-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JGQlC7O48eNrDzJE9ClfV+ABAnl78vZ6qoyoJNcgSj/2h0G9HjDmj1rc2O6Fk4jJ Msh/6a68E0bChFhLnZdT4Q== 0000912057-01-529280.txt : 20010820 0000912057-01-529280.hdr.sgml : 20010820 ACCESSION NUMBER: 0000912057-01-529280 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20010816 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: APRIA HEALTHCARE GROUP INC CENTRAL INDEX KEY: 0000882289 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-HOME HEALTH CARE SERVICES [8082] IRS NUMBER: 330488566 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-42598 FILM NUMBER: 1717187 BUSINESS ADDRESS: STREET 1: 3560 HYLAND AVE STREET 2: C/O APRIA HEALTHCARE GROUP INC CITY: COSTA MESA STATE: CA ZIP: 92626 BUSINESS PHONE: 7144272000 MAIL ADDRESS: STREET 1: 3560 HYLAND AVENUE STREET 2: C/O APRIA HEALTHCARE GROUP INC CITY: COSTA MESA STATE: CA ZIP: 92626 FORMER COMPANY: FORMER CONFORMED NAME: ABBEY HEALTHCARE GROUP INC/DE DATE OF NAME CHANGE: 19930328 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: RELATIONAL INVESTORS LLC CENTRAL INDEX KEY: 0001047644 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 330694767 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 4330 LA JOLLA VILLAGE DRIVE, SUITE 220 CITY: SAN DIEGO STATE: CA ZIP: 92122 BUSINESS PHONE: 6195979400 SC 13D/A 1 a2057047zsc13da.txt SCHEDULE 13D/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 7)* APRIA HEALTHCARE GROUP INC. -------------------------------------------------------- (Name of Issuer) Common Stock, par value $0.001 per share -------------------------------------------------------- (Title of Class of Securities) 037933108 -------------------------------------------------------- (CUSIP Number) Ralph V. Whitworth Relational Investors, LLC 11975 El Camino Real, Suite 300 San Diego, CA 92130 -------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) August 9, 2001 -------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box / /. Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. CUSIP No. 037933108 - ------------------------------------------------------------------------------- (1) Name of Reporting Person. S.S. or I.R.S. Identification Nos. of Above Persons RELATIONAL INVESTORS, LLC - ------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member (a) / / of a Group (b) / / - ------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------- (4) Source of Funds 00 - ------------------------------------------------------------------------------- (5) Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) / / - ------------------------------------------------------------------------------- (6) Citizenship or Place of Organization Delaware - ------------------------------------------------------------------------------- Number of Shares (7) Sole Voting Power Beneficially Owned 1,292,948 by Each Reporting -------------------------------------------------- Person With (8) Shared Voting Power -------------------------------------------------- (9) Sole Dispositive Power 1,282,948 -------------------------------------------------- (10) Shared Dispositive Power - ------------------------------------------------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 1,282,948 - ------------------------------------------------------------------------------- (12) Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares / / - ------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) 2.37% - ------------------------------------------------------------------------------- (14) Type of Reporting Person OO - ------------------------------------------------------------------------------- CUSIP No. 037933108 - ------------------------------------------------------------------------------- (1) Name of Reporting Person. S.S. or I.R.S. Identification Nos. of Above Persons RELATIONAL INVESTORS, L.P. - ------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member (a) / / of a Group (b) / / - ------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------- (4) Source of Funds WC - ------------------------------------------------------------------------------- (5) Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) / / - ------------------------------------------------------------------------------- (6) Citizenship or Place of Organization Delaware - ------------------------------------------------------------------------------- Number of Shares (7) Sole Voting Power Beneficially Owned 752,851 by Each Reporting -------------------------------------------------- Person With (8) Shared Voting Power -------------------------------------------------- (9) Sole Dispositive Power 752,851 -------------------------------------------------- (10) Shared Dispositive Power - ------------------------------------------------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 752,851 - ------------------------------------------------------------------------------- (12) Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares / / - ------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) 1.39% - ------------------------------------------------------------------------------- (14) Type of Reporting Person PN - ------------------------------------------------------------------------------- CUSIP No. 037933108 - ------------------------------------------------------------------------------- (1) Name of Reporting Person. S.S. or I.R.S. Identification Nos. of Above Persons RELATIONAL COAST PARTNERS, L.P. - ------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member (a) / / of a Group (b) / / - ------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------- (4) Source of Funds* WC/OO - ------------------------------------------------------------------------------- (5) Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) / / - ------------------------------------------------------------------------------- (6) Citizenship or Place of Organization Delaware - ------------------------------------------------------------------------------- Number of Shares (7) Sole Voting Power Beneficially Owned 31,765 by Each Reporting -------------------------------------------------- Person With (8) Shared Voting Power -------------------------------------------------- (9) Sole Dispositive Power 31,765 -------------------------------------------------- (10) Shared Dispositive Power - ------------------------------------------------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 31,765 - ------------------------------------------------------------------------------- (12) Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares / / - ------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) 0.06% - ------------------------------------------------------------------------------- (14) Type of Reporting Person PN - ------------------------------------------------------------------------------- CUSIP No. 037933108 - ------------------------------------------------------------------------------- (1) Name of Reporting Person. S.S. or I.R.S. Identification Nos. of Above Persons RELATIONAL FUND PARTNERS, L.P. - ------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member (a) / / of a Group (b) / / - ------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------- (4) Source of Funds WC/OO - ------------------------------------------------------------------------------- (5) Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) / / - ------------------------------------------------------------------------------- (6) Citizenship or Place of Organization Delaware - ------------------------------------------------------------------------------- Number of Shares (7) Sole Voting Power Beneficially Owned 43,596 by Each Reporting -------------------------------------------------- Person With (8) Shared Voting Power -------------------------------------------------- (9) Sole Dispositive Power 43,596 -------------------------------------------------- (10) Shared Dispositive Power - ------------------------------------------------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 43,596 - ------------------------------------------------------------------------------- (12) Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares / / - ------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) 0.08% - ------------------------------------------------------------------------------- (14) Type of Reporting Person PN - ------------------------------------------------------------------------------- CUSIP No. 037933108 - ------------------------------------------------------------------------------- (1) Name of Reporting Person. S.S. or I.R.S. Identification Nos. of Above Persons RELATIONAL PARTNERS, L.P. - ------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member (a) / / of a Group (b) / / - ------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------- (4) Source of Funds WC/OO - ------------------------------------------------------------------------------- (5) Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) / / - ------------------------------------------------------------------------------- (6) Citizenship or Place of Organization Delaware - ------------------------------------------------------------------------------- Number of Shares (7) Sole Voting Power Beneficially Owned 98,056 by