0000883487-15-000003.txt : 20150729
0000883487-15-000003.hdr.sgml : 20150729
20150728185538
ACCESSION NUMBER: 0000883487-15-000003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150630
FILED AS OF DATE: 20150729
DATE AS OF CHANGE: 20150728
EFFECTIVENESS DATE: 20150729
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: MESSNER & SMITH THEME VALUE INVESTMENT MANAGEMENT LTD /CA/
CENTRAL INDEX KEY: 0000883487
IRS NUMBER: 330087141
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-03033
FILM NUMBER: 151010793
BUSINESS ADDRESS:
STREET 1: 530 B ST
STREET 2: STE 300
CITY: SAN DIEGO
STATE: CA
ZIP: 92101
BUSINESS PHONE: 6192399049
MAIL ADDRESS:
STREET 1: 530 B ST
STREET 2: STE 300
CITY: SAN DIEGO
STATE: CA
ZIP: 92101
FORMER COMPANY:
FORMER CONFORMED NAME: MERIDIAN CAPITAL MANAGEMENT LTD/CA
DATE OF NAME CHANGE: 19970902
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000883487
XXXXXXXX
06-30-2015
06-30-2015
MESSNER & SMITH THEME VALUE INVESTMENT MANAGEMENT LTD /CA/
530 B ST
STE 300
SAN DIEGO
CA
92101
13F HOLDINGS REPORT
028-03033
N
ELLIS C. SMITH
PRINCIPAL
619-239-9049
ELLIS C. SMITH
SAN DIEGO
CA
07-28-2015
0
81
72748
false
INFORMATION TABLE
2
edgarfiling063015.xml
A T & T INC (NEW)
COM
00206R102
620
17452
SH
DFND
11532
5920
0
ABIOMED INC COM
COM
3654100
3418
52003
SH
DFND
34043
17960
0
ALIGN TECHNOLOGY INC COM
COM
16255101
353
5635
SH
DFND
0
5635
0
ALLEGHANY CORP DEL COM
COM
17175100
328
700
SH
SOLE
700
0
0
AMERICAN NATL INS CO COM
COM
28591105
2722
26604
SH
DFND
18663
7941
0
ASTROTECH CORP
COM
46484101
39
14500
SH
SOLE
14500
0
0
BOEING CO COM
COM
97023105
466
3355
SH
DFND
3290
65
0
BRISTOL MYERS SQUIBB CO
COM
110122108
341
5123
SH
SOLE
5123
0
0
CALAVO GROWERS INC COM
COM
128246105
3998
76992
SH
DFND
51112
25880
0
CALIFORNIA RESOURCES CORP
COM
13057Q107
0
24
SH
SOLE
24
0
0
CALLIDUS SOFTWARE INC COM
COM
13123E500
904
58033
SH
DFND
39233
18800
0
CELGENE CORP COM
COM
151020104
442
6959
SH
DFND
5637
1322
0
CHEVRONTEXACO CORP COM
COM
166764100
353
3660
SH
DFND
3652
8
0
COMSTOCK RES INC COM NEW
COM
205768203
3
1006
SH
SOLE
1006
0
0
CONTANGO OIL & GAS COMPANY COM
COM
21075N204
735
59940
SH
DFND
39139
20801
0
COUER MINING ING
COM
192108504
28
4825
SH
SOLE
4825
0
0
CREDIT SUISSE NASSAU BRH GOLD
PREFERRED STOCKS
22542D480
269
23290
SH
DFND
6840
16450
0
CUBIC CORP COM
COM
229669106
1475
31001
SH
DFND
19027
11974
0
DEERE & CO COM
COM
244199105
388
4000
SH
DFND
2000
2000
0
DOW CHEMICAL CORP
COM
260543103
352
6864
SH
SOLE
6864
0
0
ENSCO PLC SHS CLASS A
COM
G3157S106
693
31127
SH
DFND
19637
11490
0
ETFS SILVER TRUST
COM
26922X107
5
324
SH
SOLE
324
0
0
EXCO RESOURCES INC
COM
269279402
1
1000
SH
SOLE
1000
0
0
EXXON MOBIL CORP COM
COM
30231G102
1033
12412
SH
DFND
6572
5840
0
FIREEYE INC COM
COM
31816Q101
3910
79942
SH
DFND
47381
32561
0
FLUOR CORP
COM
343412102
21
400
SH
SOLE
400
0
0
GENERAL ELEC CO
COM
369604103
315
11870
SH
SOLE
11870
0
0
GILEAD SCIENCES INC COM
COM
375558103
488
4170
SH
DFND
0
4170
0
GTT COMMUNICATIONS INC COM
COM
362393100
2770
116063
SH
DFND
78620
37443
0
HD SUPPLY HLDGS INC COM
COM
40416M105
2249
63936
SH
DFND
39847
24089
0
ILLINOIS TOOL WKS INC COM
COM
452308109
333
3625
SH
DFND
50
3575
0
ILLUMINA INC COM
COM
452327109
