0000878526-15-000083.txt : 20151030 0000878526-15-000083.hdr.sgml : 20151030 20151030194455 ACCESSION NUMBER: 0000878526-15-000083 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151028 FILED AS OF DATE: 20151030 DATE AS OF CHANGE: 20151030 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NATUS MEDICAL INC CENTRAL INDEX KEY: 0000878526 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 770154833 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6701 KOLL CENTER PARKWAY, SUITE 120 CITY: PLEASANTON STATE: CA ZIP: 94566 BUSINESS PHONE: 9252236700 MAIL ADDRESS: STREET 1: 6701 KOLL CENTER PARKWAY, SUITE 120 CITY: PLEASANTON STATE: CA ZIP: 94566 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HAWKINS JAMES B CENTRAL INDEX KEY: 0000898243 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-33001 FILM NUMBER: 151188933 MAIL ADDRESS: STREET 1: C/O IRADIMED CORPORATION STREET 2: 1025 WILLA SPRINGS DR. CITY: WINTER SPRINGS STATE: FL ZIP: 32708 4 1 wf-form4_144624868549565.xml FORM 4 X0306 4 2015-10-28 0 0000878526 NATUS MEDICAL INC BABY 0000898243 HAWKINS JAMES B NATUS MEDICAL INCORPORATED 1501 INDUSTRIAL ROAD SAN CARLOS CA 94070 1 1 0 0 President and CEO Common Stock, $0.001 par value per share 2015-10-28 2015-10-28 4 M 0 56189 16.38 A 533463 D Common Stock, $0.001 par value per share 2015-10-28 2015-10-28 4 S 0 56189 45.89 D 477274 D Common Stock, $0.001 par value per share 2015-10-29 2015-10-29 4 M 0 6162 16.38 A 483436 D Common Stock, $0.001 par value per share 2015-10-29 2015-10-29 4 S 0 6162 45.89 D 477274 D Common Stock, $0.001 par value per share 2015-10-30 2015-10-30 4 M 0 37649 16.38 A 514923 D Common Stock, $0.001 par value per share 2015-10-30 2015-10-30 4 S 0 37649 45.53 D 477274 D Non-qualified Stock Option 16.38 2015-10-28 2015-10-28 4 M 0 56189 0 D 2011-07-01 2017-06-01 Common Stock 56189.0 43811 D Non-qualified Stock Option 16.38 2015-10-29 2015-10-29 4 M 0 6162 0 D 2011-07-01 2017-06-01 Common Stock 6162.0 37649 D Non-qualified Stock Option 16.38 2015-10-30 2015-10-30 4 M 0 37649 0 D 2011-07-01 2017-06-01 Common Stock 37649.0 0 D This transaction was executed in multiple trades at prices ranging from $45.75 to $46.05. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $45.70 to $46.10. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $45.26 to $45.87. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. /s/ JONATHAN A. KENNEDY, by POWER OF ATTORNEY 2015-10-30