0000883237-18-000092.txt : 20181030 0000883237-18-000092.hdr.sgml : 20181030 20181030173834 ACCESSION NUMBER: 0000883237-18-000092 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181029 FILED AS OF DATE: 20181030 DATE AS OF CHANGE: 20181030 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AYLWARD GEORGE R CENTRAL INDEX KEY: 0001222403 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10994 FILM NUMBER: 181148056 MAIL ADDRESS: STREET 1: C/O VIRTUS INVESTMENT PARTNERS, INC. STREET 2: 100 PEARL STREET CITY: HARTFORD STATE: CT ZIP: 06103 FORMER NAME: FORMER CONFORMED NAME: AYLWARD GEORGE R JR DATE OF NAME CHANGE: 20030310 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VIRTUS INVESTMENT PARTNERS, INC. CENTRAL INDEX KEY: 0000883237 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 263962811 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 PEARL STREET STREET 2: 9TH FLOOR CITY: HARTFORD STATE: CT ZIP: 06103 BUSINESS PHONE: 860-263-4707 MAIL ADDRESS: STREET 1: 100 PEARL STREET STREET 2: 9TH FLOOR CITY: HARTFORD STATE: CT ZIP: 06103 FORMER COMPANY: FORMER CONFORMED NAME: PHOENIX INVESTMENT PARTNERS LTD/CT DATE OF NAME CHANGE: 19990312 FORMER COMPANY: FORMER CONFORMED NAME: PHOENIX DUFF & PHELPS CORP DATE OF NAME CHANGE: 19951117 FORMER COMPANY: FORMER CONFORMED NAME: DUFF & PHELPS CORP DATE OF NAME CHANGE: 19930328 4 1 wf-form4_154093549834170.xml FORM 4 X0306 4 2018-10-29 0 0000883237 VIRTUS INVESTMENT PARTNERS, INC. VRTS 0001222403 AYLWARD GEORGE R C/O VIRTUS INVESTMENT PARTNERS 100 PEARL STREET HARTFORD CT 06103 1 1 0 0 Director, CEO and President Common Stock 2018-10-29 4 M 0 5000 9.40 A 194589.52 D Common Stock 70.062 I By 401k Stock Options 9.4 2018-10-29 4 M 0 5000 9.40 A 2012-04-20 2019-04-20 Common Stock 5000.0 18120 D Acquisition of common stock upon exercise of employee stock options. The aggregate option exercise price and associated payroll taxes were paid in cash. This number includes (i) 1,442.104 shares acquired in connection with the Issuer's Employee Stock Purchase Plan; (ii) 4,531 RSUs that are scheduled to cliff vest on February 22, 2019; (iii) 14,686 RSUs that are scheduled to cliff vest on March 15, 2019; (iv) 20,547 RSUs that are scheduled to cliff vest on March 15, 2020 and (v) 8,621 RSUs that are scheduled to cliff vest on March 15, 2021. /s/ Mark S. Flynn, Attorney-in-Fact 2018-10-30