plan: Issuance of 185,000 Warrants

   Mgmt    For    Refer    Against
 

Voter Rationale: 4.1 per Chace Brundige

           
 

Rationale: 4.1 per Chace Brundige

           
 

Renew Authorization to Increase Share Capital within the Framework of Authorized Capital: Issuance of Warrants under item A1d

   Mgmt    For    Refer    Against
 

Voter Rationale: 3.6 per Chace Brundige

           
 

Rationale: 3.6 per Chace Brundige

           


Vote Summary Report

 

Report was run from: 7/1/12 to 6/30/13

 

Location(s): All locations

 

Institution Account(s): 6 Ivy Asset Strategy

  

 

Anheuser-Busch InBev SA

 

   

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

 

Approve Deviation from Belgian Company Law Provision Re: Grant of Warrants to Non-Executive Directors

   Mgmt    For    Refer    Against
 

Voter Rationale: 2.8a per Chace Brundige

           
 

Rationale: 2.8a per Chace Brundige

           
 

Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry

   Mgmt    For    For    Against
 

Voter Rationale: 99 per Chace Brundige

           
 

Rationale: 99 per Chace Brundige

           
 

Annual Meeting

   Mgmt         
 

Receive Directors’ Reports (Non-Voting)

   Mgmt         
 

Receive Auditors’ Reports (Non-Voting)

   Mgmt         
 

Receive Consolidated Financial Statements and Statutory Reports (Non-Voting)

   Mgmt         
 

Approve Financial Statements, Allocation of Income, and Dividends of EUR 1.70 per Share

   Mgmt    For    For    For
 

Voter Rationale: 1.3a

           
 

Rationale: 1.3a

           
 

Approve Discharge of Directors

   Mgmt    For    For    For
 

Voter Rationale: 3.25

           
 

Rationale: 3.25

           
 

Approve Discharge of Auditors

   Mgmt    For    Refer    For
 

Voter Rationale: 3.24a

           
 

Rationale: 3.24a

           
 

Reelect Kees Storm as Director

   Mgmt    For    For    For
 

Voter Rationale: 2.6a

           
 

Rationale: 2.6a

           
 

Ratify PricewaterhouseCoopers as Auditors and Approve Auditors’ Remuneration of EUR 75,000

   Mgmt    For    For    For
 

Voter Rationale: 3.1a

           
 

Rationale: 3.1a

           


Vote Summary Report

 

Report was run from: 7/1/12 to 6/30/13

 

Location(s): All locations

 

Institution Account(s): 6 Ivy Asset Strategy

  

 

Anheuser-Busch InBev SA

 

   

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

 

Approve Remuneration Report

   Mgmt    For    Refer    Against
 

Voter Rationale: 2.8c per Chace Brundige

           
 

Rationale: 2.8c per Chace Brundige

           
 

Approve Omnibus Stock Plan

   Mgmt    For    Refer    Against
 

Voter Rationale: 4.1 per Chace Brundige

           
 

Rationale: 4.1 per Chace Brundige

           
 

Approve Remuneration of Directors

   Mgmt    For    Refer    For
 

Voter Rationale: 2.8a

           
 

Rationale: 2.8a

           
 

Approve Change-of-Control Clause Re : Updated EMTN Program

   Mgmt    For    Refer    For
 

Voter Rationale: 3.23b

           
 

Rationale: 3.23b

           
 

Approve Change-of-Control Clause Re : Senior Facilities Agreement

   Mgmt    For    Refer    For
 

Voter Rationale: 3.23b

           
 

Rationale: 3.23b

           
 

Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry

   Mgmt    For    For    For
 

Voter Rationale: 2.14b

           
 

Rationale: 2.14b

           

ASML Holding NV

 

Meeting Date:    24-Apr-13   Country:    Netherlands   Security ID:    N0026A102
Record Date:    27-Mar-13   Meeting Type:    Annual   Ticker:    N/A

 

Shares Voted: 5,902,941   Shares Instructed: 5,902,941

 

   

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

 

Annual Meeting

   Mgmt         


Vote Summary Report

 

Report was run from: 7/1/12 to 6/30/13

 

Location(s): All locations

 

Institution Account(s): 6 Ivy Asset Strategy

  

 

ASML Holding NV

 

   

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

 

Open Meeting

   Mgmt         
 

Discuss the Company’s Business, Financial Situation and Sustainability

   Mgmt         
 

Adopt Financial Statements and Statutory Reports

   Mgmt    For    For    For
 

Voter Rationale: 3.24a

           
 

Rationale: 3.24a

           
 

Approve Discharge of Management Board

   Mgmt    For    For    For
 

Voter Rationale: 3.25

           
 

Rationale: 3.25

           
 

Approve Discharge of Supervisory Board

   Mgmt    For    For    For
 

Voter Rationale: 3.25

           
 

Rationale: 3.25

           
 

Receive Explanation on Company’s Reserves and Dividend Policy

   Mgmt         
 

Approve Dividends of EUR 0.53 Per Share

   Mgmt    For    For    For
 

Voter Rationale: 3.18a

           
 

Rationale: 3.18a

           
 

Approve Remuneration Policy 2014 for Management Board Members

   Mgmt    For    For    For
 

Voter Rationale: 2.8c

           
 

