0001181431-14-034928.txt : 20141028
0001181431-14-034928.hdr.sgml : 20141028
20141028205606
ACCESSION NUMBER: 0001181431-14-034928
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141024
FILED AS OF DATE: 20141028
DATE AS OF CHANGE: 20141028
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NATUS MEDICAL INC
CENTRAL INDEX KEY: 0000878526
STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845]
IRS NUMBER: 770154833
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6701 KOLL CENTER PARKWAY, SUITE 120
CITY: PLEASANTON
STATE: CA
ZIP: 94566
BUSINESS PHONE: 9252236700
MAIL ADDRESS:
STREET 1: 6701 KOLL CENTER PARKWAY, SUITE 120
CITY: PLEASANTON
STATE: CA
ZIP: 94566
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HAWKINS JAMES B
CENTRAL INDEX KEY: 0000898243
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-33001
FILM NUMBER: 141178404
MAIL ADDRESS:
STREET 1: C/O IRADIMED CORPORATION
STREET 2: 1025 WILLA SPRINGS DR.
CITY: WINTER SPRINGS
STATE: FL
ZIP: 32708
4
1
rrd418000.xml
HAWKINS OCTOBER 2014 SALE
X0306
4
2014-10-24
0
0000878526
NATUS MEDICAL INC
BABY
0000898243
HAWKINS JAMES B
NATUS MEDICAL INCORPORATED
1501 INDUSTRIAL ROAD
SAN CARLOS
CA
94070
1
1
0
0
President & CEO
Common Stock, $0.001 par value per share
2014-10-24
2014-10-24
4
M
0
40030
10.03
A
475461
D
Common Stock, $0.001 par value per share
2014-10-24
2014-10-24
4
S
0
40030
33.27
D
435431
D
Common Stock, $0.001 par value per share
2014-10-24
2014-10-24
4
M
0
9970
10.03
A
445401
D
Common Stock, $0.001 par value per share
2014-10-24
2014-10-24
4
S
0
9970
33.27
D
435431
D
Common Stock, $0.001 par value per share
2014-10-27
2014-10-27
4
M
0
70000
10.03
A
505431
D
Common Stock, $0.001 par value per share
2014-10-27
2014-10-27
4
S
0
70000
33.24
D
435431
D
Common Stock, $0.001 par value per share
2014-10-27
2014-10-27
4
M
0
1600
10.73
A
437031
D
Common Stock, $0.001 par value per share
2014-10-27
2014-10-27
4
S
0
1600
33.24
D
435431
D
Common Stock, $0.001 par value per share
2014-10-28
2014-10-28
4
M
0
130000
10.03
A
565431
D
Common Stock, $0.001 par value per share
2014-10-28
2014-10-28
4
S
0
130000
33.36
D
435431
D
Nonqualified Stock Option
10.03
2014-10-24
2014-10-24
4
M
0
40030
10.03
D
2005-07-09
2015-06-09
Common Stock
40030
70000
D
Nonqualified Stock Option
10.03
2014-10-24
2014-10-24
4
M
0
9970
10.03
D
2005-07-09
2015-06-09
Common Stock
9970
0
D
Nonqualified Stock Option
10.03
2014-10-27
2014-10-24
4
M
0
70000
10.03
D
2005-07-09
2015-06-09
Common Stock
70000
0
D
Nonqualified Stock Option
10.73
2014-10-27
2014-10-27
4
M
0
1600
10.73
D
2009-07-15
2015-06-15
Common Stock
1600
148400
D
Nonqualified Stock Option
10.73
2014-10-28
2014-10-28
4
M
0
130000
10.73
D
2009-07-15
2015-06-15
Common Stock
130000
18400
D
This transaction was executed in multiple trades at prices ranging from $33.00 to $33.83. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $33.00 to $33.83. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $$33.10 to $33.47. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $$33.10 to $33.47. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $33.20 to $33.51. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
/s/ JONATHAN A. KENNEDY, by Power of Attorney
2014-10-28