0001104659-12-044218.txt : 20120618 0001104659-12-044218.hdr.sgml : 20120618 20120618212408 ACCESSION NUMBER: 0001104659-12-044218 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120614 FILED AS OF DATE: 20120618 DATE AS OF CHANGE: 20120618 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VIVUS INC CENTRAL INDEX KEY: 0000881524 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 943136179 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1172 CASTRO ST STREET 2: STE 200 CITY: MOUNTAIN VIEW STATE: CA ZIP: 94040 BUSINESS PHONE: 6509345265 MAIL ADDRESS: STREET 1: 1172 CASTRO STREET CITY: MOUNTAIN VIEW STATE: CA ZIP: 94040 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TAM PETER Y CENTRAL INDEX KEY: 0001251107 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33389 FILM NUMBER: 12913630 MAIL ADDRESS: STREET 1: 1172 CASTRO STREET CITY: MOUNTAIN VIEW STATE: CA ZIP: 94040 4 1 a4.xml 4 X0305 4 2012-06-14 0 0000881524 VIVUS INC VVUS 0001251107 TAM PETER Y 1172 CASTRO STREET MOUNTAIN VIEW CA 94040 1 1 0 0 President Common Stock 2012-06-14 4 M 0 21250 3.4900 A 118879 D Common Stock 2012-06-14 4 S 0 21250 25.2848 D 97629 D Common Stock 2012-06-14 4 M 0 8750 3.4900 A 106379 D Common Stock 2012-06-14 4 S 0 8750 25.2848 D 97629 D Common Stock 2012-06-14 4 M 0 17467 4.0000 A 115096 D Common Stock 2012-06-14 4 S 0 17467 25.2848 D 97629 D Common Stock 2012-06-14 4 M 0 8783 4.0000 A 106412 D Common Stock 2012-06-14 4 S 0 8783 25.2848 D 97629 D Common Stock 2012-06-14 4 M 0 20026 4.5800 A 117655 D Common Stock 2012-06-14 4 S 0 20026 25.2848 D 97629 D Common Stock 2012-06-14 4 M 0 14974 4.5800 A 112603 D Common Stock 2012-06-14 4 S 0 14974 25.2848 D 97629 D Common Stock 2012-06-14 4 M 0 15822 4.5300 A 113451 D Common Stock 2012-06-14 4 S 0 15822 25.2848 D 97629 D Common Stock 2012-06-14 4 M 0 19178 4.5300 A 116807 D Common Stock 2012-06-14 4 S 0 19178 25.2848 D 97629 D Common Stock 2012-06-14 4 M 0 13841 4.1500 A 111470 D Common Stock 2012-06-14 4 S 0 13841 25.2848 D 97629 D Common Stock 2012-06-14 4 M 0 21159 4.1500 A 118788 D Common Stock 2012-06-14 4 S 0 21159 25.2848 D 97629 D Common Stock 2012-06-14 4 M 0 20000 3.7300 A 117629 D Common Stock 2012-06-14 4 S 0 20000 25.2848 D 97629 D Common Stock 2012-06-14 4 M 0 4102 3.7300 A 101731 D Common Stock 2012-06-14 4 S 0 4102 25.2848 D 97629 D Common Stock 2012-06-14 4 M 0 15898 3.7300 A 113527 D Common Stock 2012-06-14 4 S 0 15898 25.2848 D 97629 D Common Stock 2012-06-14 4 M 0 9480 3.1300 A 107109 D Common Stock 2012-06-14 4 S 0 9480 25.2848 D 97629 D Common Stock 2012-06-14 4 M 0 25520 3.1300 A 123149 D Common Stock 2012-06-14 4 S 0 25520 25.2848 D 97629 D Incentive Stock Option (right to buy) 3.1300 2012-06-14 4 M 0 9480 0 D 2016-01-30 Common Stock 9480 0 D Incentive Stock Option (right to buy) 3.4900 2012-06-14 4 M 0 21250 0 D 2012-10-25 Common Stock 21250 0 D Incentive Stock Option (right to buy) 3.7300 2012-06-14 4 M 0 20000 0 D 2015-08-23 Common Stock 20000 4102 D Incentive Stock Option (right to buy) 3.7300 2012-06-14 4 M 0 4102 0 D 2015-08-23 Common Stock 4102 0 D Incentive Stock Option (right to buy) 4.0000 2012-06-14 4 M 0 17467 0 D 2013-01-20 Common Stock 17467 0 D Incentive Stock Option (right to buy) 4.1500 2012-06-14 4 M 0 13841 0 D 2015-01-24 Common Stock 13841 0 D Incentive Stock Option (right to buy) 4.5300 2012-06-14 4 M 0 15822 0 D 2014-07-19 Common Stock 15822 0 D Non-Qualified Stock Option (right to buy) 3.1300 2012-06-14 4 M 0 25520 0 D 2016-01-30 Common Stock 25520 0 D Non-Qualified Stock Option (right to buy) 3.4900 2012-06-14 4 M 0 8750 0 D 2012-10-25 Common Stock 8750 0 D Non-Qualified Stock Option (right to buy) 3.7300 2012-06-14 4 M 0 15898 0 D 2015-08-23 Common Stock 15898 40000 D Non-Qualified Stock Option (right to buy) 4.0000 2012-06-14 4 M 0 8783 0 D 2013-01-20 Common Stock 8783 0 D Non-Qualified Stock Option (right to buy) 4.1500 2012-06-14 4 M 0 21159 0 D 2015-01-24 Common Stock 21159 0 D Non-Qualified Stock Option (right to buy) 4.580 2012-06-14 4 M 0 20026 0 D 2014-01-26 Common Stock 20026 0 D Non-Qualified Stock Option (right to buy) 4.5300 2012-06-14 4 M 0 19178 0 D 2014-07-19 Common Stock 19178 0 D Non-Qualified Stock Option (right to buy) 4.5800 2012-06-14 4 M 0 14974 0 D 2014-01-26 Common Stock 14974 0 D Includes 1,408 shares acquired under the VIVUS, Inc. Employee Stock Purchase Plan on May 14, 2012 The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 17, 2011, as amended. The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $24.71 to $25.73 per share. Upon request by the Commission staff, the Issuer, or a sercurity holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. This option is fully vested and immediately exercisable. By: s/Julie Hollenback by power of attorney For: Peter Tam 2012-06-18