Each Reporting -------------------------------------------------- Person With (8) Shared Voting Power -------------------------------------------------- (9) Sole Dispositive Power 98,056 -------------------------------------------------- (10) Shared Dispositive Power - ------------------------------------------------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 98,056 - ------------------------------------------------------------------------------- (12) Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares / / - ------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) 0.18% - ------------------------------------------------------------------------------- (14) Type of Reporting Person PN - ------------------------------------------------------------------------------- CUSIP No. 037933108 - ------------------------------------------------------------------------------- (1) Name of Reporting Person. S.S. or I.R.S. Identification No. of Above Persons RALPH V. WHITWORTH - ------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member (a) / / of a Group (b) / / - ------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------- (4) Source of Funds NA - ------------------------------------------------------------------------------- (5) Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) / / - ------------------------------------------------------------------------------- (6) Citizenship or Place of Organization U.S.A. - ------------------------------------------------------------------------------- Number of Shares (7) Sole Voting Power Beneficially Owned by Each Reporting -------------------------------------------------- Person With (8) Shared Voting Power 1,282,948 -------------------------------------------------- (9) Sole Dispositive Power -------------------------------------------------- (10) Shared Dispositive Power 1,282,948 - ------------------------------------------------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 1,282,948 - ------------------------------------------------------------------------------- (12) Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares / / - ------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) 2.37% - ------------------------------------------------------------------------------- (14) Type of Reporting Person IN - ------------------------------------------------------------------------------- CUSIP No. 037933108 - ------------------------------------------------------------------------------- (1) Name of Reporting Person. S.S. or I.R.S. Identification Nos. of Above Persons DAVID H. BATCHELDER - ------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member (a) / / of a Group (b) / / - ------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------- (4) Source of Funds See Item 3 - ------------------------------------------------------------------------------- (5) Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) / / - ------------------------------------------------------------------------------- (6) Citizenship or Place of Organization U.S.A. - ------------------------------------------------------------------------------- Number of Shares (7) Sole Voting Power Beneficially Owned 75,000 by Each Reporting -------------------------------------------------- Person With (8) Shared Voting Power 1,282,948 -------------------------------------------------- (9) Sole Dispositive Power 75,000 -------------------------------------------------- (10) Shared Dispositive Power 1,282,948 - ------------------------------------------------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 1,357,948 - ------------------------------------------------------------------------------- (12) Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares / / - ------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) 2.50% - ------------------------------------------------------------------------------- (14) Type of Reporting Person IN - ------------------------------------------------------------------------------- CUSIP No. 037933108 - ------------------------------------------------------------------------------- (1) Name of Reporting Person. S.S. or I.R.S. Identification Nos. of Above Persons JOEL L. REED - ------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member (a) / / of a Group (b) / / - ------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------- (4) Source of Funds NA - ------------------------------------------------------------------------------- (5) Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) / / - ------------------------------------------------------------------------------- (6) Citizenship or Place