0001398344-18-015331.txt : 20181025 0001398344-18-015331.hdr.sgml : 20181025 20181025160555 ACCESSION NUMBER: 0001398344-18-015331 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181023 FILED AS OF DATE: 20181025 DATE AS OF CHANGE: 20181025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HERZFELD THOMAS J CENTRAL INDEX KEY: 0001310710 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-06445 FILM NUMBER: 181138950 MAIL ADDRESS: STREET 1: THE HERZFELD CARIBBEAN BASIN FUND INC STREET 2: 119 WASHINGTON AVENUE, SUITE 504 CITY: MIAMI BEACH STATE: FL ZIP: 33139 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERZFELD CARIBBEAN BASIN FUND INC CENTRAL INDEX KEY: 0000880406 IRS NUMBER: 650396889 STATE OF INCORPORATION: MD FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 119 WASHINGTON AVENUE, SUITE 504 CITY: MIAMI BEACH STATE: FL ZIP: 33139 BUSINESS PHONE: 3052711900 MAIL ADDRESS: STREET 1: 119 WASHINGTON AVENUE, SUITE 504 CITY: MIAMI BEACH STATE: FL ZIP: 33139 FORMER COMPANY: FORMER CONFORMED NAME: FIRST CUBA FUND INC DATE OF NAME CHANGE: 19920929 4 1 ownership.xml X0306 4 2018-10-23 0 0000880406 HERZFELD CARIBBEAN BASIN FUND INC CUBA 0001310710 HERZFELD THOMAS J THE HERZFELD CARIBBEAN BASIN FUND INC 119 WASHINGTON AVENUE, SUITE 504 MIAMI BEACH FL 33139 1 0 0 0 Common Stock 2018-10-23 4 P 0 20000 5.8395 A 483255 D /s/ Thomas J. Herzfeld 2018-10-25