Rationale: 2.8c

           
 

Approve Performance Share Arrangement According to Remuneration Policy 2010

   Mgmt    For    Refer    For
 

Voter Rationale: 4.1

           
 

Rationale: 4.1

           
 

Approve Performance Share Arrangement According to Remuneration Policy 2014

   Mgmt    For    Refer    For
 

Voter Rationale: 4.1

           
 

Rationale: 4.1

           
 

Approve Numbers of Stock Options, Respectively Shares, for Employees

   Mgmt    For    Refer    For
 

Voter Rationale: 4.1

           
 

Rationale: 4.1

           


Vote Summary Report

 

Report was run from: 7/1/12 to 6/30/13

 

Location(s): All locations

 

Institution Account(s): 6 Ivy Asset Strategy

  

 

ASML Holding NV

 

   

Proposal

 

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote
Instruction

 

Announce Intention to Reappoint F.J. van Hout to Management Board

  Mgmt         
 

Reelect H.C.J. van den Burg to Supervisory Board

  Mgmt    For    For    For
 

Voter Rationale: 2.6a

          
 

Rationale: 2.6a

          
 

Reelect P.F.M. van der Meer Mohr to Supervisory Board

  Mgmt    For    For    For
 

Voter Rationale: 2.6a

          
 

Rationale: 2.6a

          
 

Reelect W.H. Ziebart to Supervisory Board

  Mgmt    For    For    For
 

Voter Rationale: 2.6a

          
 

Rationale: 2.6a

          
 

Elect D.A. Grose to Supervisory Board

  Mgmt    For    For    For
 

Voter Rationale: 2.6a

          
 

Rationale: 2.6a

          
 

Elect C.M.S. Smits-Nusteling to Supervisory Board

  Mgmt    For    For    For
 

Voter Rationale: 2.6a

          
 

Rationale: 2.6a

          
 

Announcement of Retirement of Supervisory Board Members F.W. Fröhlich and OB Bilous by Rotation in 2014

  Mgmt         
 

Ratify Deloitte Accountants as Auditors

  Mgmt    For    For    For
 

Voter Rationale: 3.1a

          
 

Rationale: 3.1a

          
 

Grant Board Authority to Issue Shares Up To 5 Percent of Issued Capital

  Mgmt    For    For    For
 

Voter Rationale: 3.9b

          
 

Rationale: 3.9b

          
 

Authorize Board to Exclude Preemptive Rights from Issuance under Item 15a

  Mgmt    For    For    For
 

Voter Rationale: 3.9b

          
 

Rationale: 3.9b

          

 


Vote Summary Report

 

Report was run from: 7/1/12 to 6/30/13

 

Location(s): All locations

 

Institution Account(s): 6 Ivy Asset Strategy

  

 

ASML Holding NV

 

   

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

 

Grant Board Authority to Issue Shares Up To 5 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights

   Mgmt    For    For    For
  Voter Rationale: 3.9b            
  Rationale: 3.9b            
 

Authorize Board to Exclude Preemptive Rights from Issuance under Item 15c

   Mgmt    For    For    For
  Voter Rationale: 3.9b            
  Rationale: 3.9b            
 

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
  Voter Rationale: 3.21a            
  Rationale: 3.21a            
 

Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
  Voter Rationale: 3.21a            
  Rationale: 3.21a            
 

Authorize Cancellation of Repurchased Shares

   Mgmt    For    For    For
  Voter Rationale: 3.22a            
  Rationale: 3.22a            
 

Other Business (Non-Voting)

   Mgmt         
 

Close Meeting

   Mgmt         

AstraZeneca plc

 

Meeting Date:    25-Apr-13   Country:    United Kingdom   Security ID:    G0593M107
Record Date:    23-Apr-13   Meeting Type:    Annual   Ticker:    AZN

 

Shares Voted: 546,800   Shares Instructed: 546,800

 

   

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

 

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For

 


Vote Summary Report

 

Report was run from: 7/1/12 to 6/30/13

 

Location(s): All locations

 

Institution Account(s): 6 Ivy Asset Strategy

  

 

AstraZeneca plc

 

   

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

  Voter Rationale: Item 3.24a            
  Rationale: Item 3.24a            
 

Approve Dividends

   Mgmt    For    For    For
  Voter Rationale: Item 3.18a            
  Rationale: Item 3.18a            
 

Reappoint KPMG Audit plc as Auditors

   Mgmt    For    For    For
  Voter Rationale: Item 3.1a            
  Rationale: Item 3.1a            
 

Authorise Board to Fix Remuneration of Auditors

   Mgmt    For    For    For
  Voter Rationale: Item 3.1a            
  Rationale: Item 3.1a            
 

Re-elect Leif Johansson as Director

   Mgmt    For    For    For
  Voter Rationale: Item 2.6a            
  Rationale: Item 2.6a            
 

Elect Pascal Soriot as Director

   Mgmt    For    For    For
  Voter Rationale: Item 2.6a            
  Rationale: Item 2.6a            
 

Re-elect Simon Lowth as Director

   Mgmt    For    For    For
  Voter Rationale: Item 2.6a            
  Rationale: Item 2.6a            
 

Re-elect Genevieve Berger as Director

   Mgmt    For    For    For
  Voter Rationale: Item 2.6a            
  Rationale: Item 2.6a            
 