of Organization U.S.A. - ------------------------------------------------------------------------------- Number of Shares (7) Sole Voting Power Beneficially Owned by Each Reporting -------------------------------------------------- Person With (8) Shared Voting Power 1,282,948 -------------------------------------------------- (9) Sole Dispositive Power -------------------------------------------------- (10) Shared Dispositive Power 1,282,948 - ------------------------------------------------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 1,282,948 - ------------------------------------------------------------------------------- (12) Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares / / - ------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) 2.37% - ------------------------------------------------------------------------------- (14) Type of Reporting Person IN - ------------------------------------------------------------------------------- Pursuant to Rule 13d-2(a) of Regulation 13D-G of the General Rules and Regulations under the Securities Exchange Act of 1934, as amended, the undersigned hereby amend their Schedule 13D statement dated October 9, 1997, as amended by Amendment No. 1 dated January 28, 1998, Amendment No. 2 dated February 5, 1998, Amendment No. 3 dated November 20, 1998, Amendment No. 4 dated April 7, 1999, Amendment No. 5 dated April 19, 1999, and Amendment No. 6 dated August 9, 2001 (the "Schedule 13D"), relating to the common stock, par value $0.001 per share (the "Shares") of Apria Healthcare Group Inc. (the "Company"). Unless otherwise indicated, all defined terms used herein shall have the same meanings ascribed to them in the Schedule 13D. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER. The answers to Item 5(a), (b) and (c) are hereby amended and restated in their entirety, as follows: (a) As of the date of this Statement, the Reporting Persons beneficially owned in the aggregate 1,282,948 Shares constituting 2.37% of the outstanding Shares. The percentage of Shares owned is based upon 54,109,795 Shares outstanding on July 20, 2001, as set forth in the Company's Form 10-Q for the quarter ended June 30, 2001. In addition, in accordance with Rule 13d-3 under the Securities Exchange Act of 1934, as amended, 121,666 shares which are subject to stock options exercisable within 60 days of the date of this Amendment and which are deemed to be beneficially owned by the Reporting Persons (collectively), and each of RILLC and Messrs. Whitworth, Batchelder and Reed are deemed to be outstanding for the purpose of computing the percentages of Shares outstanding owned by the Reporting Persons (collectively), RILLC and Messrs. Whitworth, Batchelder and Reed (but not RILP, RFP, RCP or RP). The Reporting Persons may be deemed to have direct beneficial ownership of Shares as follows:
NAME NUMBER OF SHARES PERCENT OF OUTSTANDING SHARES - ---- ---------------- ----------------------------- David Batchelder 75,000 0.14% RILLC 356,680 0.66% RILP 752,851 1.39% RFP 43,596 0.08% RCP 81,765 0.06% RP 98,056 0.18%
RILLC, in its capacity as an investment management consultant, may be deemed to possess direct beneficial ownership of the 235,014 Shares that are owned by separate accounts which it manages and of 121,666 Shares which are subject to stock options exercisable within 60 days of the date of this Amendment. In addition, RILLC, as the sole general partner of each of RILP, RFP, RCP and RP may be deemed indirectly to own beneficially (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) 926,268 Shares (or 1.71% of outstanding Shares) of which one of RILP, RFP, RCP or RP may be deemed to possess direct beneficial ownership. In addition to the Shares of which Messrs. Batchelder and Whitworth are the direct beneficial owners, as Managing Members of RILLC, each of Messrs. Whitworth and Batchelder, as well as Mr. Reed may be deemed to share beneficial ownership of the 1,282,948 Shares (or 2.37% of outstanding Shares) which RILLC may beneficially own. Each of Messrs. Whitworth, Batchelder and Reed disclaims beneficial ownership of such 1,282,948 Shares for all other purposes. To the best of the knowledge of each of the Reporting Persons, other than as set forth above, none of the persons named in Item 2 is the beneficial owner of any Shares. (b) Mr. Batchelder has the sole power to vote or direct the vote of 75,000 Shares and the sole power to dispose or direct the disposition of such Shares. RILP has the sole power to vote or direct the vote of 752,851 Shares and the sole power to dispose or direct the disposition of such Shares. RFP has the sole power to vote or direct