-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Lgxmp/HBUkpH33e3r4Rx0BeqfOloKLgiKlPhVIw09kjrXdOcg4hk1ZKQxXkUkQBT PbKZMQ2XsxwylcqaeNRldQ== 0000909518-06-000648.txt : 20060626 0000909518-06-000648.hdr.sgml : 20060626 20060626102930 ACCESSION NUMBER: 0000909518-06-000648 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20060626 DATE AS OF CHANGE: 20060626 GROUP MEMBERS: CENTRE CAPITAL COINVESTMENT, L.P. GROUP MEMBERS: CENTRE CAPITAL INVESTORS II, L.P. GROUP MEMBERS: CENTRE CAPITAL OFFSHORE INVESTORS II, L.P. GROUP MEMBERS: CENTRE CAPITAL TAX-EXEMPT INVESTORS II LP GROUP MEMBERS: CENTRE PARALLEL MANAGEMENT, L.P. GROUP MEMBERS: CENTRE PARTNERS II, L.P. GROUP MEMBERS: CENTRE PARTNERS II, LLC GROUP MEMBERS: CENTRE PARTNERS MANAGEMENT LLC GROUP MEMBERS: STATE BOARD OF ADMINISTRATION OF FLORIDA SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SALTON INC CENTRAL INDEX KEY: 0000878280 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC HOUSEWARES & FANS [3634] IRS NUMBER: 363777824 STATE OF INCORPORATION: DE FISCAL YEAR END: 0626 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-42085 FILM NUMBER: 06923639 BUSINESS ADDRESS: STREET 1: 1955 FIELD COURT STREET 2: - CITY: LAKE FOREST STATE: IL ZIP: 60045 BUSINESS PHONE: 8478034600 MAIL ADDRESS: STREET 1: 1955 FIELD COURT CITY: LAKE FOREST STATE: IL ZIP: 60045 FORMER COMPANY: FORMER CONFORMED NAME: SALTON MAXIM HOUSEWARES INC DATE OF NAME CHANGE: 19930328 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Centre Parallel Management Partners, LP CENTRAL INDEX KEY: 0001364888 IRS NUMBER: 133866630 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: C/O CENTRE PARTNERS MANAGEMENT LLC STREET 2: 30 ROCKEFELLER PLAZA SUITE 5050 CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 212-332-5800 MAIL ADDRESS: STREET 1: C/O CENTRE PARTNERS MANAGEMENT LLC STREET 2: 30 ROCKEFELLER PLAZA SUITE 5050 CITY: NEW YORK STATE: NY ZIP: 10020 FORMER COMPANY: FORMER CONFORMED NAME: Centre Parallel Management Partners LP DATE OF NAME CHANGE: 20060602 SC 13D/A 1 mm6-2306_sc13da3.txt AMENDMENT 3 ================================================================================ SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 3)* SALTON, INC. (Name of Issuer) COMMON STOCK, PAR VALUE $0.01 PER SHARE (Title of class of securities) 795757103 (CUSIP number) BRUCE G. POLLACK C/O CENTRE PARTNERS MANAGEMENT LLC 30 ROCKEFELLER PLAZA NEW YORK, NEW YORK 10020 (212) 332-5800 (Name, address and telephone number of person authorized to receive notices and communications) June 26, 2006 (Date of event which requires filing of this statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of ss.ss. 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box [_]. Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(b) for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following pages) (Page 1 of 14 pages) ================================================================================ CUSIP No. 795757103 13D Page 2 of 14 - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) CENTRE PARTNERS II LLC - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) [_] (b) [_] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS: WC - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: DELAWARE - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER: 0 NUMBER OF SHARE ----------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER 1,272,202 OWNED BY EACH REPORTING ----------------------------------------------------------- PERSON WITH 9 SOLE DISPOSITIVE POWER: 0 ----------------------------------------------------------- 10 SHARED DISPOSITIVE POWER: 1,272,202 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 8.3% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON: OO - -------------------------------------------------------------------------------- 2 CUSIP No. 795757103 13D Page 3 of 14 - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) CENTRE CAPITAL INVESTORS II, L.P. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) [_] (b) [_] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS: WC - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: DELAWARE - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER: 0 NUMBER OF SHARE ----------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER 391,593 OWNED BY EACH REPORTING ----------------------------------------------------------- PERSON WITH 9 SOLE DISPOSITIVE POWER: 0 ----------------------------------------------------------- 10 SHARED DISPOSITIVE POWER: 391,593 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 2.6% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON: PN - -------------------------------------------------------------------------------- 3 CUSIP No. 795757103 13D Page 4 of 14 - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) CENTRE CAPITAL TAX-EXEMPT INVESTORS II LP - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) [_] (b) [_] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS: WC - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: DELAWARE - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER: 0 NUMBER OF SHARE ----------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER 127,408 OWNED BY EACH REPORTING ----------------------------------------------------------- PERSON WITH 9 SOLE DISPOSITIVE POWER: 0 ----------------------------------------------------------- 10 SHARED DISPOSITIVE POWER: 127,408 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): LESS THAN 1.0% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON: PN - -------------------------------------------------------------------------------- 4 CUSIP No. 795757103 13D Page 5 of 14 - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) CENTRE CAPITAL OFFSHORE INVESTORS II, L.P. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) [_] (b) [_] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS: WC - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: BERMUDA - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER: 0 NUMBER OF SHARE ----------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER 85,201 OWNED BY EACH REPORTING ----------------------------------------------------------- PERSON WITH 9 SOLE DISPOSITIVE POWER: 0 ----------------------------------------------------------- 10 SHARED DISPOSITIVE POWER: 85,201 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): LESS THAN 1.0% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON: PN - -------------------------------------------------------------------------------- 5 CUSIP No. 795757103 13D Page 6 of 14 - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) CENTRE PARTNERS COINVESTMENT, L.P. