-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RqDxBCuq1gdv9CCR5a1eEtQ3gZKHHGqc7tOD9I4ZHBDl1fbyU6ucY+6he8gVvWBO x54hU9ExbiXn8uM/EAP68w== 0001251109-04-000012.txt : 20040415 0001251109-04-000012.hdr.sgml : 20040415 20040415133337 ACCESSION NUMBER: 0001251109-04-000012 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040415 GROUP MEMBERS: PETER H. KAMIN SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ARI NETWORK SERVICES INC /WI CENTRAL INDEX KEY: 0000879796 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 391388360 STATE OF INCORPORATION: WI FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-42176 FILM NUMBER: 04735379 BUSINESS ADDRESS: STREET 1: 11425 WEST LAKE PARK DRIVE STREET 2: SUITE 900 CITY: MILWAUKEE STATE: WI ZIP: 53224-3025 BUSINESS PHONE: 414 973-4300 MAIL ADDRESS: STREET 1: 11425 WEST LAKE PARK DRIVE STREET 2: SUITE 900 CITY: MILWAUKEE STATE: WI ZIP: 53224-3025 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KAMIN PETER H CENTRAL INDEX KEY: 0000937541 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 40 BRIARCLIFF RD CITY: LONGMEADOW STATE: MA ZIP: 01106 BUSINESS PHONE: 4135677557 MAIL ADDRESS: STREET 1: 40 BRIARCLIFF RD CITY: LONGMEADOW STATE: MA ZIP: 01106 SC 13G 1 kaminari13g1.txt ARI NETWORKS 1 kaminari13g.txt SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 _________________ SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN THE STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) ARI Network Services, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 001930205 (CUSIP Number) November 14, 2003 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [x ] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 7 Pages CUSIP No. 001930205 Page 2 of 7 Pages - ---------------------------------------------------------------- - -------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Peter H. Kamin Peter H. Kamin Childrens Trust -- 04-6829284 Peter H. Kamin Profit Sharing Plan Peter H. Kamin Family Foundation -- 04-3398587 - ---------------------------------------------------------------- - -------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [ ] - ---------------------------------------------------------------- - --------------- 3. SEC Use Only - ---------------------------------------------------------------- - --------------- 4. Citizenship or Place of Organization Peter H. Kamin -- US Citizen Peter H. Kamin Childrens Trust -- Massachusetts Peter H. Kamin Profit Sharing Plan -- Massachusetts Peter H. Kamin Family Foundation -- Massachusetts - ---------------------------------------------------------------- - --------------- Number of Shares Beneficially Owned by Each Reporting Person With 5. Sole Voting Power Peter H. Kamin -- 233,000 Peter H. Kamin Chidrens Trust -- 126,000 Peter H. Kamin Profit Sharing Plan -- 40,700 Peter H. Kamin Family Foundation -- 13,000 -------------------------------------------------------- - ---------------- 6. Shared Voting Power 0 ----------------------------------------------------------- - ------------- 7. Sole Dispositive Power Peter H. Kamin -- 233,000 Peter H. Kamin Chidren's Trust -- 126,000 Peter H. Kamin Profit Sharing Plan -- 40,700 Peter H. Kamin Family Foundation -- 13,000 -------------------------------------------------------- - ---------------- 8. Shared Dispositive Power 0 - ---------------------------------------------------------------- - --------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 420,700 - ---------------------------------------------------------------- - --------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] - ---------------------------------------------------------------- - --------------- 11. Percent of Class Represented by Amount in Row (9) 7.4% - ---------------------------------------------------------------- - --------------- 12. Type of Reporting Person IN - ---------------------------------------------------------------- - --------------- Page 3 of 7 Pages Item 1(a). Name of Issuer. ARI Network Services, Inc.("Issuer") Item 1(b). Address of Issuer's Principal Executive Offices. 330 East Kilbourn Ave. Milwaukee, Wisconsin 53202. Item 2(a). Name of Person Filing. Peter H. Kamin Peter H. Kamin Childrens Trust Peter H. Kamin Profit Sharing Plan Peter H. Kamin Family Foundation Item 2(b). Address of Principal Business Office or, if None, Residence. c/o The Nelson Law Firm, LLC 75 South Broadway, 4th Floor White Plains, NY 10601 Item 2(c). Citizenship. Peter H. Kamin is a US Citizen The reporting entities are organized under Massachusetts law. Item 2(d). Title of Class of Securities. Common Stock, par value $.001 per share, of Issuer ("Common Stock") Item 2(e). CUSIP Number. 001930205 Page 4 of 7 Pages Item 3. If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a: (a) [ ] Broker or dealer registered under Section 15 of the Exchange Act. (b) [ ] Bank as defined in Section 3(a)(6) of the Exchange Act. (c) [ ] Insurance company as defined in section 3(a)(19) of the Exchange Act. (d) [ ] Investment company registered under Section 8 of the Investment Company Act. (e) [ ] An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E). (f) [ ] An employee benefit plan or endowment fund in accordance with Rule 13d- 1(b)(1)(ii)(F). (g) [ ] A parent holding company or control person in accordance with Rule 13d- 1(b)(1)(ii)(G). (h) [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act. (i) [ ] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act. (j) [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(J). Item 4. Ownership. Provide the following information regarding the aggregate number and percentage of the class of securities of the Issuer identified in Item 1. (a) Amount beneficially owned: 420,700. (b) Percent of class: 7.4%. (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 420,700 (ii) Shared power to vote or direct the vote: 0 (iii) Sole power to dispose or direct the disposition of: 420,700 (iv) Shared power to dispose or direct the disposition of: 0 Page 5 of 7 Pages Item 5. Ownership of Five Percent or Less of a Class. Not applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. Not applicable. Item 8. Identification and Classification of Members of the Group. Not applicable. Item 9. Notice of Dissolution of Group. Not applicable. Item 10. Certification. "By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any Transaction having that purpose or effect." Page 6 of 7 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: November 21, 2003 Peter H. Kamin By: /s/ Stephen J. Nelson _______________________ The Nelson Law Firm, LLC 75 South Broadway, 4th Floor White Plains, NY 10601 Page 7 of 7 Pages. POWER OF ATTORNEY The undersigned does hereby constitute and appoint Stephen J. Nelson and Beth N. Lowson, each of The Nelson Law Firm, LLC, 75 South Broadway, 4th Floor, White Plains, NY 10601, signing singly, with full power of substitution, as the true and lawful attorney of the undersigned, and authorizes and designates each of them to sign on behalf of the undersigned, and to file filings and any amendments thereto made by or on behalf of the undersigned in respect of the beneficial ownership of equity securities held by the undersigned, directly, indirectly or beneficially, pursuant to Sections 13(d), 13(g) and 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder. The undersigned acknowledges that the foregoing attorneys-in- fact, in serving in such capacity at the request of the undersigned, are not assuming any of the undersigned's responsibilities to comply with Sections 13(d), 13(g) or 16 of the Exchange Act. This Power of Attorney shall remain in full force and effect until withdrawn by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 21st day of November, 2003. /s/ Peter H. Kamin ----------------------- - ------------- Peter H. Kamin -----END PRIVACY-ENHANCED MESSAGE-----