Re-elect Bruce Burlington as Director

   Mgmt    For    For    For
  Voter Rationale: Item 2.6a            
  Rationale: Item 2.6a            
 

Re-elect Graham Chipchase as Director

   Mgmt    For    For    For
  Voter Rationale: Item 2.6a            
  Rationale: Item 2.6a            

 


Vote Summary Report

 

Report was run from: 7/1/12 to 6/30/13

 

Location(s): All locations

 

Institution Account(s): 6 Ivy Asset Strategy

  

 

AstraZeneca plc

 

   

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

 

Re-elect Jean-Philippe Courtois as Director

   Mgmt    For    For    For
 

Voter Rationale: Item 2.6a

           
 

Rationale: Item 2.6a

           
 

Re-elect Rudy Markham as Director

   Mgmt    For    For    For
 

Voter Rationale: Item 2.6a

           
 

Rationale: Item 2.6a

           
 

Re-elect Nancy Rothwell as Director

   Mgmt    For    For    For
 

Voter Rationale: Item 2.6a

           
 

Rationale: Item 2.6a

           
 

Re-elect Shriti Vadera as Director

   Mgmt    For    For    For
 

Voter Rationale: Item 2.6a

           
 

Rationale: Item 2.6a

           
 

Re-elect John Varley as Director

   Mgmt    For    For    For
 

Voter Rationale: Item 2.6a

           
 

Rationale: Item 2.6a

           
 

Re-elect Marcus Wallenberg as Director

   Mgmt    For    For    For
 

Voter Rationale: Item 2.6a

           
 

Rationale: Item 2.6a

           
 

Approve Remuneration Report

   Mgmt    For    For    For
 

Voter Rationale: Item 2.8c

           
 

Rationale: Item 2.8c

           
 

Authorise EU Political Donations and Expenditure

   Mgmt    For    For    For
 

Voter Rationale: Item 7.2a

           
 

Rationale: Item 7.2a

           
 

Authorise Issue of Equity with Pre-emptive Rights

   Mgmt    For    For    For
 

Voter Rationale: Item 3.9a

           
 

Rationale: Item 3.9a

           
 

Authorise Issue of Equity without Pre-emptive Rights

   Mgmt    For    For    For
 

Voter Rationale: Item 3.9b

           
 

Rationale: Item 3.9b

           

 


Vote Summary Report

 

Report was run from: 7/1/12 to 6/30/13

 

Location(s): All locations

 

Institution Account(s): 6 Ivy Asset Strategy

  

 

AstraZeneca plc

 

   

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

 

Authorise Market Purchase of Ordinary Shares

   Mgmt    For    For    For
 

Voter Rationale: Item 3.21a

           
 

Rationale: Item 3.21a

           
 

Authorise the Company to Call EGM with Two Weeks’ Notice

   Mgmt    For    For    For
 

Voter Rationale: Item 3.2c

           
 

Rationale: Item 3.2c

           

Banco do Brasil S.A.

 

Meeting Date:    25-Apr-13   Country:    Brazil   Security ID:    P11427112
Record Date:      Meeting Type:    Annual   Ticker:    BBAS3

 

Shares Voted: 2,345,100   Shares Instructed: 2,345,100

 

   

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

 

Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012

   Mgmt    For    For    For
 

Voter Rationale: 3.24a

           
 

Rationale: 3.24a

           
 

Approve Allocation of Income and Dividends

   Mgmt    For    For    For
 

Voter Rationale: 3.18a

           
 

Rationale: 3.18a

           
 

Elect Fiscal Council Members

   Mgmt    For    Refer    For
 

Voter Rationale: 2.6a

           
 

Rationale: 2.6a

           
 

Approve Remuneration for Fiscal Council Members

   Mgmt    For    Refer    For
 

Voter Rationale: 2.8a

           
 

Rationale: 2.8a

           

 


Vote Summary Report

 

Report was run from: 7/1/12 to 6/30/13

 

Location(s): All locations

 

Institution Account(s): 6 Ivy Asset Strategy

  

 

Banco do Brasil S.A.

 

   

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

 

Elect Directors

   Mgmt    For    For    For
 

Voter Rationale: 2.6a

           
 

Rationale: 2.6a

           
 

Approve Remuneration of Company’s Management

   Mgmt    For    Refer    For
 

Voter Rationale: 2.8c

           
 

Rationale: 2.8c

           

Pfizer Inc.

 

Meeting Date:    25-Apr-13   Country:    USA   Security ID:    717081103
Record Date:    27-Feb-13   Meeting Type:    Annual   Ticker:    PFE

 

Shares Voted: 11,317,900   Shares Instructed: 11,317,900

 

   

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

 

Elect Director Dennis A. Ausiello

   Mgmt    For    For    For
 

Voter Rationale: 2.6a

           
 

Rationale: 2.6a

           
 

Elect Director M. Anthony Burns

   Mgmt    For    For    For
 

Voter Rationale: 2.6a

           
 

Rationale: 2.6a

           
 

Elect Director W. Don Cornwell

   Mgmt    For    For    For
 

Voter Rationale: 2.6a

           
 

Rationale: 2.6a

           
 

Elect Director Frances D. Fergusson

   Mgmt    For    For    For
 

Voter Rationale: 2.6a

           
 

Rationale: 2.6a

           

 


Vote Summary Report

 

Report was run from: 7/1/12 to 6/30/13

 

Location(s): All locations

 

Institution Account(s): 6 Ivy Asset Strategy

  

 

Pfizer Inc.

