EX-99.A.10 4 exa10-inv.htm AMENDED AND RESTATED ESTABLISHMENT AND DESIGNATION OF SERIES AND CLASSES OF SHARES OF BENEFICIAL INTEREST, WITH $0.01 PAR VALUE exa10-inv.htm
Exhibit (a)(10)
 
DWS INVESTMENT TRUST

Amended and Restated Establishment and Designation of Series and
Classes of Shares of Beneficial Interest, With $0.01 Par Value

WHEREAS, the Trustees of DWS Investment Trust (the “Trust”), acting pursuant to the Trust’s Amended and Restated Declaration of Trust (the “Declaration”), dated June 2, 2008, as amended, had previously established and designated one or more series of shares of beneficial interest in the Trust (each, a “Series” composed of “Shares”) pursuant to one or more designations of series (the “Prior Series Designations”) and had previously established and designated one or more classes of Shares (each, a “Class”) for some or all of the Series pursuant to one or more designations of classes (the “Prior Class Designations,” such Prior Series Designations and Prior Class Designations referred to herein collectively as the “Prior Designations”);

WHEREAS, the Trustees of the Trust, effective July 9, 2014, restated the Trust’s Prior Designations, the terms of the restated designation to supersede any terms set forth in the Prior Designations;

WHEREAS, pursuant to Article V, Sections 5.10 and 5.12 of the Declaration, the Trustees, at a meeting held on July 10, 2013, authorized the following Series’ name changes:

·  
The Series of Shares known as DWS Capital Growth Fund is renamed “Deutsche Capital Growth Fund;”
 
·  
The Series of Shares known as DWS Core Equity Fund is renamed “Deutsche Core Equity Fund;”
 
·  
The Series of Shares known as DWS Large Cap Focus Growth Fund is renamed “Deutsche Large Cap Focus Growth Fund;”
 
·  
The Series of Shares known as DWS Mid Cap Growth Fund is renamed “Deutsche Mid Cap Growth Fund;”
 
·  
The Series of Shares known as DWS Small Cap Core Fund is renamed “Deutsche Small Cap Core Fund;” and
 
·  
The Series of Shares known as DWS Small Cap Growth Fund is renamed “Deutsche Small Cap Growth Fund;” and
 
 
WHEREAS, all Series’ name changes are to be effective August 11, 2014.
 
NOW THEREFORE, pursuant to Article V, Section 5.12 and Article VIII, Section 8.3 of the Declaration, the Trustees of the Trust, effective August 11, 2014, hereby amend and restate the Trust’s Prior Designations, the terms of which to supersede any terms set forth in the Prior Designations:
 
 
 

 
1.           The following Series of Shares and Classes thereof are established and designated, the Shares, with $0.01 par value, of such Series and Classes to be subject to the terms of, and entitled to all the rights and preferences accorded to Shares of a Series, and, if applicable, a Class under, the Declaration and this amended and restated designation:

Deutsche Capital Growth Fund                                                     Class A
Class B
Class C
Class R
Class R6
Class S
Institutional Class

Deutsche Core Equity Fund                                                          Class A
Class B
Class C
Class R
Class R6
Class S
Institutional Class

Deutsche Large Cap Focus Growth Fund                                    Class A
Class B
Class C
Class S
Institutional Class

Deutsche Mid Cap Growth Fund                                                  Class A
Class B
Class C
Class S
Institutional Class

Deutsche Small Cap Core Fund                                                    Class A
Class B
Class C
Class S

Deutsche Small Cap Growth Fund                                                Class A
Class B
Class C
Class R
Class R6
Class S
Institutional Class
 
 
 

 
2.           For Shares of a Class of a Series, the relative rights and preferences of such Class shall be as determined by the Trustees of the Trust from time to time in accordance with the Declaration and set forth in the Trust’s Multi-Distribution System Plan adopted pursuant to Rule 18f-3 under the Investment Company Act of 1940, as amended, as such Plan may be amended from time to time, or as otherwise required by applicable law.  The Shares of a Class of a Series shall have such other terms, features and qualifications as may be determined by the Trustees of the Trust from time to time in accordance with the Declaration and set forth in the current prospectus and statement of additional information of the Series relating to such Class, contained in the Trust’s registration statement under the Securities Act of 1933, as amended, as such prospectus or statement of additional information may be further supplemented from time to time.
 
3.           The designation of the Series and Classes hereby shall not impair the power of the Trustees from time to time to designate additional Series and Classes of Shares of the Trust.

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IN WITNESS WHEREOF, the undersigned, being a majority of the Trustees of the Trust, have executed this instrument as of this 9th day of July 2014.


 /s/John W. Ballantine   /s/Henry P. Becton, Jr. 
John W. Ballantine, Trustee
 
Henry P. Becton, Jr., Trustee
 /s/Dawn-Marie Driscoll   /s/Keith R. Fox 
Dawn-Marie Driscoll, Trustee
 
Keith R. Fox, Trustee
 /s/Paul K. Freeman   /s/Kenneth C. Froewiss 
Paul K. Freeman, Trustee
 
Kenneth C. Froewiss, Trustee
/s/Richard J. Herring   /s/William McClayton 
Richard J. Herring, Trustee
 
William McClayton, Trustee
/s/Rebecca W. Rimel    /s/William N. Searcy, Jr. 
Rebecca W. Rimel, Trustee
 
William N. Searcy, Jr., Trustee
/s/Jean Gleason Stromberg    /s/Robert H. Wadsworth 
Jean Gleason Stromberg, Trustee
 
Robert H. Wadsworth, Trustee