0001061060-12-000002.txt : 20120914 0001061060-12-000002.hdr.sgml : 20120914 20120914164913 ACCESSION NUMBER: 0001061060-12-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120912 FILED AS OF DATE: 20120914 DATE AS OF CHANGE: 20120914 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NANOPHASE TECHNOLOGIES CORPORATION CENTRAL INDEX KEY: 0000883107 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS PRIMARY METAL PRODUCTS [3390] IRS NUMBER: 363687863 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 453 COMMERCE ST CITY: BURR RIDGE STATE: IL ZIP: 60521 BUSINESS PHONE: 6303231200 MAIL ADDRESS: STREET 1: 453 COMMERCE STREET CITY: BURR RIDGE STATE: IL ZIP: 60521 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SPURGEON CORP CENTRAL INDEX KEY: 0001061060 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22333 FILM NUMBER: 121093204 BUSINESS ADDRESS: STREET 1: 407 S. THIRD STREET STREET 2: SUITE 230 CITY: GENEVA STATE: IL ZIP: 60134 BUSINESS PHONE: 6305887200 MAIL ADDRESS: STREET 1: 407 S. THIRD STREET STREET 2: SUITE 230 CITY: GENEVA STATE: IL ZIP: 60134 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2012-09-12 0 0000883107 NANOPHASE TECHNOLOGIES CORPORATION NANX 0001061060 SPURGEON CORP 407 S. THIRD STREET SUITE 230 GENEVA IL 60134 0 0 1 0 Common Stock 2012-09-12 4 S 0 2421918 0.33 D 3034710 I * As a result of the transaction reported herein, Spurgeon Corporation is an indirect beneficial owner, as a General Partner of Grace Brothers, Ltd. of 2,433,300 shares, and as General Partner of Grace Investments, Ltd., of 601,410 shares. Jerald A. Trannel, VP/Treasurer 2012-09-14