 

   

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

 

Elect Director William H. Gray, III

   Mgmt    For    For    For
 

Voter Rationale: 2.6a

           
 

Rationale: 2.6a

           
 

Elect Director Helen H. Hobbs

   Mgmt    For    For    For
 

Voter Rationale: 2.6a

           
 

Rationale: 2.6a

           
 

Elect Director Constance J. Horner

   Mgmt    For    For    For
 

Voter Rationale: 2.6a

           
 

Rationale: 2.6a

           
 

Elect Director James M. Kilts

   Mgmt    For    For    For
 

Voter Rationale: 2.6a

           
 

Rationale: 2.6a

           
 

Elect Director George A. Lorch

   Mgmt    For    For    For
 

Voter Rationale: 2.6a

           
 

Rationale: 2.6a

           
 

Elect Director Suzanne Nora Johnson

   Mgmt    For    For    For
 

Voter Rationale: 2.6a

           
 

Rationale: 2.6a

           
 

Elect Director Ian C. Read

   Mgmt    For    For    For
 

Voter Rationale: 2.6a

           
 

Rationale: 2.6a

           
 

Elect Director Stephen W. Sanger

   Mgmt    For    For    For
 

Voter Rationale: 2.6a

           
 

Rationale: 2.6a

           
 

Elect Director Marc Tessier-Lavigne

   Mgmt    For    For    For
 

Voter Rationale: 2.6a

           
 

Rationale: 2.6a

           
 

Ratify Auditors

   Mgmt    For    For    For
 

Voter Rationale: 3.1a

           
 

Rationale: 3.1a

           

 


Vote Summary Report

 

Report was run from: 7/1/12 to 6/30/13

 

Location(s): All locations

 

Institution Account(s): 6 Ivy Asset Strategy

  

 

Pfizer Inc.

 

   

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

 

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
 

Voter Rationale: 5.1d

           
 

Rationale: 5.1d

           
 

Stock Retention/Holding Period

   SH    Against    Refer    Against
 

Voter Rationale: 4.4

           
 

Rationale: 4.4

           
 

Provide Right to Act by Written Consent

   SH    Against    For    For
 

Voter Rationale: 3.3b

           
 

Rationale: 3.3b

           

Credit Suisse Group AG

 

Meeting Date:    26-Apr-13   Country:    Switzerland   Security ID:    H3698D419
Record Date:      Meeting Type:    Annual   Ticker:    CSGN

 

Shares Voted: 1,467,400   Shares Instructed: 1,467,400

 

   

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

 

Receive Financial Statements and Statutory Reports (Non-Voting)

   Mgmt         
 

Approve Remuneration Report

   Mgmt    For    For    For
 

Voter Rationale: 2.8c

           
 

Rationale: 2.8c

           
 

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
 

Voter Rationale: 3.24a

           
 

Rationale: 3.24a

           
 

Approve Discharge of Board and Senior Management

   Mgmt    For    For    For
 

Voter Rationale: 3.25

           
 

Rationale: 3.25

           

 


Vote Summary Report

 

Report was run from: 7/1/12 to 6/30/13

 

Location(s): All locations

 

Institution Account(s): 6 Ivy Asset Strategy

  

 

Credit Suisse Group AG

 

   

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

 

Approve Allocation of Income

   Mgmt    For    For    For
 

Voter Rationale: 3.18a

           
 

Rationale: 3.18a

           
 

Approve Dividends CHF 0.10 per Share from Capital Contribution Reserves to be Paid in Shares and Cash

   Mgmt    For    For    For
 

Voter Rationale: 3.18a

           
 

Rationale: 3.18a

           
 

Approve Creation of CHF 6.0 Million Pool of Capital with Partial Exclusion of Preemptive Rights

   Mgmt    For    For    For
 

Voter Rationale: 3.9b

           
 

Rationale: 3.9b

           
 

Approve CHF 1.1 Million Increase in Pool of Conditional Capital for Delivering Shares as Part of Employee Participation Programs

   Mgmt    For    Refer    For
 

Voter Rationale: 4.1 per Chace Brundige

           
 

Rationale: 4.1 per Chace Brundige

           
 

Amend Articles Re: Board Related

   Mgmt    For    Refer    For
 

Voter Rationale: 3.23c

           
 

Rationale: 3.23c

           
 

Reelect Noreen Doyle as Director

   Mgmt    For    For    For
 

Voter Rationale: 2.6a

           
 

Rationale: 2.6a

           
 

Reelect Jassim Bin Hamad J.J. Al Thani as Director

   Mgmt    For    For    For
 

Voter Rationale: 2.6a

           
 

Rationale: 2.6a

           
 

Elect Kai S. Nargolwala as Director

   Mgmt    For    For    For
 

Voter Rationale: 2.6a

           
 

Rationale: 2.6a

           
 

Ratify KPMG AG as Auditors

   Mgmt    For    For    For
 

Voter Rationale: 3.1a

           
 

Rationale: 3.1a

           

 


Vote Summary Report

 

Report was run from: 7/1/12 to 6/30/13

 

Location(s): All locations

 

Institution Account(s): 6 Ivy Asset Strategy

  

 

Credit Suisse Group AG

 

   

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

  Ratify BDO AG as Special Auditors   

Mgmt

   For    Refer    For
 

Voter Rationale: 3.1a

           
 

Rationale: 3.1a

           

DBS Group Holdings Ltd.

