-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I+x303yBTKzM1Cqei8WG+KGqeY5NDv3cuvkfXB5bhEeWFHcr212B1GxHeXcjvhsl JgdqeHz0/sRV6zro9mHrWg== 0001193125-06-030951.txt : 20060214 0001193125-06-030951.hdr.sgml : 20060214 20060214140043 ACCESSION NUMBER: 0001193125-06-030951 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20060214 DATE AS OF CHANGE: 20060214 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BATTYE KENNETH S CENTRAL INDEX KEY: 0001295009 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: BUSINESS PHONE: 410-435-9090 MAIL ADDRESS: STREET 1: 14 ROLAND MEWS CITY: BALTIMORE STATE: MD ZIP: 21210 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SALTON INC CENTRAL INDEX KEY: 0000878280 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC HOUSEWARES & FANS [3634] IRS NUMBER: 363777824 STATE OF INCORPORATION: DE FISCAL YEAR END: 0626 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-42085 FILM NUMBER: 06612264 BUSINESS ADDRESS: STREET 1: 1955 FIELD COURT STREET 2: - CITY: LAKE FOREST STATE: IL ZIP: 60045 BUSINESS PHONE: 8478034600 MAIL ADDRESS: STREET 1: 1955 FIELD COURT CITY: LAKE FOREST STATE: IL ZIP: 60045 FORMER COMPANY: FORMER CONFORMED NAME: SALTON MAXIM HOUSEWARES INC DATE OF NAME CHANGE: 19930328 SC 13G/A 1 dsc13ga.htm SCHEDULE 13G/A Schedule 13G/A

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

 

SCHEDULE 13G/A

 

 

Under the Securities Exchange Act of 1934

(Amendment No. 2 )*

 

 

Salton, Inc.


(Name of Issuer)

 

 

Common Stock, $0.01 Par Value Per Share


(Title of Class of Securities)

 

795757103


(CUSIP Number)

 

 

January 19, 2006


(Date of Event which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

  ¨ Rule 13d-1(b)
  x Rule 13d-1(c)
  ¨ Rule 13d-1(d)

 

*       The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).


CUSIP No. 795757103

Page 2 of 5

 

  1.  

Names of Reporting Persons.

I.R.S. Identification Nos. of above persons (entities only).

 

 

Kenneth S. Battye

   
  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ¨

(b)  ¨

   
  3.  

SEC Use Only

 

 

 

   
  4.  

Citizenship or Place of Organization

 

 

United States

   

 

NUMBER OF  

SHARES  

BENEFICIALLY  

OWNED BY  

EACH  

REPORTING  

PERSON  

WITH:  

 

 

  5.    Sole Voting Power

 

         0

 

  6.    Shared Voting Power

 

         469,000

 

  7.    Sole Dispositive Power

 

         0

 

  8.    Shared Dispositive Power

 

         469,000

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

469,000

   
10.  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

¨

   
11.  

Percent of Class Represented by Amount in Row (9)

 

3.46%*

   
12.  

Type of Reporting Person (See Instructions)

 

IN

   

* based on 13,522,712 outstanding shares of Common Stock of the Issuer as of 11/7/05

 

2


CUSIP No. 795757103

Page 3 of 5

 

 

Item 1. Issuer Information

 

  (a) Name of Issuer:
        Salton, Inc.

 

  (b) Address of Issuer’s Principal Executive Offices:
        1955 Field Court
        Lake Forest, Illinois 600451

 

Item 2. Reporting Persons Information

 

  Item 2(a) Name of Person Filing:
        Kenneth S. Battye

 

  Item 2(b) Address:
        14 Roland Mews,
         Baltimore, Maryland 21210

 

  Item 2(c) Citizenship:
        United States

 

  Item 2(d) Title of Class of Securities:
        Common Stock, par value $0.01

 

  Item 2(e) CUSIP Number:
        795757103

 

Item 3. If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b), check whether the person filing is a:

 

  ¨ Broker or Dealer registered under Section 15 of the Act.
  ¨ Bank as defined in Section 3(a)(6) of the Act.
  ¨ Insurance Company as defined in Section 3(a)(19) of the Act.
  ¨ Investment company registered under Section 8 of the Investment Company Act of 1940.
  ¨ An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);
  ¨ An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F);
  ¨ A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G);
  ¨ A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
  ¨ A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940;


CUSIP No. 795757103

Page 4 of 5

 

 

  ¨ Group, in accordance with Rule 13d-1(b)(1)(ii)(J).

 

Item 4. Ownership

 

  (a) Amount Beneficially Owned:

 

Kenneth S. Battye

   469,000 shares of Common Stock

 

  (b) Percent of Class:

 

Kenneth S. Battye

                       3.46%

 

The foregoing amount of Common Stock reflects the amount beneficially owned by Kenneth S. Battye as of the date of this filing.

 

The foregoing percentage is calculated based on 13,522,712 shares of Common Stock reported to be outstanding as of November 7, 2005 in the Quarterly Report on Form 10-Q of Salton, Inc. for the quarter ended October 1, 2005.

 

(c)(i-iii)    Kenneth S. Battye has the shared power to vote or direct the vote of 469,000 shares of Common Stock. Kenneth S. Battye has the shared power to dispose or direct the disposition of 469,000 shares of Common Stock. Pursuant to a durable power of attorney dated March 7, 2003 which has been filed with the Securities and Exchange Commission, John S. Battye, Susan A. Battye and Audrey Drossner (each, an “Agent”) have the power to vote and dispose of 469,000 shares of Common Stock held by Kenneth S. Battye, upon the approval of two (2) of the three (3) Agents.

 

Item 5. Ownership of Five Percent or Less of a Class

 

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [X].

 

Item 6. Ownership of More that Five Percent on Behalf of Another Person

 

  Not applicable.

 

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company

 

  Not applicable.

 

Item 8. Identification and Classification of Members of the Group

 

    Not applicable.


CUSIP No. 795757103

Page 5 of 5

 

 

Item 9. Notice of Dissolution of Group

 

  Not applicable.

 

Item 10. Certification

 

By signing below we each certify that, to the best of our knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

 


*  Susan A. Battye and John S. Battye are signing on behalf of Kenneth S. Battye as attorneys-in-fact pursuant to a durable power of attorney previously filed with the Securities and Exchange Commission, and hereby incorporated by reference herein. The durable power of attorney was filed as an attachment to a filing by Kenneth S. Battye on Form 3 for Salton, Inc.

 

 

SIGNATURES

 

After reasonable inquiry and to the best of our knowledge and belief, we certify that the information set forth in this statement is true, complete and correct.

 

 

/s/ Susan A. Battye

 

Susan A. Battye, attorney-in-fact

for Kenneth S. Battye

 

 

        February 14, 2006        

Date

 

 

/s/ John S. Battye

 

John S. Battye, attorney-in-fact

for Kenneth S. Battye

 

 

        February 14, 2006        

Date

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