3778
17298
SH
DFND
10243
7055
0
INTREPID POTASH INC COM
COM
46121Y102
1763
147675
SH
DFND
96657
51018
0
ISHARES GOLD TRUST
COM
464285105
7
656
SH
SOLE
656
0
0
ISIS PHARMACEUTICALS INC COM
COM
464330109
1975
34330
SH
DFND
18200
15830
0
JACOBS ENGR GROUP INC DEL COM
COM
469814107
1504
37028
SH
DFND
24976
12052
0
JOHNSON & JOHNSON
COM
478160104
1049
10768
SH
DFND
5523
5245
0
KAYNE ANDERSON MLP INVT CO COM
COM
486606106
561
18285
SH
DFND
0
18285
0
KB HOME COM
COM
48666K109
2763
166457
SH
DFND
118517
47940
0
KKR & CO L P DEL COM UNITS
COM
48248M102
417
18258
SH
DFND
13615
4643
0
LSI INDS INC COM
COM
50216C108
121
13000
SH
SOLE
13000
0
0
MASTEC INC COM
COM
576323109
1927
96966
SH
DFND
54935
42031
0
MCDERMOTT INTERNATIONAL
COM
580037109
28
5250
SH
SOLE
5250
0
0
MEAD JOHNSON NUTRITION CO COM
COM
582839106
321
3560
SH
SOLE
3560
0
0
MICROSEMI CORP COM
COM
595137100
2365
67665
SH
DFND
46489
21176
0
MILLER ENERGY RES INC COM
COM
600527105
1
300
SH
SOLE
300
0
0
MILLS MUSIC TRUST
COM
601158108
1
60
SH
SOLE
60
0
0
MITEK SYS INC COM NEW
COM
606710200
235
62035
SH
DFND
0
62035
0
MTS SYS CORP COM
COM
553777103
2249
32612
SH
DFND
19433
13179
0
NEWMONT MINING CORP
COM
651639106
19
800
SH
SOLE
800
0
0
NORFOLK SOUTHN CORP
COM
655844108
426
4880
SH
SOLE
4880
0
0
OMNICOM GROUP COM
COM
681919106
526
7580
SH
DFND
2783
4797
0
ON SEMICONDUCTOR CORP COM
COM
682189105
417
35640
SH
DFND
0
35640
0
ORGANOVO HLDGS INC COM
COM
68620A104
139
36990
SH
DFND
0
36990
0
PACIFIC DRILLING SA LUXEMBOURE
COM
L7257P106
32
11400
SH
DFND
0
11400
0
PCS EDVENTURES COM INC COM
COM
69325N102
3
20700
SH
DFND
0
20700
0
PFIZER INC
COM
717081103
396
11820
SH
SOLE
11820
0
0
PREMIER EXHIBITIONS INC
COM
740S1E102
1
300
SH
SOLE
300
0
0
PRICESMART INC COM
COM
741511109
1655
18139
SH
DFND
12271
5868
0
PRIVATEBANCORP INC COM
COM
742962103
2799
70308
SH
DFND
52532
17776
0
PROSPECT CAPITAL CORPORATIONCO
COM
74348T102
2800
379903
SH
DFND
217533
162370
0
QUALCOMM INC COM
COM
747525103
251
4000
SH
DFND
0
4000
0
RAYTHEON CO COM NEW
COM
755111507
326
3405
SH
DFND
0
3405
0
ROSS STORES INC COM
COM
778296103
1067
21932
SH
DFND
11726
10206
0
SABINE OIL & GAS CORP
COM
78532P107
0
25
SH
SOLE
25
0
0
SANDISK CORP COM
COM
80004C101
2535
43546
SH
DFND
24776
18770
0
SENOMYX INC COM
COM
81724Q107
927
172979
SH
DFND
112691
60288
0
SJW CORP COM
COM
784305104
238
7740
SH
SOLE
7740
0
0
SNAP ON INC COM
COM
833034101
234
1470
SH
SOLE
1470
0
0
TRI POINTE HOMES INC COM
COM
87265H109
1685
110143
SH
DFND
54353
55790
0
TRONOX LTD SHS CL A
COM
Q9235V101
1644
112422
SH
DFND
76660
35762
0
TROVAGENE INC COM NEW
COM
897238309
390
38400
SH
DFND
0
38400
0
UNILEVER NV N Y SHS NEW
COM
904784709
234
5600
SH
SOLE
5600
0
0
UNION PAC CORP
COM
907818108
469
4920
SH
SOLE
4920
0
0
V F CORP
COM
918204108
779
11170
SH
DFND
3730
7440
0
VANGUARD CALIF TAX FREE FD ST
MUTUAL FUNDS
922907803
202
12755
SH
DFND
0
12755
0
VANGUARD FIXED INCOME SECS GNM
COM
922031307
629
58966
SH
DFND
0
58966
0
VERIZON COMMUNICATIONS COM
COM
92343V104
594
12740
SH
DFND
1450
11290
0
WABTEC CORP COM
COM
929740108
810
8600
SH
DFND
880
7720
0
WELLS FARGO & CO NEW COM
COM
949746101
404
7175
SH
DFND
4405
2770
0
WESTERN DIGITAL CORP COM
COM
958102105
0
1
SH
SOLE
1
0
0