 

Meeting Date:    29-Apr-13   Country:    Singapore   Security ID:    Y20246107
Record Date:      Meeting Type:    Special   Ticker:    D05

 

Shares Voted: 8,540,464   Shares Instructed: 8,540,464

 

   

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

 

Approve Proposed Renewal of the Share Purchase Mandate

   Mgmt    For    For    For
 

Voter Rationale: Item 3.21a

           
 

Rationale: Item 3.21a

           

DBS Group Holdings Ltd.

 

Meeting Date:    29-Apr-13   Country:    Singapore   Security ID:    Y20246107
Record Date:      Meeting Type:    Annual   Ticker:    D05

 

Shares Voted: 8,540,464   Shares Instructed: 8,540,464

 

   

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

 

Adopt Financial Statements and Directors’ and Auditors’ Reports

   Mgmt    For    For    For
 

Voter Rationale: 3.24a

           
 

Rationale: 3.24a

           

 


Vote Summary Report

 

Report was run from: 7/1/12 to 6/30/13

 

Location(s): All locations

 

Institution Account(s): 6 Ivy Asset Strategy

  

 

DBS Group Holdings Ltd.

 

   

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

 

Declare Final Dividend Per Ordinary Share

   Mgmt    For    For    For
 

Voter Rationale: 3.18a

           
 

Rationale: 3.18a

           
 

Declare Final Dividend Per Non-Voting Redeemable Convertible Preference Share

   Mgmt    For    For    For
 

Voter Rationale: 3.18a

           
 

Rationale: 3.18a

           
 

Approve Directors’ Remuneration

   Mgmt    For    Refer    For
 

Voter Rationale: 2.8

           
 

Rationale: 2.8

           
 

Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

   Mgmt    For    For    For
 

Voter Rationale: 3.1a

           
 

Rationale: 3.1a

           
 

Elect Danny Teoh Leong Kay as Director

   Mgmt    For    For    For
 

Voter Rationale: 2.6a

           
 

Rationale: 2.6a

           
 

Elect Euleen Goh Yiu Kiang as Director

   Mgmt    For    For    For
 

Voter Rationale: 2.6a

           
 

Rationale: 2.6a

           
 

Elect Andre Sekulic as Director

   Mgmt    For    For    For
 

Voter Rationale: 2.6a

           
 

Rationale: 2.6a

           
 

Elect Woo Foong Pheng as Director

   Mgmt    For    For    For
 

Voter Rationale: 2.6a

           
 

Rationale: 2.6a

           
 

Approve Grant of Awards and Issue of Shares Pursuant to the DBSH Share Option Plan and DBSH Share Plan

   Mgmt    For    Refer    For
 

Voter Rationale: Per Mike Avery- 3.6

           
 

Rationale: Per Mike Avery- 3.6

           

 


Vote Summary Report

 

Report was run from: 7/1/12 to 6/30/13

 

Location(s): All locations

 

Institution Account(s): 6 Ivy Asset Strategy

  

 

DBS Group Holdings Ltd.

 

   

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

 

Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights

   Mgmt    For    Refer    For
 

Voter Rationale: 3.9

           
 

Rationale: 3.9

           
 

Approve Issuance of Shares and Non-Voting Redeemable Convertible Preference Shares under the DBSH Scrip Dividend Scheme for the Final Dividends for the Year Ended Dec. 31, 2012

   Mgmt    For    For    For
 

Voter Rationale: 3.18a

           
 

Rationale: 3.18a

           
 

Approve Issuance of Shares and Non-Voting Redeemable Convertible Preference Shares under the DBSH Scrip Dividend Scheme for the Dividends which may be Declared for the Year Ending Dec. 31, 2013

   Mgmt    For    For    For
 

Voter Rationale: 3.18a

           
 

Rationale: 3.18a

           

Axa

 

Meeting Date:    30-Apr-13   Country:    France   Security ID:    F06106102
Record Date:    24-Apr-13   Meeting Type:    Annual/Special   Ticker:    CS

 

Shares Voted: 2,349,300   Shares Instructed: 2,349,300

 

   

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

 

Ordinary Business

   Mgmt         
 

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
 

Voter Rationale: 3.24a

           
 

Rationale: 3.24a

           
 

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
 

Voter Rationale: 3.24a

           
 

Rationale: 3.24a

           

 


Vote Summary Report

 

Report was run from: 7/1/12 to 6/30/13

 

Location(s): All locations

 

Institution Account(s): 6 Ivy Asset Strategy

  

 

Axa

 

   

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

 

Approve Allocation of Income and Dividends of EUR 0.72 per Share

   Mgmt    For    For    For
 

Voter Rationale: 3.18a

           
 

Rationale: 3.18a

           
 

