0001225208-11-021779.txt : 20110915 0001225208-11-021779.hdr.sgml : 20110915 20110915174448 ACCESSION NUMBER: 0001225208-11-021779 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110913 FILED AS OF DATE: 20110915 DATE AS OF CHANGE: 20110915 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MEYER FREDERICK CENTRAL INDEX KEY: 0001171442 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19483 FILM NUMBER: 111093664 MAIL ADDRESS: STREET 1: 100 CRESCENT COURT STREET 2: STE 700 CITY: DALLAS STATE: TX ZIP: 75201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SWS GROUP INC CENTRAL INDEX KEY: 0000878520 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 752040825 STATE OF INCORPORATION: DE FISCAL YEAR END: 0624 BUSINESS ADDRESS: STREET 1: SUITE 3500 STREET 2: 1201 ELM STREET CITY: DALLAS STATE: TX ZIP: 75270 BUSINESS PHONE: 2146511800 MAIL ADDRESS: STREET 1: SUITE 3500 STREET 2: 1201 ELM STREET CITY: DALLAS STATE: TX ZIP: 75270 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHWEST SECURITIES GROUP INC DATE OF NAME CHANGE: 19930328 4 1 doc4.xml X0304 4 2011-09-13 0000878520 SWS GROUP INC SWS 0001171442 MEYER FREDERICK 1201 ELM STREET SUITE 3500 DALLAS TX 75270 1 Common Stock $.10 Par Value 2011-09-13 4 P 0 26000.0000 5.3900 A 213589.5000 D Common Stock $.10 Par Value 2011-09-14 4 P 0 5500.0000 5.5220 A 219089.5000 D Common Stock $.10 Par Value 60000.0000 I Family Partnership Allen R. Tubb, Power of Attorney 2011-09-15