-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DIvAxqVsKVwjFEvQAXWlds9Fj2/mc0VD2BVH6dxkrixl1iEi2LNalWorBHzumIcQ gBRHIcS+WCLh/KKxP73lBA== 0000769993-98-000004.txt : 19980113 0000769993-98-000004.hdr.sgml : 19980113 ACCESSION NUMBER: 0000769993-98-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19971231 FILED AS OF DATE: 19980112 SROS: BSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SEAGRAM CO LTD CENTRAL INDEX KEY: 0000088188 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 000000000 STATE OF INCORPORATION: CA FISCAL YEAR END: 0701 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-02275 FILM NUMBER: 98504372 BUSINESS ADDRESS: STREET 1: 1430 PEEL ST STREET 2: H3A 1S9 CITY: MONTREAL QUEBEC CANA STATE: A8 BUSINESS PHONE: 5148495271 MAIL ADDRESS: STREET 1: C/O JOSEPH E SEAGRAM & SONS INC STREET 2: 375 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10152 COMPANY DATA: COMPANY CONFORMED NAME: WEINBERG JOHN S CENTRAL INDEX KEY: 0001029647 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 85 BROAD STREET CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 2129027202 4 1 FORM 4 - 12/31/1997 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person Weinberg, John S. c/o Goldman, Sachs & Co. 85 Broad Street New York, NY 10004 2. Issuer Name and Ticker or Trading Symbol Seagram Company Ltd. (The) VO 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year 12/31/1997 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) (X) Director ( ) 10% Owner ( ) Officer (give title below) ( ) Other (specify below) 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| Common Stock | | | | | | |1,000 |D | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |12/17/|P | |1,000 |A |$31.625 | |I |01 | |97 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |12/17/|S | |1,000 |D |$31.3125 |-0- |I |01 | |97 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock | | | | | | |5,500 |I |Trust F/B/O John S. Weinber| | | | | | | | | |g | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| Deferred Share Units |1-for-1 | | | | | |02 |02 |Common Stock|74.074 |$40.50 | |D | | - -----------------------------------------------------------------------------------------------------------------------------------| Deferred Share Units |1-for-1 | | | | | |02 |02 |Common Stock|880.503|$39.75 | |D | | - -----------------------------------------------------------------------------------------------------------------------------------| Deferred Share Units |1-for-1 | | | | | |02 |02 |Common Stock|4.064 |$38.75 | |D | | - -----------------------------------------------------------------------------------------------------------------------------------| Deferred Share Units |1-for-1 | | | | | |02 |02 |Common Stock|159.204|$37.687| |D | | | | | | | | | | | | |5 | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Deferred Share Units |1-for-1 | | | | | |02 |02 |Common Stock|4.485 |$41.125| |D | | - -----------------------------------------------------------------------------------------------------------------------------------| Deferred Share Units |1-for-1 | | | | | |02 |02 |Common Stock|306.709|$39.125| |D | | - -----------------------------------------------------------------------------------------------------------------------------------| Deferred Share Units |1-for-1 |9/15/|A |V|6.76 |A |02 |02 |Common Stock|6.76 |$34.875| |D | | | |97 | | | | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Deferred Share Units |1-for-1 |10/20|A |V|172.973 |A |02 |02 |Common Stock|172.973|$34.687| |D | | | |/97 | | | | | | | | |5 | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Deferred Share Units |1-for-1 |12/19|A |V|195.320 |A |02 |02 |Common Stock|195.320|$30.718|1,804.092 |D | | | |/97 | | | | | | | | |8 | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: 01: The Reporting Person is a managing director of Goldman, Sachs & Co. ("GS"). Transactions reported herein were effected by GS. Without admitting any legal obligation, GS will remit appropriate profits, if any, to the Company. The Reporting Person disclaims beneficial ownership of the securities reported herein as indirectly owned except to the extent of his pecuniary interest therein. 02: The Deferred Share Units were accrued pursuant to The Seagram Company Ltd. (the "Company") Stock Plan for Non-Employee Directors and will be paid in Common Stock of the Company or cash after the Reporting Person's termination of service on the Company's Board of Directors. SIGNATURE OF REPORTING PERSON By: s/ Hans L. Reich Attorney-in-fact DATE January 2, 1998
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