-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HHZ/oZQjzXacehWQphffB8/rR8WxF9yVzDEDlVNnWM2FzPu4f8R8wVtyFyi8YJOM Iw5qA2L2kT2amoMnvG1nrw== 0001341004-06-000180.txt : 20060123 0001341004-06-000180.hdr.sgml : 20060123 20060123172425 ACCESSION NUMBER: 0001341004-06-000180 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20060123 DATE AS OF CHANGE: 20060123 GROUP MEMBERS: HAWKEYE CAPITAL MANAGEMENT, LLC GROUP MEMBERS: RICHARD A. RUBIN SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SANFILIPPO JOHN B & SON INC CENTRAL INDEX KEY: 0000880117 STANDARD INDUSTRIAL CLASSIFICATION: SUGAR & CONFECTIONERY PRODUCTS [2060] IRS NUMBER: 362419677 STATE OF INCORPORATION: DE FISCAL YEAR END: 0624 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-41863 FILM NUMBER: 06544324 BUSINESS ADDRESS: STREET 1: 2299 BUSSE RD CITY: ELK GROVE VILLAGE STATE: IL ZIP: 60007-6057 BUSINESS PHONE: 8475932300 MAIL ADDRESS: STREET 1: 2299 BUSSE RD CITY: ELK GROVE VILLAGE STATE: IL ZIP: 60007-6057 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Hawkeye Capital Master CENTRAL INDEX KEY: 0001342024 IRS NUMBER: 980466159 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: ONE CAPITAL PLACE STREET 2: P.O. BOX 897GT CITY: GEORGETOWN, GRAND CAYMAN STATE: E9 ZIP: 475 BUSINESS PHONE: 212-265-0565 MAIL ADDRESS: STREET 1: ONE CAPITAL PLACE STREET 2: P.O. BOX 897GT CITY: GEORGETOWN, GRAND CAYMAN STATE: E9 ZIP: 475 SC 13G 1 nyc1079964.txt SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. _____)* John B. Sanfilippo & Son, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, par value $0.01 per share - ------------------------------------------------------------------------------- (Title of Class and Securities) 800422107 - -------------------------------------------------------------------------------- (CUSIP Number) January 13, 2006 - ------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [x ] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - ------------------------------------------------------------------------------- CUSIP No. 800422107 SCHEDULE 13G Page 2 of 8 - ------------------------------------------------------------------------------- - ------------------------------------------------------------------------------- (1) NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) Richard A. Rubin - ------------------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions): (a) [x] (b) [ ] - ------------------------------------------------------------------------------- (3) SEC USE ONLY - ------------------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------------- NUMBER OF (5) SOLE VOTING POWER SHARES 576,300 shares BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ------------------------------------------------- (6) SHARED VOTING POWER 0 shares ------------------------------------------------- (7) SOLE DISPOSITIVE POWER 576,300 shares ------------------------------------------------- (8) SHARED DISPOSITIVE POWER 0 shares - ------------------------------------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 576,300 shares - ------------------------------------------------------------------------------- (10) CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - ------------------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 7.11% - ------------------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON (See Instructions) IN - ------------------------------------------------------------------------------- - ------------------------------------------------------------------------------- CUSIP No. 800422107 SCHEDULE 13G Page 3 of 8 - ------------------------------------------------------------------------------- - ------------------------------------------------------------------------------- (1) NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) Hawkeye Capital Management, LLC - 134 092 634 - ------------------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions): (a) [x] (b) [ ] - ------------------------------------------------------------------------------- (3) SEC USE ONLY - ------------------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- NUMBER OF (5) SOLE VOTING POWER SHARES 0 shares BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ------------------------------------------------- (6) SHARED VOTING POWER 0 shares ------------------------------------------------- (7) SOLE DISPOSITIVE POWER 0 shares ------------------------------------------------- (8) SHARED DISPOSITIVE POWER 0 shares - ------------------------------------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 576,300 shares - ------------------------------------------------------------------------------- (10) CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - ------------------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 7.11% - ------------------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON (See Instructions) OO - ------------------------------------------------------------------------------- - ------------------------------------------------------------------------------- CUSIP No. 800422107 SCHEDULE 13G Page 4 of 8 - ------------------------------------------------------------------------------- (1) NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) Hawkeye Capital Master - 98 046 6159 - ------------------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions): (a) [x] (b) [ ] - ------------------------------------------------------------------------------- (3) SEC USE ONLY - ------------------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands - ------------------------------------------------------------------------------- NUMBER OF (5) SOLE VOTING POWER SHARES 0 shares BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ------------------------------------------------- (6) SHARED VOTING POWER 0 shares ------------------------------------------------- (7) SOLE DISPOSITIVE POWER 0 shares ------------------------------------------------- (8) SHARED DISPOSITIVE POWER 0 shares - ------------------------------------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 576,300 shares - ------------------------------------------------------------------------------- (10) CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - ------------------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 7.11% - ------------------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON (See Instructions) OO - ------------------------------------------------------------------------------- - ------------------------------------------------------------------------------- CUSIP No. 800422107 SCHEDULE 13G Page 5 of 8 - ------------------------------------------------------------------------------- Item 1(a). Name of Issuer: John B. Sanfilippo & Son, Inc. (JBSS) Item 1(b). Address of Issuer's Principal Executive Offices: 2299 Busse Rd. Elk Grove Village, IL 60007 Item 2(a). Name of Persons Filing: This Schedule 13G is being filed jointly by Richard A. Rubin, Hawkeye Capital Management, LLC and Hawkeye Capital Master (collectively the "Reporting Persons") with respect to shares of Common Stock of John B. Sanfilippo & Son, Inc. which the Reporting Persons may be deemed to beneficially own pursuant to Section 13(d) of the Exchange Act. Item 2(b). Address of Principal Business Office or, if None, Residence: The principal place of business for Richard A. Rubin and Hawkeye Capital Management, LLC is: 800 Third Avenue, 10th Floor New York, NY 10022 The principal place of business for Hawkeye Capital Master is: P.O. Box 897GT One Capital Place Georgetown, Grand Cayman Cayman Islands Item 2(c). Citizenship: Richard A. Rubin is a citizen of the United States. Hawkeye Capital Management, LLC was organized in the United States. Hawkeye Capital Master was organized in the Cayman Islands. Item 2(d). Title of Class of Securities: Common Stock, par value $0.01 per share Item 2(e). CUSIP Number: 800422107 - ------------------------------------------------------------------------------- CUSIP No. 800422107 SCHEDULE 13G Page 6 of 8 - ------------------------------------------------------------------------------- Item 3. If This Statement is Filed Pursuant to Sections 240.13d-1(b) or 240.13d-2(b), Check Whether the Person Filing is a: Not applicable. Item 4. Ownership. (a) Amount Beneficially Owned: 576,300 shares (b) Percent of Class: 7.11% Hawkeye Capital Master, a pooled investment vehicle organized as a Cayman Islands series trust, owns 576,300 shares of John B. Sanfilippo & Son, Inc. Common Stock which may be deemed to be beneficially owned by each Reporting Person and as to which Richard Rubin has sole voting power and dispositive power in his role as manager of Hawkeye Capital Management, LLC, the manager of Hawkeye Capital Master. Item 5. Ownership of Five Percent or Less of a Class. Not applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Controlling Person. Not applicable. Item 8. Identification and Classification of Members of the Group. Not applicable. Item 9. Notice of Dissolution of Group Not applicable. Item 10. Certification By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. - -------------------------------------------------------------------------------- CUSIP No. 800422107 SCHEDULE 13G Page 7 of 8 - ------------------------------------------------------------------------------ SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. January 23, 2006 ---------------- Date /s/ Richard A. Rubin --------------------------------------- Richard A. Rubin /s/ Richard A. Rubin --------------------------------------- Hawkeye Capital Management, LLC by Richard A. Rubin, Manager /s/ Richard A. Rubin --------------------------------------- Hawkeye Capital Master by Richard A. Rubin, Manager of Hawkeye Capital Management, LLC, Manager of Hawkeye Capital Master - ------------------------------------------------------------------------------- CUSIP No. 800422107 SCHEDULE 13G Page 8 of 8 - ------------------------------------------------------------------------------- EXHIBIT A JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k)(1) This agreement is made pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934 (the "Act") by and among the parties listed below, each referred to herein as a "Joint Filer". The Joint Filers agree that a statement of beneficial ownership as required by Section 13(d) of the Act and the Rules thereunder may be filed on each of their behalf on Schedule 13D or Schedule 13G, as appropriate, with respect to their ownership of the Common Stock, $0.01 par value per share, of John B. Sanfilippo & Son, Inc., and that said joint filing may thereafter be amended by further joint filings. The Joint Filers state that they each satisfy the requirements for making a joint filing under Rule 13d-1. This Agreement may be executed in any number of counterparts, all of which taken together shall constitute one and the same instrument. IN WITNESS WHEREOF, the undersigned hereby execute this Joint Filing Agreement as of the 23rd day of January, 2006. /s/ Richard A. Rubin -------------------------------------------- Richard A. Rubin /s/ Richard A. Rubin -------------------------------------------- Hawkeye Capital Management, LLC by Richard A. Rubin, Manager /s/ Richard A. Rubin -------------------------------------------- Hawkeye Capital Master by Richard A. Rubin, Manager of Hawkeye Capital Management, LLC, Manager of Hawkeye Capital Master -----END PRIVACY-ENHANCED MESSAGE-----