Approve Auditors’ Special Report Regarding New Related-Party Transactions

   Mgmt    For    Refer    For
 

Voter Rationale: 3.5

           
 

Rationale: 3.5

           
 

Reelect Ramon de Oliveira as Director

   Mgmt    For    For    For
 

Voter Rationale: 2.6a

           
 

Rationale: 2.6a

           
 

Reelect Dominique Reiniche as Director

   Mgmt    For    For    For
 

Voter Rationale: 2.6a

           
 

Rationale: 2.6a

           
 

Ratify Appointment of Jean-Pierre Clamadieu as Director

   Mgmt    For    For    For
 

Voter Rationale: 2.6a

           
 

Rationale: 2.6a

           
 

Elect Deanna Oppenheimer as Director

   Mgmt    For    For    For
 

Voter Rationale: 2.6a

           
 

Rationale: 2.6a

           
 

Elect Paul Hermelin as Director

   Mgmt    For    For    For
 

Voter Rationale: 2.6a

           
 

Rationale: 2.6a

           
 

Approve Remuneration of Directors in the Aggregate Amount of EUR 1.35 Million

   Mgmt    For    Refer    For
 

Voter Rationale: 2.8a

           
 

Rationale: 2.8a

           
 

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
 

Voter Rationale: 3.21a

           
 

Rationale: 3.21a

           
 

Extraordinary Business

   Mgmt         

 


Vote Summary Report

 

Report was run from: 7/1/12 to 6/30/13

 

Location(s): All locations

 

Institution Account(s): 6 Ivy Asset Strategy

  

 

Axa

 

    

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

 

Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value

   Mgmt    For    Refer    For
 

Voter Rationale: 3.18a

           
 

Rationale: 3.18a

           
 

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion

   Mgmt    For    For    For
 

Voter Rationale: 3.9a

           
 

Rationale: 3.9a

           
 

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 545 Million

   Mgmt    For    For    For
 

Voter Rationale: 3.9b

           
 

Rationale: 3.9b

           
 

Approve Issuance of Equity or Equity-Linked Securities for Private Placements up to Aggregate Nominal Amount of EUR 545 Million

   Mgmt    For    Refer    For
 

Voter Rationale: 3.6

           
 

Rationale: 3.6

           
 

Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights

   Mgmt    For    Refer    For
 

Voter Rationale: 3.9b

           
 

Rationale: 3.9b

           
 

Authorize Capital Increase of Up to EUR 545 Million for Future Exchange Offers

   Mgmt    For    For    For
 

Voter Rationale: 3.9b

           
 

Rationale: 3.9b

           
 

Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions

   Mgmt    For    Refer    For
 

Voter Rationale: 3.6

           
 

Rationale: 3.6

           
 

Authorize Issuance of Equity upon Conversion of a Subsidiary’s Equity-Linked Securities for Up to EUR 545 Million

   Mgmt    For    Refer    For
 

Voter Rationale: 3.6

           
 

Rationale: 3.6

           

 


Vote Summary Report

 

Report was run from: 7/1/12 to 6/30/13

 

Location(s): All locations

 

Institution Account(s): 6 Ivy Asset Strategy

  

 

Axa

 

   

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

 

Approve Issuance of Securities Convertible into Debt up to an Aggregate Nominal Amount of EUR 2 Billion

   Mgmt    For    Refer    For
 

Voter Rationale: 3.6

           
 

Rationale: 3.6

           
 

Approve Employee Stock Purchase Plan

   Mgmt    For    For    For
 

Voter Rationale: 4.3a

           
 

Rationale: 4.3a

           
 

Approve Employee Stock Purchase Plan Reserved for Employees of International Subsidiaries

   Mgmt    For    For    For
 

Voter Rationale: 4.3a

           
 

Rationale: 4.3a

           
 

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

   Mgmt    For    For    For
 

Voter Rationale: 3.22a

           
 

Rationale: 3.22a

           
 

Ordinary Business

   Mgmt         
 

Authorize Filing of Required Documents/Other Formalities

   Mgmt    For    For    For
 

Voter Rationale: 2.14b

           
 

Rationale: 2.14b

           

Renault

 

Meeting Date:    30-Apr-13   Country:    France   Security ID:    F77098105
Record Date:    24-Apr-13   Meeting Type:    Annual/Special   Ticker:    RNO

 

Shares Voted: 661,900   Shares Instructed: 661,900

 

   

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote Instruction

 

Ordinary Business

   Mgmt         

 


Vote Summary Report

 

Report was run from: 7/1/12 to 6/30/13

 

Location(s): All locations

 

Institution Account(s): 6 Ivy Asset Strategy

  

 

Renault

 

   

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

 

Approve Consolidated Financial Statements and Statutory Reports

   Mgmt    For    For    For
 

Voter Rationale: 3.24a

           
 

Rationale: 3.24a

           
 

Approve Financial Statements and Statutory Reports

   Mgmt    For    For    For
 

Voter Rationale: 3.24a

           
 

Rationale: 3.24a

           
 

Approve Allocation of Income and Dividends of EUR 1.72 per Share

   Mgmt    For    For    For
 

Voter Rationale: 3.18a

           
 

Rationale: 3.18a

           
 

Approve Transaction with Nissan

   Mgmt    For    Refer    For
 

Voter Rationale: Per Mike Avery

           
 

