0001104659-14-021886.txt : 20140321
0001104659-14-021886.hdr.sgml : 20140321
20140321174114
ACCESSION NUMBER: 0001104659-14-021886
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140319
FILED AS OF DATE: 20140321
DATE AS OF CHANGE: 20140321
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SPX CORP
CENTRAL INDEX KEY: 0000088205
STANDARD INDUSTRIAL CLASSIFICATION: METALWORKING MACHINERY & EQUIPMENT [3540]
IRS NUMBER: 381016240
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 13320 BALLANTYNE CORPORATE PLACE
CITY: CHARLOTTE
STATE: NC
ZIP: 28277
BUSINESS PHONE: 704-752-4400
MAIL ADDRESS:
STREET 1: 13320 BALLANTYNE CORPORATE PLACE
CITY: CHARLOTTE
STATE: NC
ZIP: 28277
FORMER COMPANY:
FORMER CONFORMED NAME: SEALED POWER CORP
DATE OF NAME CHANGE: 19880515
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BATCHELDER DAVID H
CENTRAL INDEX KEY: 0000947324
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-06948
FILM NUMBER: 14711342
MAIL ADDRESS:
STREET 1: RELATIONAL INVESTORS LLC
STREET 2: 12400 HIGH BLUFF DRIVE. SUITE 600
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WHITWORTH RALPH V
CENTRAL INDEX KEY: 0001052622
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-06948
FILM NUMBER: 14711343
MAIL ADDRESS:
STREET 1: RELATIONAL INVESTORS LLC
STREET 2: 12400 HIGH BLUFF DRIVE, SUITE 600
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RELATIONAL INVESTORS LLC
CENTRAL INDEX KEY: 0001047644
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-06948
FILM NUMBER: 14711344
BUSINESS ADDRESS:
STREET 1: 12400 HIGH BLUFF DRIVE
STREET 2: SUITE 600
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
BUSINESS PHONE: 858.704.3333
MAIL ADDRESS:
STREET 1: 12400 HIGH BLUFF DRIVE
STREET 2: SUITE 600
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
4
1
a4.xml
4
X0306
4
2014-03-19
0
0000088205
SPX CORP
SPW
0001047644
RELATIONAL INVESTORS LLC
12400 HIGH BLUFF DRIVE, SUITE 600
SAN DIEGO
CA
92130
0
0
1
0
0001052622
WHITWORTH RALPH V
12400 HIGH BLUFF DRIVE, SUITE 600
SAN DIEGO
CA
92130
0
0
1
0
0000947324
BATCHELDER DAVID H
12400 HIGH BLUFF DRIVE, SUITE 600
SAN DIEGO
CA
92130
0
0
1
0
Common Stock
2014-03-19
4
S
0
42279
102.32
D
6621507
I
Through Limited Partnerships and managed accounts managed by reporting persons
Common Stock
2014-03-19
4
S
0
27176
103.11
D
6594331
I
Through Limited Partnerships and managed accounts managed by reporting persons
Common Stock
2014-03-20
4
S
0
63883
101.28
D
6530448
I
Through Limited Partnerships and managed accounts managed by reporting persons
Common Stock
2014-03-20
4
S
0
2890
102.01
D
6527558
I
Through Limited Partnerships and managed accounts managed by reporting persons
Common Stock
2014-03-21
4
S
0
25642
100.21
D
6501916
I
Through Limited Partnerships and managed accounts managed by reporting persons
Common Stock
2014-03-21
4
S
0
52893
101.35
D
6449023
I
Through Limited Partnerships and managed accounts managed by reporting persons
Relational Investors LLC ("RILLC") is the general partner or investment manager of certain affiliated entities. RILLC and the affiliated entities own a total of 6,449,023 shares. RILLC is managed by Ralph V. Whitworth and David H. Batchelder, each of which is a reporting person hereunder. Ralph V. Whitworth and David H. Batchelder disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein.
The price in column 4 is a weighted average price. The prices actually paid ranged from $102.00 to $102.99. Upon request, the reporting persons will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
The price in column 4 is a weighted average price. The prices actually paid ranged from $103.00 to $103.59. Upon request, the reporting persons will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
The price in column 4 is a weighted average price. The prices actually paid ranged from $101.00 to $101.99. Upon request, the reporting persons will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
The price in column 4 is a weighted average price. The prices actually paid ranged from $102.00 to $102.11. Upon request, the reporting persons will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
The price in column 4 is a weighted average price. The prices actually paid ranged from $100.00 to $100.43. Upon request, the reporting persons will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
The price in column 4 is a weighted average price. The prices actually paid ranged from $101.00 to $101.51. Upon request, the reporting persons will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
Relational Investors LLC By: /s/ Ralph V. Whitworth, Principal
2014-03-21
/s/ Ralph V. Whitworth
2014-03-21
/s/ David H. Batchelder
2014-03-21