0000883487-16-000008.txt : 20161110 0000883487-16-000008.hdr.sgml : 20161110 20161109184601 ACCESSION NUMBER: 0000883487-16-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161110 DATE AS OF CHANGE: 20161109 EFFECTIVENESS DATE: 20161110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MESSNER & SMITH THEME VALUE INVESTMENT MANAGEMENT LTD /CA/ CENTRAL INDEX KEY: 0000883487 IRS NUMBER: 330087141 STATE OF INCORPORATION: CA FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03033 FILM NUMBER: 161985529 BUSINESS ADDRESS: STREET 1: 530 B ST STREET 2: STE 300 CITY: SAN DIEGO STATE: CA ZIP: 92101 BUSINESS PHONE: 6192399049 MAIL ADDRESS: STREET 1: 530 B ST STREET 2: STE 300 CITY: SAN DIEGO STATE: CA ZIP: 92101 FORMER COMPANY: FORMER CONFORMED NAME: MERIDIAN CAPITAL MANAGEMENT LTD/CA DATE OF NAME CHANGE: 19970902 13F-HR 1 primary_doc.xml 13F-HR LIVE false true true 0000883487 XXXXXXXX 09-30-2016 09-30-2016 MESSNER & SMITH THEME VALUE INVESTMENT MANAGEMENT LTD /CA/
530 B ST STE 300 SAN DIEGO CA 92101
13F HOLDINGS REPORT 028-03033 N
ELLIS C. SMITH PRINCIPAL 619-239-9049 ELLIS C. SMITH SAN DIEGO CA 11-09-2016 0 90 62208 false
INFORMATION TABLE 2 edgarfiling093016.xml 3M CO COM COM 88579Y101 564 3200 SH DFND 200 3000 0 A T & T INC (NEW) COM 00206R102 709 17457 SH DFND 11532 5925 0 ABBOTT LABS COM 2824100 470 11104 SH DFND 124 10980 0 ABIOMED INC COM COM 3654100 2985 23212 SH DFND 12561 10651 0 ALLEGHANY CORP DEL COM COM 17175100 368 700 SH SOLE 700 0 0 AMERICAN NATL INS CO COM COM 28591105 1930 15829 SH DFND 11300 4529 0 APPLIED MATLS INC COM COM 38222105 1361 45132 SH DFND 29432 15700 0 ASTROTECH CORP COM 46484101 38 22800 SH SOLE 22800 0 0 BOEING CO COM COM 97023105 400 3040 SH DFND 3025 15 0 BRISTOL MYERS SQUIBB CO COM 110122108 276 5123 SH SOLE 5123 0 0 CADUS CORP COM 127639102 2 2000 SH SOLE 2000 0 0 CALAVO GROWERS INC COM COM 128246105 2371 36237 SH DFND 20526 15711 0 CALIFORNIA RESOURCES CORP COM 13057Q107 0 2 SH SOLE 2 0 0 CALLIDUS SOFTWARE INC COM COM 13123E500 2457 133899 SH DFND 68739 65160 0 CARNIVAL CORP PAIRED CTF COM 143658300 1527 31278 SH DFND 19128 12150 0 CELGENE CORP COM COM 151020104 385 3682 SH DFND 1660 2022 0 CELGENE CORP CONTIN VAL RT WARRANT AND RIGHT 151020112 15 15000 SH DFND 5000 10000 0 CHEVRONTEXACO CORP COM COM 166764100 916 8900 SH DFND 3652 5248 0 COCA COLA CO COM 191216100 241 5700 SH DFND 4300 1400 0 COMSCORE INC COM COM 20564W105 1738 56679 SH DFND 27499 29180 0 COMSTOCK RES INC COM NEW COM 205768203 0 1 SH SOLE 1 0 0 COMSTOCK RES INC.PIK NT 7.75% CONVERTIBLE BOND 205768AM6 399 550000 PRN DFND 100000 450000 0 CONTANGO OIL & GAS COMPANY COM COM 21075N204 1043 101991 SH DFND 61496 40495 0 CONTANGO ORE INC COM 21077F100 4 200 SH SOLE 200 0 0 CORNING INC COM COM 219350105 213 9000 SH SOLE 9000 0 0 COUER MINING ING COM 192108504 51 4325 SH SOLE 4325 0 0 CREDIT SUISSE NASSAU BRH GOLD PREFERRED STOCKS 22542D480 273 26290 SH DFND 4840 21450 0 DEERE & CO COM COM 244199105 341 4000 SH DFND 2000 2000 0 DOW CHEMICAL CORP COM 260543103 356 6864 SH SOLE 6864 0 0 ENSCO PLC SHS CLASS A COM G3157S106 176 20649 SH DFND 15062 5587 0 ERIE INDTY CO CL A COM 29530P102 1099 10774 SH DFND 6894 3880 0 ETFS SILVER TRUST COM 26922X107 6 324 SH SOLE 324 0 0 EXCO RESOURCES INC COM 269279402 1 1000 SH SOLE 1000 0 0 EXXON MOBIL CORP COM COM 30231G102 555 6362 SH SOLE 6362 0 0 FEDERAL NAT MORTGAGE ASSN COM 313586109 59 34900 SH DFND 0 34900 0 FIREEYE INC COM COM 31816Q101 17 1142 SH DFND 1142 0 0 FLUOR CORP