the vote of 43,596 Shares and the sole power to dispose or direct the disposition of such Shares. RCP has the sole power to vote or direct the vote of 31,765 Shares and the sole power to dispose or direct the disposition of such Shares. RP has the sole power to vote or direct the vote of 98,056 Shares and the sole power to dispose or direct the disposition of such Shares. RILLC has the sole power to vote or direct the vote of 235,014 Shares held by separate accounts which it manages, 121,666 Shares which are subject to stock options exercisable within 60 days of the date of this Amendment, and the sole power to dispose or direct the disposition of such Shares. In addition, RILLC, as sole General Partner of RILP, RFP, RCP and, RP, may be deemed to have the sole power to vote or direct the vote of 926,268 Shares held by such Reporting Persons, and the sole power to dispose or direct the disposition of such Shares. Messrs. Batchelder, Whitworth and Reed, as the Managing Members of RILLC, may be deemed to share the power to vote or to direct the vote and to dispose or to direct the disposition of such Shares. (c) Information concerning transactions in the Shares by the Reporting Persons during the past sixty (60) days is set forth in Exhibit 1A attached hereto. ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER. The answer to Item 6 is hereby amended by the addition, following the last paragraph thereof, of the following: On August 9, 2001, the Company participated as the selling stockholder in a secondary offering of 8,500,000 plus an optional 1,275,000 outstanding shares. The Company granted the Underwriters the option to purchase all or less than all of the optional securities within 30 days subsequent to the date of the Prospectus. All of the optional shares were purchased as of August 9, 2001. In addition to the Underwriting Agreement, the Company also entered in to a Lock-up Agreement which prevents the Company from selling, contracting to sell, pledging or otherwise disposing of any directly or indirectly held shares or options outside of the above contract. The Lock-up Agreement expires 90 days after the Public Offering Date. See Underwriting Agreement and the Lock-up Agreement attached hereto as Exhibit 8 and Exhibit 9, respectively, which are incorporated in their entirety into Item 6 of Amendment No. 6 to the Schedule 13D dated August 9, 2001. ITEM 7. MATERIAL TO BE FILED AS EXHIBITS. The following Exhibits are filed herewith: 1. Information concerning transactions in the Shares effected by the Reporting Persons (as of October 9, 1997).* 1A Information concerning transactions in the Shares effected by the Reporting Persons within the last sixty days (as of November 20, 1998).*** 1B Information concerning transactions in the Shares effected by the Reporting Persons within the last sixty days (as of April 8, 1999). 1C Information concerning transactions in the Shares effected by the Reporting Persons since Amendment 4 (as of April 19, 1999). ***** 1D Information concerning transactions in the Shares effected by the Reporting Persons within the last sixty days (as of August 9, 2001). 2. Customer Agreement with Donaldson, Lufkin & Jenrette Securities Corporation.* 3. Joint Filing Agreement.* 4. Stockholder Agreement, dated February 3, 1998, among JLL Argosy Apria, LLC, CIBC WG Argosy Merchant Fund 2, LLC, Joseph Littlejohn & Levy Fund III, L.P., Relational Investors, LLC, HBI Financial, Inc. and Apria Healthcare Group, Inc.** . 5. Standby Purchase Agreement dated as of November 3, 1998, between Apria Healthcare Group Inc. and Relational Investors, LLC, on behalf of the entities named therein.*** 6. Registration Rights Agreement dated as of November 3, 1998, between Apria Healthcare Group Inc. and Relational Investors, LLC, on behalf of the entities named therein.*** 7. Stock Purchase Agreement, dated April 19, 1999, among the persons identified on Schedules A and B thereto. ***** 8. Underwriting Agreement, dated August 9, 2001, among Apria Healthcare Group Inc., Credit Suisse First Boston Corporation, Banc of America Securities Inc., J.P. Morgan Securities Inc., UBS Warburg LLC, Jefferies & Company, Inc., Morgan Stanley & Co., Incorporated, Tucker Anthony Incorporated and Relational Investors LLC. ****** 9. Lock-up Agreement, dated June 6, 2001, among Apria Healthcare Group Inc., Credit Suisse First Boston Corporation, and Relational Investors LLC. ****** * Filed with the initial Schedule 13D of the Reporting Persons, dated October 9, 1997. ** Filed with Amendment No. 2 to the Schedule 13D of the Reporting Persons, dated February 5, 1998. *** Filed with Amendment No. 3 to the Schedule 