Rationale: Per Mike Avery

           
 

Acknowledge Auditor’s Report Related to Remuneration of Redeemable Shares

   Mgmt    For    Refer    For
 

Voter Rationale: 5.4

           
 

Rationale: 5.4

           
 

Reelect Dominique de La Garanderie as Director

   Mgmt    For    For    For
 

Voter Rationale: 2.6a

           
 

Rationale: 2.6a

           
 

Reelect Alain Belda as Director

   Mgmt    For    For    For
 

Voter Rationale: 2.6a

           
 

Rationale: 2.6a

           
 

Elect Yuriko Koike as Director

   Mgmt    For    For    For
 

Voter Rationale: 2.6a

           
 

Rationale: 2.6a

           
 

Elect Benoit Ostertag as Representative of Employee Shareholders to the Board

   Mgmt    For    Refer    For
 

Voter Rationale: 2.6a

           
 

Rationale: 2.6a

           

 


Vote Summary Report

 

Report was run from: 7/1/12 to 6/30/13

 

Location(s): All locations

 

Institution Account(s): 6 Ivy Asset Strategy

  

 

Renault

 

   

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

 

Acknowledge Appointment of David Azema as Director Representing the French State

   Mgmt    For    For    For
 

Voter Rationale: 2.6a

           
 

Rationale: 2.6a

           
 

Acknowledge Appointment of Pascal Faure as Director Representing the French State

   Mgmt    For    For    For
 

Voter Rationale: 2.6a

           
 

Rationale: 2.6a

           
 

Appoint Auditex as Alternate Auditor

   Mgmt    For    For    For
 

Voter Rationale: 3.1a

           
 

Rationale: 3.1a

           
 

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

   Mgmt    For    For    For
 

Voter Rationale: 3.21a

           
 

Rationale: 3.21a

           
 

Extraordinary Business

   Mgmt         
 

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

   Mgmt    For    For    For
 

Voter Rationale: 3.22a

           
 

Rationale: 3.22a

           
 

Authorize up to 1.5 Percent of Issued Capital for Use in Restricted Stock Plan

   Mgmt    For    Refer    For
 

Voter Rationale: 4.1- Per Mike Avery

           
 

Rationale: 4.1- Per Mike Avery

           
 

Approve Employee Stock Purchase Plan

   Mgmt    For    For    For
 

Voter Rationale: 4.3a

           
 

Rationale: 4.3a

           
 

Ordinary Business

   Mgmt         
 

Authorize Filing of Required Documents/Other Formalities

   Mgmt    For    For    For
 

Voter Rationale: 2.14b

           
 

Rationale: 2.14b

           

 


Vote Summary Report

 

Report was run from: 7/1/12 to 6/30/13

 

Location(s): All locations

 

Institution Account(s): 6 Ivy Asset Strategy

  

 

Occidental Petroleum Corporation

 

Meeting Date:    03-May-13   Country:    USA   Security ID:    674599105
Record Date:    13-Mar-13   Meeting Type:    Annual   Ticker:    OXY

 

Shares Voted: 3,203,100   Shares Instructed: 3,203,100

 

   

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

 

Elect Director Spencer Abraham

   Mgmt    For    For    Against
 

Voter Rationale: 2.6b per Ryan Caldwell

           
 

Rationale: 2.6b per Ryan Caldwell

           
 

Elect Director Howard I. Atkins

   Mgmt    For    For    Against
 

Voter Rationale: 2.6b per Ryan Caldwell

           
 

Rationale: 2.6b per Ryan Caldwell

           
 

Elect Director Stephen I. Chazen

   Mgmt    For    For    For
 

Voter Rationale: 2.6a

           
 

Rationale: 2.6a

           
 

Elect Director Edward P. Djerejian

   Mgmt    For    For    Against
 

Voter Rationale: 2.6b per Ryan Caldwell

           
 

Rationale: 2.6b per Ryan Caldwell

           
 

Elect Director John E. Feick

   Mgmt    For    For    For
 

Voter Rationale: 2.6a

           
 

Rationale: 2.6a

           
 

Elect Director Margaret M. Foran

   Mgmt    For    For    For
 

Voter Rationale: 2.6a

           
 

Rationale: 2.6a

           
 

Elect Director Carlos M. Gutierrez

   Mgmt    For    For    For
 

Voter Rationale: 2.6a

           
 

Rationale: 2.6a

           
 

Elect Director Ray R. Irani

   Mgmt    For    For    Against
 

Voter Rationale: 2.6b per Ryan Caldwell

           
 

Rationale: 2.6b per Ryan Caldwell

           

 


Vote Summary Report

 

Report was run from: 7/1/12 to 6/30/13

 

Location(s): All locations

 

Institution Account(s): 6 Ivy Asset Strategy

  

 

Occidental Petroleum Corporation

 

   

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

 

Elect Director Avedick B. Poladian

   Mgmt    For    For    Against
 

Voter Rationale: 2.6b per Ryan Caldwell

           
 

Rationale: 2.6b per Ryan Caldwell

           
 

Elect Director Aziz D. Syriani

   Mgmt    For    For    Against
 

Voter Rationale: 2.6b per Ryan Caldwell

           
 

Rationale: 2.6b per Ryan Caldwell

           
 

