0001181431-14-027843.txt : 20140731 0001181431-14-027843.hdr.sgml : 20140731 20140731140654 ACCESSION NUMBER: 0001181431-14-027843 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140730 FILED AS OF DATE: 20140731 DATE AS OF CHANGE: 20140731 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NATUS MEDICAL INC CENTRAL INDEX KEY: 0000878526 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 770154833 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1501 INDUSTRIAL ROAD CITY: SAN CARLOS STATE: CA ZIP: 94070 BUSINESS PHONE: 6508020400 MAIL ADDRESS: STREET 1: 1501 INDUSTRIAL ROAD CITY: SAN CARLOS STATE: CA ZIP: 94070 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Noll Austin Francis III CENTRAL INDEX KEY: 0001565615 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-33001 FILM NUMBER: 141005719 MAIL ADDRESS: STREET 1: 9805 FALLEN LEAF DRIVE CITY: MIDDLETON STATE: WI ZIP: 53562 4 1 rrd413898.xml NOLL JULY 2014 SALE X0306 4 2014-07-30 0 0000878526 NATUS MEDICAL INC BABY 0001565615 Noll Austin Francis III 1501 INDUSTRIAL ROAD SAN CARLOS CA 94070 0 1 0 0 VP/GM Neurology Common Stock, $0.001 par value per share 2014-07-30 2014-07-30 4 M 0 23500 11.92 A 76500 D Common Stock, $0.001 par value per share 2014-07-30 2014-07-30 4 S 0 23500 29.42 D 53000 D Non-qualified Stock Option 11.92 2014-07-30 2014-07-30 4 M 0 23500 0.00 D 2012-10-07 2018-09-07 Common Stock 50000 26500 D This transaction was executed in multiple trades at prices ranging from $29.31 to $29.52. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The option vests in 48 equal monthly installments beginning on the date of grant. /s/ JONATHAN A. KENNEDY, by Power of Attorney 2014-07-30