13D of the Reporting Persons, dated November 20, 1998. **** Filed with Amendment No. 4 to the Schedule 13D of the Reporting Persons, dated April 7, 1999. ***** Filed with Amendment No. 5 to the Schedule 13D of the Reporting Persons, dated April 19, 1999. ****** Filed with Amendment No. 6 to the Schedule 13D of the Reporting Persons, dated August 9, 2001. SIGNATURES After reasonable inquiry and to the best of their knowledge and belief, the undersigned certify that the information contained in this statement is true, complete and correct. Dated: August 13, 2001 RELATIONAL INVESTORS, L.P. RELATIONAL FUND PARTNERS, L.P. RELATIONAL COAST PARTNERS, L.P. RELATIONAL PARTNERS, L.P. By: Relational Investors, LLC as general partner to each By: /s/ Ralph V. Whitworth Ralph V. Whitworth Managing Member RELATIONAL INVESTORS, LLC By: /s/ Ralph V. Whitworth Ralph V. Whitworth Managing Member /s/ David H. Batchelder David H. Batchelder /s/ Joel L. Reed Joel L. Reed EXHIBIT INDEX
EXHIBIT NO. DESCRIPTION - ----------- ----------- 1. Information concerning transactions in the Shares effected by the Reporting Persons (as of October 9, 1997).* 1A Information concerning transactions in the Shares effected by the Reporting Persons within the last sixty days (as of November 20, 1998). *** 1B Information concerning transactions in the Shares effected by the Reporting Persons within the last sixty days (as of April 7, 1999). **** 1C Information concerning transactions in the Shares effected by the Reporting Persons since Amendment 4 (as of April 19, 1999). ***** 1D Information concerning transactions in the Shares effected by the Reporting Persons within the last sixty days (as of August 9, 2001). 2. Customer Agreement with Donaldson, Lufkin & Jenrette Securities Corporation.* 3. Joint Filing Agreement.* 4. Stockholder Agreement, dated February 3, 1998, among JLL Argosy Apria, LLC, CIBC WG Argosy Merchant Fund 2, LLC, Joseph Littlejohn & Levy Fund III, L.P., Relational Investors, LLC, HBI Financial, Inc. and Apria Healthcare Group, Inc** 5. Standby Purchase Agreement dated as of November 3, 1998 between Apria Healthcare Group Inc. and Relational Investors, LLC, on behalf of the entities named therein. *** 6. Registration Rights Agreement dated as of November 3, 1998 between Apria Healthcare Group Inc. and Relational Investors, LLC, on behalf of the entities named therein. *** 7. Stock Purchase Agreement, dated April 19, 1999, among the persons identified on Schedules A and B thereto. ***** 8. Underwriting Agreement, dated August 9, 2001, among Apria Healthcare Group Inc., Credit Suisse First Boston Corporation, Banc of America Securities Inc., J.P. Morgan Securities Inc., UBS Warburg LLC, Jefferies & Company, Inc., Morgan Stanley & Co., Incorporated, Tucker Anthony Incorporated and Relational Investors LLC. ****** 9. Lock-up Agreement, dated June 6, 2001, among Apria Healthcare Group Inc., Credit Suisse First Boston Corporation, and Relational Investors LLC. ******
* Filed with the initial Schedule 13D of the Reporting Persons, dated October 9, 1997. ** Filed with Amendment No. 2 to the Schedule 13D of the Reporting Persons, dated February 5, 1998. *** Filed with Amendment No. 3 to the Schedule 13D of the Reporting Persons, dated November 20, 1998. **** Filed with Amendment No. 4 to the Schedule 13D of the Reporting Persons, dated April 7, 1999. ***** Filed with Amendment No. 5 to the Schedule 13D of the Reporting Persons, dated April 19, 1999. ****** Filed with Amendment No. 6 to the Schedule 13D of the Reporting Persons, dated August 9, 2001. EX-99.1D 3 a2057047zex-99_1d.txt EXHIBIT 99.1D EXHIBIT 1D TRANSACTIONS IN THE SHARES EFFECTED BY THE REPORTING PERSONS WITHIN THE LAST SIXTY DAYS (AS OF AUGUST 9, 2001) The Reporting Persons engaged in the following transactions in Shares of the Company during the past sixty (60) days. All transactions involved purchases of Shares on the New York Stock Exchange, unless marked (P) or (T) in the second column to indicate a purchase on the Pacific Stock Exchange or in the Third Market, respectively.
- ---------------------------------------------------------------------------------------------------------------- Denotes Third Price per Share Reporting Person with Direct Market(T) Date of Number of (including Beneficial Ownership Trade Transaction Shares Commissions) Relational Investors, LLC 08/9/01 1,720,186 $22.758 Relational Investors, L.P. 08/9/01 5,510,490 $22.758 Relational Fund Partners, L.P. 08/9/01 319,102 $22.758 Relational Coast Partners, L.P. 08/9/01 232,502 $22.758 Relational Partners, L.P. 08/9/01 717,720 $22.758
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