COM 343412102 21 400 SH SOLE 400 0 0 GENERAL ELEC CO COM 369604103 485 16380 SH DFND 11030 5350 0 GENTEX CORP COM COM 371901109 987 56207 SH DFND 26857 29350 0 GILEAD SCIENCES INC COM COM 375558103 494 6238 SH DFND 1928 4310 0 GTT COMMUNICATIONS INC COM COM 362393100 1040 44226 SH DFND 25106 19120 0 HARMAN INTL INDS INC COM COM 413086109 950 11241 SH DFND 7531 3710 0 HD SUPPLY HLDGS INC COM COM 40416M105 1454 45482 SH DFND 32109 13373 0 ILLUMINA INC COM COM 452327109 2796 15390 SH DFND 8174 7216 0 INTREPID POTASH INC COM COM 46121Y102 3 2565 SH SOLE 2565 0 0 ISHARES GOLD TRUST COM 464285105 8 656 SH SOLE 656 0 0 ISHARES PHLX SEMICONDUCTOR ETF COM 464287523 10 91 SH SOLE 91 0 0 ISHARES TR RUSSELL MCP VL COM 464287473 1239 16141 SH DFND 9470 6671 0 JOHNSON & JOHNSON COM 478160104 1255 10628 SH DFND 4883 5745 0 KANSAS CITY LIFE COM 484836200 526 13070 SH DFND 5150 7920 0 LUXOFT HLDG INC ORD SHS CL A COM G57279104 1283 24265 SH DFND 14985 9280 0 MASTEC INC COM COM 576323109 1437 48314 SH DFND 27311 21003 0 MCDERMOTT INTERNATIONAL COM 580037109 26 5250 SH SOLE 5250 0 0 MEAD JOHNSON NUTRITION CO COM COM 582839106 281 3560 SH SOLE 3560 0 0 MICRON TECHNOLOGY INC COM COM 595112103 1847 103919 SH DFND 55129 48790 0 MICROSOFT COM 594918104 354 6140 SH DFND 0 6140 0 MILLS MUSIC TRUST COM 601158108 2 100 SH SOLE 100 0 0 MITEK SYS INC COM NEW COM 606710200 465 56135 SH DFND 0 56135 0 MTS SYS CORP COM COM 553777103 1234 26821 SH DFND 16627 10194 0 NEWMONT MINING CORP COM 651639106 31 800 SH SOLE 800 0 0 NORFOLK SOUTHN CORP COM 655844108 474 4880 SH SOLE 4880 0 0 OLIN CORP COM PAR $1 COM 680665205 1079 52587 SH DFND 30407 22180 0 ON SEMICONDUCTOR CORP COM COM 682189105 2079 168763 SH DFND 74303 94460 0 ORGANOVO HLDGS INC COM COM 68620A104 156 41095 SH DFND 0 41095 0 PCS EDVENTURES COM INC COM COM 69325N102 2 20700 SH DFND 0 20700 0 PENSKE AUTOMOTIVE GRP INC COM COM 70959W103 1706 35398 SH DFND 16368 19030 0 PFIZER INC COM 717081103 407 12010 SH SOLE 12010 0 0 PHIBRO ANIMAL HEALTH CORP CL A COM 71742Q106 1013 37262 SH DFND 24732 12530 0 PRIVATEBANCORP INC COM COM 742962103 1448 31544 SH DFND 21762 9782 0 PROSPECT CAPITAL CORPORATIONCO COM 74348T102 1434 177052 SH DFND 105992 71060 0 QUALCOMM INC COM COM 747525103 206 3000 SH DFND 0 3000 0 RACKSPACE HOSTING INC COM COM 750086100 964 30410 SH DFND 18285 12125 0 RAYTHEON CO COM NEW COM 755111507 333 2445 SH DFND 0 2445 0 ROSS STORES INC COM COM 778296103 1116 17358 SH DFND 8814 8544 0 SENOMYX INC COM COM 81724Q107 937 219921 SH DFND 123653 96268 0 SJW CORP COM COM 784305104 338 7740 SH SOLE 7740 0 0 SKYWORKS SOLUTIONS INC COM COM 83088M102 3 41 SH SOLE 41 0 0 SNAP ON INC COM COM 833034101 223 1470 SH SOLE 1470 0 0 TJX COS INC NEW COM COM 872540109 781 10447 SH DFND 3587 6860 0 TRONOX LTD SHS CL A COM Q9235V101 23 2484 SH SOLE 2484 0 0 TROVAGENE INC COM NEW COM 897238309 162 36075 SH DFND 0 36075 0 UNILEVER NV N Y SHS NEW COM 904784709 258 5600 SH SOLE 5600 0 0 UNION PAC CORP COM 907818108 382 3920 SH SOLE 3920 0 0 V F CORP COM 918204108 550 9800 SH DFND 2875 6925 0 VANGUARD FIXED INCOME SECS FIN MUTUAL FUNDS 922031810 317 31368 SH DFND 0 31368 0 VANGUARD FIXED INCOME SECS GNM COM 922031307 665 61135 SH DFND 0 61135 0 VERIZON COMMUNICATIONS COM COM 92343V104 779 14990 SH DFND 1450 13540 0 WELLTOWER INC COM COM 95040Q104 535 7150 SH DFND 0 7150 0 WESTERN DIGITAL CORP COM COM 958102105 1858 31780 SH DFND 19775 12005 0 WEYERHAEUSER CO COM COM 962166104 406 12700 SH DFND 0 12700 0