0001104659-12-044218.txt : 20120618
0001104659-12-044218.hdr.sgml : 20120618
20120618212408
ACCESSION NUMBER: 0001104659-12-044218
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120614
FILED AS OF DATE: 20120618
DATE AS OF CHANGE: 20120618
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: VIVUS INC
CENTRAL INDEX KEY: 0000881524
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 943136179
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1172 CASTRO ST
STREET 2: STE 200
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94040
BUSINESS PHONE: 6509345265
MAIL ADDRESS:
STREET 1: 1172 CASTRO STREET
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94040
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TAM PETER Y
CENTRAL INDEX KEY: 0001251107
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33389
FILM NUMBER: 12913630
MAIL ADDRESS:
STREET 1: 1172 CASTRO STREET
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94040
4
1
a4.xml
4
X0305
4
2012-06-14
0
0000881524
VIVUS INC
VVUS
0001251107
TAM PETER Y
1172 CASTRO STREET
MOUNTAIN VIEW
CA
94040
1
1
0
0
President
Common Stock
2012-06-14
4
M
0
21250
3.4900
A
118879
D
Common Stock
2012-06-14
4
S
0
21250
25.2848
D
97629
D
Common Stock
2012-06-14
4
M
0
8750
3.4900
A
106379
D
Common Stock
2012-06-14
4
S
0
8750
25.2848
D
97629
D
Common Stock
2012-06-14
4
M
0
17467
4.0000
A
115096
D
Common Stock
2012-06-14
4
S
0
17467
25.2848
D
97629
D
Common Stock
2012-06-14
4
M
0
8783
4.0000
A
106412
D
Common Stock
2012-06-14
4
S
0
8783
25.2848
D
97629
D
Common Stock
2012-06-14
4
M
0
20026
4.5800
A
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D
Common Stock
2012-06-14
4
S
0
20026
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D
97629
D
Common Stock
2012-06-14
4
M
0
14974
4.5800
A
112603
D
Common Stock
2012-06-14
4
S
0
14974
25.2848
D
97629
D
Common Stock
2012-06-14
4
M
0
15822
4.5300
A
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D
Common Stock
2012-06-14
4
S
0
15822
25.2848
D
97629
D
Common Stock
2012-06-14
4
M
0
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4.5300
A
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D
Common Stock
2012-06-14
4
S
0
19178
25.2848
D
97629
D
Common Stock
2012-06-14
4
M
0
13841
4.1500
A
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D
Common Stock
2012-06-14
4
S
0
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25.2848
D
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D
Common Stock
2012-06-14
4
M
0
21159
4.1500
A
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D
Common Stock
2012-06-14
4
S
0
21159
25.2848
D
97629
D
Common Stock
2012-06-14
4
M
0
20000
3.7300
A
117629
D
Common Stock
2012-06-14
4
S
0
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25.2848
D
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D
Common Stock
2012-06-14
4
M
0
4102
3.7300
A
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D
Common Stock
2012-06-14
4
S
0
4102
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D
97629
D
Common Stock
2012-06-14
4
M
0
15898
3.7300
A
113527
D
Common Stock
2012-06-14
4
S
0
15898
25.2848
D
97629
D
Common Stock
2012-06-14
4
M
0
9480
3.1300
A
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D
Common Stock
2012-06-14
4
S
0
9480
25.2848
D
97629
D
Common Stock
2012-06-14
4
M
0
25520
3.1300
A
123149
D
Common Stock
2012-06-14
4
S
0
25520
25.2848
D
97629
D
Incentive Stock Option (right to buy)
3.1300
2012-06-14
4
M
0
9480
0
D
2016-01-30
Common Stock
9480
0
D
Incentive Stock Option (right to buy)
3.4900
2012-06-14
4
M
0
21250
0
D
2012-10-25
Common Stock
21250
0
D
Incentive Stock Option (right to buy)
3.7300
2012-06-14
4
M
0
20000
0
D
2015-08-23
Common Stock
20000
4102
D
Incentive Stock Option (right to buy)
3.7300
2012-06-14
4
M
0
4102
0
D
2015-08-23
Common Stock
4102
0
D
Incentive Stock Option (right to buy)
4.0000
2012-06-14
4
M
0
17467
0
D
2013-01-20
Common Stock
17467
0
D
Incentive Stock Option (right to buy)
4.1500
2012-06-14
4
M
0
13841
0
D
2015-01-24
Common Stock
13841
0
D
Incentive Stock Option (right to buy)
4.5300
2012-06-14
4
M
0
15822
0
D
2014-07-19
Common Stock
15822
0
D
Non-Qualified Stock Option (right to buy)
3.1300
2012-06-14
4
M
0
25520
0
D
2016-01-30
Common Stock
25520
0
D
Non-Qualified Stock Option (right to buy)
3.4900
2012-06-14
4
M
0
8750
0
D
2012-10-25
Common Stock
8750
0
D
Non-Qualified Stock Option (right to buy)
3.7300
2012-06-14
4
M
0
15898
0
D
2015-08-23
Common Stock
15898
40000
D
Non-Qualified Stock Option (right to buy)
4.0000
2012-06-14
4
M
0
8783
0
D
2013-01-20
Common Stock
8783
0
D
Non-Qualified Stock Option (right to buy)
4.1500
2012-06-14
4
M
0
21159
0
D
2015-01-24
Common Stock
21159
0
D
Non-Qualified Stock Option (right to buy)
4.580
2012-06-14
4
M
0
20026
0
D
2014-01-26
Common Stock
20026
0
D
Non-Qualified Stock Option (right to buy)
4.5300
2012-06-14
4
M
0
19178
0
D
2014-07-19
Common Stock
19178
0
D
Non-Qualified Stock Option (right to buy)
4.5800
2012-06-14
4
M
0
14974
0
D
2014-01-26
Common Stock
14974
0
D
Includes 1,408 shares acquired under the VIVUS, Inc. Employee Stock Purchase Plan on May 14, 2012
The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 17, 2011, as amended.
The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $24.71 to $25.73 per share. Upon request by the Commission staff, the Issuer, or a sercurity holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
This option is fully vested and immediately exercisable.
By: s/Julie Hollenback by power of attorney For: Peter Tam
2012-06-18