0001104659-12-017604.txt : 20120312 0001104659-12-017604.hdr.sgml : 20120310 20120312172450 ACCESSION NUMBER: 0001104659-12-017604 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120308 FILED AS OF DATE: 20120312 DATE AS OF CHANGE: 20120312 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHORTLIFFE LINDA M DAIRIKI CENTRAL INDEX KEY: 0001254533 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33389 FILM NUMBER: 12685016 MAIL ADDRESS: STREET 1: 1172 CASTRO STREET CITY: MOUNTAIN VIEW STATE: CA ZIP: 94040 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VIVUS INC CENTRAL INDEX KEY: 0000881524 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 943136179 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1172 CASTRO ST STREET 2: STE 200 CITY: MOUNTAIN VIEW STATE: CA ZIP: 94040 BUSINESS PHONE: 6509345265 MAIL ADDRESS: STREET 1: 1172 CASTRO STREET CITY: MOUNTAIN VIEW STATE: CA ZIP: 94040 4 1 a4.xml 4 X0304 4 2012-03-08 0 0000881524 VIVUS INC VVUS 0001254533 SHORTLIFFE LINDA M DAIRIKI 1172 CASTRO STREET MOUNTAIN VIEW CA 94040 1 0 0 0 Common Stock 2012-03-08 4 M 0 8000 6.52 A 8000 D Common Stock 2012-03-08 4 S 0 8000 21.50 D 0 D Common Stock 2012-03-08 4 M 0 2000 4.59 A 2000 D Common Stock 2012-03-08 4 S 0 2000 21.50 D 0 D Common Stock 2012-03-08 4 M 0 8000 5.23 A 8000 D Common Stock 2012-03-08 4 S 0 8000 21.50 D 0 D Common Stock 2012-03-08 4 M 0 2000 4.58 A 2000 D Common Stock 2012-03-08 4 S 0 2000 21.50 D 0 D Common Stock 2012-03-08 4 M 0 8000 4.00 A 8000 D Common Stock 2012-03-08 4 S 0 8000 21.50 D 0 D Common Stock 2012-03-08 4 M 0 2000 4.15 A 2000 D Common Stock 2012-03-08 4 S 0 2000 21.50 D 0 D Common Stock 2012-03-08 4 M 0 8000 2.99 A 8000 D Common Stock 2012-03-08 4 S 0 8000 21.50 D 0 D Common Stock 2012-03-08 4 M 0 2000 3.13 A 2000 D Common Stock 2012-03-08 4 S 0 2000 21.50 D 0 D Common Stock 2012-03-08 4 M 0 4000 3.27 A 4000 D Common Stock 2012-03-08 4 S 0 4000 21.50 D 0 D Common Stock 2012-03-08 4 M 0 8000 3.90 A 8000 D Common Stock 2012-03-08 4 S 0 8000 21.50 D 0 D Non-Qualified Stock Option (right to buy) 3.90 2012-03-08 4 M 0 8000 0 D 2016-06-14 Common Stock 8000 0 D Non-Qualified Stock Option (right to buy) 2.99 2012-03-08 4 M 0 8000 0 D 2015-06-15 Common Stock 8000 0 D Non-Qualified Stock Option (right to buy) 3.13 2012-03-08 4 M 0 2000 0 D 2016-01-30 Common Stock 2000 0 D Non-Qualified Stock Option (right to buy) 3.27 2012-03-08 4 M 0 4000 0 D 2016-02-20 Common Stock 4000 0 D Non-Qualified Stock Option (right to buy) 4.00 2012-03-08 4 M 0 8000 0 D 2014-06-14 Common Stock 8000 0 D Non-Qualified Stock Option (right to buy) 4.15 2012-03-08 4 M 0 2000 0 D 2015-01-24 Common Stock 2000 0 D Non-Qualified Stock Option (right to buy) 4.58 2012-03-08 4 M 0 2000 0 D 2014-01-26 Common Stock 2000 0 D Non-Qualified Stock Option (right to buy) 4.59 2012-03-08 4 M 0 2000 0 D 2013-04-14 Common Stock 2000 0 D Non-Qualified Stock Option (right to buy) 5.23 2012-03-08 4 M 0 8000 0 D 2013-06-13 Common Stock 8000 0 D Non-Qualified Stock Option (right to buy) 6.52 2012-03-08 4 M 0 8000 0 D 2012-06-05 Common Stock 8000 0 D The option is fully vested and immediately exercisable. /s/ Julie Hollenback, by power of attorney 2012-03-12