Advisory Vote to Ratify Named Executive Officers’ Compensation

   Mgmt    For    For    For
 

Voter Rationale: 5.1d per Mike Avery

           
 

Rationale: 5.1d per Mike Avery

           
 

Ratify Auditors

   Mgmt    For    For    For
 

Voter Rationale: 3.1a

           
 

Rationale: 3.1a

           
 

Provide Right to Act by Written Consent

   SH    Against    For    For
 

Voter Rationale: 3.3b

           
 

Rationale: 3.3b

           

Wynn Resorts, Limited

 

Meeting Date:    07-May-13   Country:    USA   Security ID:    983134107
Record Date:    13-Mar-13   Meeting Type:    Annual   Ticker:    WYNN

 

Shares Voted: 9,491,739   Shares Instructed: 9,491,739

 

   

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

 

Elect Director Ray R. Irani

   Mgmt    For    Refer    For
 

Voter Rationale: 2.6a per Mike Avery

           
 

Rationale: 2.6a per Mike Avery

           

 


Vote Summary Report

 

Report was run from: 7/1/12 to 6/30/13

 

Location(s): All locations

 

Institution Account(s): 6 Ivy Asset Strategy

  

 

Wynn Resorts, Limited

 

   

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

 

Elect Director Alvin V. Shoemaker

   Mgmt    For    Refer    For
 

Voter Rationale: 2.6a per Mike Avery

           
 

Rationale: 2.6a per Mike Avery

           
 

Elect Director D. Boone Wayson

   Mgmt    For    Refer    For
 

Voter Rationale: 2.6a per Mike Avery

           
 

Rationale: 2.6a per Mike Avery

           
 

Elect Director Stephen A. Wynn

   Mgmt    For    For    For
 

Voter Rationale: 2.6a

           
 

Rationale: 2.6a

           
 

Ratify Auditors

   Mgmt    For    For    For
 

Voter Rationale: 3.1a

           
 

Rationale: 3.1a

           

BAE Systems plc

 

Meeting Date:    08-May-13   Country:    United Kingdom   Security ID:    G06940103
Record Date:    06-May-13   Meeting Type:    Annual   Ticker:    BA.

 

Shares Voted: 9,454,800   Shares Instructed: 9,454,800

 

   

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

 

Accept Financial Statements and Statutory Reports

   Mgmt    For    For    For
 

Voter Rationale: Item 3.24a

           
 

Rationale: Item 3.24a

           
 

Approve Remuneration Report

   Mgmt    For    For    For
 

Voter Rationale: Item 2.8c

           
 

Rationale: Item 2.8c

           

 


Vote Summary Report

 

Report was run from: 7/1/12 to 6/30/13

 

Location(s): All locations

 

Institution Account(s): 6 Ivy Asset Strategy

  

 

BAE Systems plc

 

   

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

 

Approve Final Dividend

   Mgmt    For    For    For
 

Voter Rationale: Item 3.18a

           
 

Rationale: Item 3.18a

           
 

Re-elect Paul Anderson as Director

   Mgmt    For    For    For
 

Voter Rationale: Item 2.6a

           
 

Rationale: Item 2.6a

           
 

Re-elect Harriet Green as Director

   Mgmt    For    For    For
 

Voter Rationale: Item 2.6a

           
 

Rationale: Item 2.6a

           
 

Re-elect Linda Hudson as Director

   Mgmt    For    For    For
 

Voter Rationale: Item 2.6a

           
 

Rationale: Item 2.6a

           
 

Re-elect Ian King as Director

   Mgmt    For    For    For
 

Voter Rationale: Item 2.6a

           
 

Rationale: Item 2.6a

           
 

Re-elect Peter Lynas as Director

   Mgmt    For    For    For
 

Voter Rationale: Item 2.6a

           
 

Rationale: Item 2.6a

           
 

Re-elect Lee McIntire as Director

   Mgmt    For    For    For
 

Voter Rationale: Item 2.6a

           
 

Rationale: Item 2.6a

           
 

Re-elect Richard Olver as Director

   Mgmt    For    For    For
 

Voter Rationale: Item 2.6a

           
 

Rationale: Item 2.6a

           
 

Re-elect Paula Rosput Reynolds as Director

   Mgmt    For    For    For
 

Voter Rationale: Item 2.6a

           
 

Rationale: Item 2.6a

           
 

Re-elect Nicholas Rose as Director

   Mgmt    For    For    For
 

Voter Rationale: Item 2.6a

           
 

Rationale: Item 2.6a

           

 


Vote Summary Report

 

Report was run from: 7/1/12 to 6/30/13

 

Location(s): All locations

 

Institution Account(s): 6 Ivy Asset Strategy

  

 

BAE Systems plc

 

   

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

 

Re-elect Carl Symon as Director

   Mgmt    For    For    For
 

Voter Rationale: Item 2.6a

           
 

Rationale: Item 2.6a

           
 

Reappoint KPMG Audit plc as Auditors

   Mgmt    For    For    For
 

Voter Rationale: Item 3.1a

           
 

Rationale: Item 3.1a

           
 

Authorise the Audit Committee to Fix Remuneration of Auditors

   Mgmt    For    For    For
 

Voter Rationale: Item 3.1a