SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
MOORE JOHN A

(Last) (First) (Middle)
120 EAGLE ROCK AVENUE, SUITE 190

(Street)
EAST HANOVER NJ 07936

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
04/12/2007
3. Issuer Name and Ticker or Trading Symbol
Comverge, Inc. [ COMV ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 4,415,309 I By corporation(3)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) (1) 06/20/2013 Common Stock 7,500 $2 D
Series A Preferred Stock (2) (2) Common Stock 1,078,657 (2) I By corporation(3)
Series A-2 Preferred Stock (2) (2) Common Stock 36,076 (2) I By corporation(3)
Series C Preferred Stock (2) (2) Common Stock 42,000 (2) I By corporation(3)
1. Name and Address of Reporting Person*
MOORE JOHN A

(Last) (First) (Middle)
120 EAGLE ROCK AVENUE, SUITE 190

(Street)
EAST HANOVER NJ 07936

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
X Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
ACORN FACTOR, INC.

(Last) (First) (Middle)
200 ROUTE 17

(Street)
MAHWAH NJ 07430

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
Explanation of Responses:
1. Options vest over one year at a rate of one fourth every three months, which period commenced September 20, 2006. These securities owned by John A. Moore.
2. The preferred stock is convertible on a 1:1 basis and converts automatically upon the consummation of issuer's initial public offering.
3. Mr. Moore disclaims beneficial ownership of these securities. These securities are owned by Acorn Factor, Inc.
/s/ John A. Moore 04/12/2007
/s/ John A. Moore for Acorn Factor, Inc. 04/12/2007
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.