SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
LAU ERIC

(Last) (First) (Middle)
C/O APPLIED ENERGETICS, INC.
3590 EAST COLUMBIA STREET

(Street)
TUSCON AZ 85714

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
12/02/2009
3. Issuer Name and Ticker or Trading Symbol
APPLIED ENERGETICS, INC. [ AERG ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
COO and VP of Engineering
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 35,084 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Options (right to buy) (1) 03/09/2012 Common Stock 87,000 0.5 D
Options (right to buy) (2) 07/16/2014 Common Stock 250,000 0.4 D
Options (right to buy) (3) 03/23/2015 Common Stock 50,000 0.6 D
Explanation of Responses:
1. These options became exercisable as to 69,500 shares on March 23, 2009 and 17,500 shares on April 23, 2009.
2. These options became exercisable as to 83,333 shares on each of July 16, 2009 and August 11, 2010 and will become exercisable as to the ensuing 83,334 shares on the second day following the issuer's filing of its Quarterly Report on Form 10-Q for the quarter ending June 30, 2011.
3. These options became exercisable as to 16, 667 shares on March 23, 2010 and will become exercisable as to 16,667 and 16,666 shares on March 23, 2011and March 23, 2012, respectively.
/s/ Eric Lau 12/09/2010
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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