0001181431-14-034928.txt : 20141028 0001181431-14-034928.hdr.sgml : 20141028 20141028205606 ACCESSION NUMBER: 0001181431-14-034928 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141024 FILED AS OF DATE: 20141028 DATE AS OF CHANGE: 20141028 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NATUS MEDICAL INC CENTRAL INDEX KEY: 0000878526 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 770154833 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6701 KOLL CENTER PARKWAY, SUITE 120 CITY: PLEASANTON STATE: CA ZIP: 94566 BUSINESS PHONE: 9252236700 MAIL ADDRESS: STREET 1: 6701 KOLL CENTER PARKWAY, SUITE 120 CITY: PLEASANTON STATE: CA ZIP: 94566 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HAWKINS JAMES B CENTRAL INDEX KEY: 0000898243 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-33001 FILM NUMBER: 141178404 MAIL ADDRESS: STREET 1: C/O IRADIMED CORPORATION STREET 2: 1025 WILLA SPRINGS DR. CITY: WINTER SPRINGS STATE: FL ZIP: 32708 4 1 rrd418000.xml HAWKINS OCTOBER 2014 SALE X0306 4 2014-10-24 0 0000878526 NATUS MEDICAL INC BABY 0000898243 HAWKINS JAMES B NATUS MEDICAL INCORPORATED 1501 INDUSTRIAL ROAD SAN CARLOS CA 94070 1 1 0 0 President & CEO Common Stock, $0.001 par value per share 2014-10-24 2014-10-24 4 M 0 40030 10.03 A 475461 D Common Stock, $0.001 par value per share 2014-10-24 2014-10-24 4 S 0 40030 33.27 D 435431 D Common Stock, $0.001 par value per share 2014-10-24 2014-10-24 4 M 0 9970 10.03 A 445401 D Common Stock, $0.001 par value per share 2014-10-24 2014-10-24 4 S 0 9970 33.27 D 435431 D Common Stock, $0.001 par value per share 2014-10-27 2014-10-27 4 M 0 70000 10.03 A 505431 D Common Stock, $0.001 par value per share 2014-10-27 2014-10-27 4 S 0 70000 33.24 D 435431 D Common Stock, $0.001 par value per share 2014-10-27 2014-10-27 4 M 0 1600 10.73 A 437031 D Common Stock, $0.001 par value per share 2014-10-27 2014-10-27 4 S 0 1600 33.24 D 435431 D Common Stock, $0.001 par value per share 2014-10-28 2014-10-28 4 M 0 130000 10.03 A 565431 D Common Stock, $0.001 par value per share 2014-10-28 2014-10-28 4 S 0 130000 33.36 D 435431 D Nonqualified Stock Option 10.03 2014-10-24 2014-10-24 4 M 0 40030 10.03 D 2005-07-09 2015-06-09 Common Stock 40030 70000 D Nonqualified Stock Option 10.03 2014-10-24 2014-10-24 4 M 0 9970 10.03 D 2005-07-09 2015-06-09 Common Stock 9970 0 D Nonqualified Stock Option 10.03 2014-10-27 2014-10-24 4 M 0 70000 10.03 D 2005-07-09 2015-06-09 Common Stock 70000 0 D Nonqualified Stock Option 10.73 2014-10-27 2014-10-27 4 M 0 1600 10.73 D 2009-07-15 2015-06-15 Common Stock 1600 148400 D Nonqualified Stock Option 10.73 2014-10-28 2014-10-28 4 M 0 130000 10.73 D 2009-07-15 2015-06-15 Common Stock 130000 18400 D This transaction was executed in multiple trades at prices ranging from $33.00 to $33.83. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $33.00 to $33.83. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $$33.10 to $33.47. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $$33.10 to $33.47. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $33.20 to $33.51. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. /s/ JONATHAN A. KENNEDY, by Power of Attorney 2014-10-28