0001181431-14-027843.txt : 20140731
0001181431-14-027843.hdr.sgml : 20140731
20140731140654
ACCESSION NUMBER: 0001181431-14-027843
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140730
FILED AS OF DATE: 20140731
DATE AS OF CHANGE: 20140731
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NATUS MEDICAL INC
CENTRAL INDEX KEY: 0000878526
STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845]
IRS NUMBER: 770154833
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1501 INDUSTRIAL ROAD
CITY: SAN CARLOS
STATE: CA
ZIP: 94070
BUSINESS PHONE: 6508020400
MAIL ADDRESS:
STREET 1: 1501 INDUSTRIAL ROAD
CITY: SAN CARLOS
STATE: CA
ZIP: 94070
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Noll Austin Francis III
CENTRAL INDEX KEY: 0001565615
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-33001
FILM NUMBER: 141005719
MAIL ADDRESS:
STREET 1: 9805 FALLEN LEAF DRIVE
CITY: MIDDLETON
STATE: WI
ZIP: 53562
4
1
rrd413898.xml
NOLL JULY 2014 SALE
X0306
4
2014-07-30
0
0000878526
NATUS MEDICAL INC
BABY
0001565615
Noll Austin Francis III
1501 INDUSTRIAL ROAD
SAN CARLOS
CA
94070
0
1
0
0
VP/GM Neurology
Common Stock, $0.001 par value per share
2014-07-30
2014-07-30
4
M
0
23500
11.92
A
76500
D
Common Stock, $0.001 par value per share
2014-07-30
2014-07-30
4
S
0
23500
29.42
D
53000
D
Non-qualified Stock Option
11.92
2014-07-30
2014-07-30
4
M
0
23500
0.00
D
2012-10-07
2018-09-07
Common Stock
50000
26500
D
This transaction was executed in multiple trades at prices ranging from $29.31 to $29.52. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The option vests in 48 equal monthly installments beginning on the date of grant.
/s/ JONATHAN A. KENNEDY, by Power of Attorney
2014-07-30