0000878526-16-000142.txt : 20160428 0000878526-16-000142.hdr.sgml : 20160428 20160428204518 ACCESSION NUMBER: 0000878526-16-000142 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160422 FILED AS OF DATE: 20160428 DATE AS OF CHANGE: 20160428 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NATUS MEDICAL INC CENTRAL INDEX KEY: 0000878526 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 770154833 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6701 KOLL CENTER PARKWAY, SUITE 120 CITY: PLEASANTON STATE: CA ZIP: 94566 BUSINESS PHONE: 9252236700 MAIL ADDRESS: STREET 1: 6701 KOLL CENTER PARKWAY, SUITE 120 CITY: PLEASANTON STATE: CA ZIP: 94566 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Engibous Doris CENTRAL INDEX KEY: 0001289618 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-33001 FILM NUMBER: 161602136 MAIL ADDRESS: STREET 1: C/O NATUS MEDICAL INCORPORATED STREET 2: 1501 INDUSTRIAL ROAD CITY: SAN CARLOS STATE: CA ZIP: 94070 4/A 1 wf-form4a_146189070465546.xml FORM 4/A X0306 4/A 2016-04-22 2016-04-26 0 0000878526 NATUS MEDICAL INC BABY 0001289618 Engibous Doris C/O NATUS MEDICAL INCORPORATED 1501 INDUSTRIAL ROAD SAN CARLOS CA 94070 1 0 0 0 Common Stock, $0.001 par value per share 2016-04-22 2016-04-22 4 M 0 5000 16.78 A 18250 D Common Stock, $0.001 par value per share 2016-04-22 2016-04-22 4 S 0 5000 32.68 D 13250 D Nonqualified Stock Option 16.78 2016-04-22 2016-04-22 4 M 0 5000 0 D 2011-06-03 2016-06-03 Common Stock 5000.0 0 D This transaction was executed in multiple trades at prices ranging from $32.50 to $33.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This form corrects the price information in the footnote as well as the Date Exercisable that was previously filed. /s/ JONATHAN A. KENNEDY, by POWER OF ATTORNEY 2016-04-28