0001104659-14-021886.txt : 20140321 0001104659-14-021886.hdr.sgml : 20140321 20140321174114 ACCESSION NUMBER: 0001104659-14-021886 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140319 FILED AS OF DATE: 20140321 DATE AS OF CHANGE: 20140321 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPX CORP CENTRAL INDEX KEY: 0000088205 STANDARD INDUSTRIAL CLASSIFICATION: METALWORKING MACHINERY & EQUIPMENT [3540] IRS NUMBER: 381016240 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13320 BALLANTYNE CORPORATE PLACE CITY: CHARLOTTE STATE: NC ZIP: 28277 BUSINESS PHONE: 704-752-4400 MAIL ADDRESS: STREET 1: 13320 BALLANTYNE CORPORATE PLACE CITY: CHARLOTTE STATE: NC ZIP: 28277 FORMER COMPANY: FORMER CONFORMED NAME: SEALED POWER CORP DATE OF NAME CHANGE: 19880515 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BATCHELDER DAVID H CENTRAL INDEX KEY: 0000947324 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06948 FILM NUMBER: 14711342 MAIL ADDRESS: STREET 1: RELATIONAL INVESTORS LLC STREET 2: 12400 HIGH BLUFF DRIVE. SUITE 600 CITY: SAN DIEGO STATE: CA ZIP: 92130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WHITWORTH RALPH V CENTRAL INDEX KEY: 0001052622 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06948 FILM NUMBER: 14711343 MAIL ADDRESS: STREET 1: RELATIONAL INVESTORS LLC STREET 2: 12400 HIGH BLUFF DRIVE, SUITE 600 CITY: SAN DIEGO STATE: CA ZIP: 92130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RELATIONAL INVESTORS LLC CENTRAL INDEX KEY: 0001047644 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06948 FILM NUMBER: 14711344 BUSINESS ADDRESS: STREET 1: 12400 HIGH BLUFF DRIVE STREET 2: SUITE 600 CITY: SAN DIEGO STATE: CA ZIP: 92130 BUSINESS PHONE: 858.704.3333 MAIL ADDRESS: STREET 1: 12400 HIGH BLUFF DRIVE STREET 2: SUITE 600 CITY: SAN DIEGO STATE: CA ZIP: 92130 4 1 a4.xml 4 X0306 4 2014-03-19 0 0000088205 SPX CORP SPW 0001047644 RELATIONAL INVESTORS LLC 12400 HIGH BLUFF DRIVE, SUITE 600 SAN DIEGO CA 92130 0 0 1 0 0001052622 WHITWORTH RALPH V 12400 HIGH BLUFF DRIVE, SUITE 600 SAN DIEGO CA 92130 0 0 1 0 0000947324 BATCHELDER DAVID H 12400 HIGH BLUFF DRIVE, SUITE 600 SAN DIEGO CA 92130 0 0 1 0 Common Stock 2014-03-19 4 S 0 42279 102.32 D 6621507 I Through Limited Partnerships and managed accounts managed by reporting persons Common Stock 2014-03-19 4 S 0 27176 103.11 D 6594331 I Through Limited Partnerships and managed accounts managed by reporting persons Common Stock 2014-03-20 4 S 0 63883 101.28 D 6530448 I Through Limited Partnerships and managed accounts managed by reporting persons Common Stock 2014-03-20 4 S 0 2890 102.01 D 6527558 I Through Limited Partnerships and managed accounts managed by reporting persons Common Stock 2014-03-21 4 S 0 25642 100.21 D 6501916 I Through Limited Partnerships and managed accounts managed by reporting persons Common Stock 2014-03-21 4 S 0 52893 101.35 D 6449023 I Through Limited Partnerships and managed accounts managed by reporting persons Relational Investors LLC ("RILLC") is the general partner or investment manager of certain affiliated entities. RILLC and the affiliated entities own a total of 6,449,023 shares. RILLC is managed by Ralph V. Whitworth and David H. Batchelder, each of which is a reporting person hereunder. Ralph V. Whitworth and David H. Batchelder disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein. The price in column 4 is a weighted average price. The prices actually paid ranged from $102.00 to $102.99. Upon request, the reporting persons will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range. The price in column 4 is a weighted average price. The prices actually paid ranged from $103.00 to $103.59. Upon request, the reporting persons will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range. The price in column 4 is a weighted average price. The prices actually paid ranged from $101.00 to $101.99. Upon request, the reporting persons will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range. The price in column 4 is a weighted average price. The prices actually paid ranged from $102.00 to $102.11. Upon request, the reporting persons will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range. The price in column 4 is a weighted average price. The prices actually paid ranged from $100.00 to $100.43. Upon request, the reporting persons will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range. The price in column 4 is a weighted average price. The prices actually paid ranged from $101.00 to $101.51. Upon request, the reporting persons will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range. Relational Investors LLC By: /s/ Ralph V. Whitworth, Principal 2014-03-21 /s/ Ralph V. Whitworth 2014-03-21 /s/ David H. Batchelder 2014-03-21