0001104659-12-017604.txt : 20120312
0001104659-12-017604.hdr.sgml : 20120310
20120312172450
ACCESSION NUMBER: 0001104659-12-017604
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120308
FILED AS OF DATE: 20120312
DATE AS OF CHANGE: 20120312
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SHORTLIFFE LINDA M DAIRIKI
CENTRAL INDEX KEY: 0001254533
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33389
FILM NUMBER: 12685016
MAIL ADDRESS:
STREET 1: 1172 CASTRO STREET
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94040
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: VIVUS INC
CENTRAL INDEX KEY: 0000881524
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 943136179
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1172 CASTRO ST
STREET 2: STE 200
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94040
BUSINESS PHONE: 6509345265
MAIL ADDRESS:
STREET 1: 1172 CASTRO STREET
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94040
4
1
a4.xml
4
X0304
4
2012-03-08
0
0000881524
VIVUS INC
VVUS
0001254533
SHORTLIFFE LINDA M DAIRIKI
1172 CASTRO STREET
MOUNTAIN VIEW
CA
94040
1
0
0
0
Common Stock
2012-03-08
4
M
0
8000
6.52
A
8000
D
Common Stock
2012-03-08
4
S
0
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21.50
D
0
D
Common Stock
2012-03-08
4
M
0
2000
4.59
A
2000
D
Common Stock
2012-03-08
4
S
0
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21.50
D
0
D
Common Stock
2012-03-08
4
M
0
8000
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A
8000
D
Common Stock
2012-03-08
4
S
0
8000
21.50
D
0
D
Common Stock
2012-03-08
4
M
0
2000
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A
2000
D
Common Stock
2012-03-08
4
S
0
2000
21.50
D
0
D
Common Stock
2012-03-08
4
M
0
8000
4.00
A
8000
D
Common Stock
2012-03-08
4
S
0
8000
21.50
D
0
D
Common Stock
2012-03-08
4
M
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2000
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A
2000
D
Common Stock
2012-03-08
4
S
0
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D
0
D
Common Stock
2012-03-08
4
M
0
8000
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A
8000
D
Common Stock
2012-03-08
4
S
0
8000
21.50
D
0
D
Common Stock
2012-03-08
4
M
0
2000
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A
2000
D
Common Stock
2012-03-08
4
S
0
2000
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D
0
D
Common Stock
2012-03-08
4
M
0
4000
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A
4000
D
Common Stock
2012-03-08
4
S
0
4000
21.50
D
0
D
Common Stock
2012-03-08
4
M
0
8000
3.90
A
8000
D
Common Stock
2012-03-08
4
S
0
8000
21.50
D
0
D
Non-Qualified Stock Option (right to buy)
3.90
2012-03-08
4
M
0
8000
0
D
2016-06-14
Common Stock
8000
0
D
Non-Qualified Stock Option (right to buy)
2.99
2012-03-08
4
M
0
8000
0
D
2015-06-15
Common Stock
8000
0
D
Non-Qualified Stock Option (right to buy)
3.13
2012-03-08
4
M
0
2000
0
D
2016-01-30
Common Stock
2000
0
D
Non-Qualified Stock Option (right to buy)
3.27
2012-03-08
4
M
0
4000
0
D
2016-02-20
Common Stock
4000
0
D
Non-Qualified Stock Option (right to buy)
4.00
2012-03-08
4
M
0
8000
0
D
2014-06-14
Common Stock
8000
0
D
Non-Qualified Stock Option (right to buy)
4.15
2012-03-08
4
M
0
2000
0
D
2015-01-24
Common Stock
2000
0
D
Non-Qualified Stock Option (right to buy)
4.58
2012-03-08
4
M
0
2000
0
D
2014-01-26
Common Stock
2000
0
D
Non-Qualified Stock Option (right to buy)
4.59
2012-03-08
4
M
0
2000
0
D
2013-04-14
Common Stock
2000
0
D
Non-Qualified Stock Option (right to buy)
5.23
2012-03-08
4
M
0
8000
0
D
2013-06-13
Common Stock
8000
0
D
Non-Qualified Stock Option (right to buy)
6.52
2012-03-08
4
M
0
8000
0
D
2012-06-05
Common Stock
8000
0
D
The option is fully vested and immediately exercisable.
/s/ Julie Hollenback, by power of attorney
2012-03-12