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) [_] (b) [_] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS: WC - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: DELAWARE - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER: 0 NUMBER OF SHARE ----------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER 67,329 OWNED BY EACH REPORTING ----------------------------------------------------------- PERSON WITH 9 SOLE DISPOSITIVE POWER: 0 ----------------------------------------------------------- 10 SHARED DISPOSITIVE POWER: 67,329 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): LESS THAN 1.0% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON: PN - -------------------------------------------------------------------------------- 6 CUSIP No. 795757103 13D Page 7 of 14 - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) CENTRE PARALLEL MANAGEMENT PARTNERS, LP - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) [_] (b) [_] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS: WC - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: DELAWARE - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER: 0 NUMBER OF SHARE ----------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER 6,009 OWNED BY EACH REPORTING ----------------------------------------------------------- PERSON WITH 9 SOLE DISPOSITIVE POWER: 0 ----------------------------------------------------------- 10 SHARED DISPOSITIVE POWER: 6,009 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): LESS THAN 1.0% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON: PN - -------------------------------------------------------------------------------- 7 CUSIP No. 795757103 13D Page 8 of 14 - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) CENTRE PARTNERS MANAGEMENT LLC - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) [_] (b) [_] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS: WC - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: DELAWARE - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER: 0 NUMBER OF SHARE ----------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER 604,202 OWNED BY EACH REPORTING ----------------------------------------------------------- PERSON WITH 9 SOLE DISPOSITIVE POWER: 0 ----------------------------------------------------------- 10 SHARED DISPOSITIVE POWER: 604,202 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 4.0% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON: OO - -------------------------------------------------------------------------------- 8 CUSIP No. 795757103 13D Page 9 of 14 - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) CENTRE PARTNERS II, L.P. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) [_] (b) [_] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS: WC - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: DELAWARE - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER: 0 NUMBER OF SHARE ----------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER 604,202 OWNED BY EACH REPORTING ----------------------------------------------------------- PERSON WITH 9 SOLE DISPOSITIVE POWER: 0 ----------------------------------------------------------- 10 SHARED DISPOSITIVE POWER: 604,202 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 4.0% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON: PN - -------------------------------------------------------------------------------- 9 CUSIP No. 795757103 13D Page 10 of 14 - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) STATE BOARD OF ADMINISTRATION OF FLORIDA - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) [_] (b) [_] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS: WC - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: FLORIDA - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER: 0 NUMBER OF SHARE ----------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER 594,662 OWNED BY EACH REPORTING ----------------------------------------------------------- PERSON WITH 9 SOLE DISPOSITIVE POWER: 0 ----------------------------------------------------------- 10 SHARED DISPOSITIVE POWER: 594,662 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 3.9% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON: OO - -------------------------------------------------------------------------------- 10 CUSIP No. 795757103 13D Page 11 of 14 Statement on Schedule 13D This Amendment No. 3 ("Amendment No. 3") amends the Statement on Schedule 13D (the "Schedule 13D") filed on August 7, 1998, as amended by Amendment No. 1 filed on September 25, 1998, as amended by Amendment No. 2 filed on June 2, 2006, by and on behalf of Centre Partners II LLC, Centre Capital Investors II, L.P., Centre Capital Tax-Exempt Investors II LP, Centre Capital Offshore Investors II, L.P., Centre Partners Coinvestment, L.P., Centre Parallel Management Partners, LP, Centre Partners Management LLC, Centre Partners II, L.P. and the State Board of Administration of Florida (collectively, the "Reporting Persons"). Except as otherwise indicated, capitalized terms used herein and not defined herein have the meanings ascribed thereto in the Schedule 13D. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER. (a) As of the date of this Amendment No. 3, the Reporting Persons beneficially own in the aggregate 1,272,202 shares of Common Stock, which includes 10,000 shares of Preferred Stock (which shares of Preferred Stock are currently convertible into 882,353 shares of Common Stock, at a conversion price of approximately $11.33 (rounded to the nearest one hundredth)), constituting 8.3% of the outstanding shares of Common Stock (the percentage of shares of Common Stock owned being based upon (y) 14,386,390 shares of Common Stock outstanding on May 8, 2006, as set forth in the Company's quarterly report on Form 10-Q for the quarter ended April 1, 2006, plus (z) 882,353 shares of Common Stock representing conversion of the 10,000 outstanding shares of Preferred Stock). The responses to Items 11 and 13 on each of pages 2-10 hereof which relate to beneficial ownership of shares of Common Stock with respect to each reporting person are incorporated herein by reference. (b) The responses to Items 7-10 on each of pages 2-10 hereof which relate to voting and disposition of shares of Common Stock with respect to each reporting person are incorporated herein by reference. Centre Partners is the general partner of Centre Coinvestment and Centre Parallel and the general partner of the general partner of CCI II, Centre Tax-Exempt and Centre Offshore, which are the holders of record of the following amounts of Common Stock (which includes shares of Preferred Stock convertible into Common Stock): Common Stock ------------ Centre Partners Coinvestment, L.P. 67,329 Centre Capital Investors II, L.P. 391,593 Centre Capital Tax-Exempt Investors II LP 127,408 Centre Capital Offshore Investors II, L.P. 85,201 Centre Parallel Management Partners, LP 6,009 ------- TOTAL 677,540 In addition, pursuant to certain investment management arrangements, Centre Partners has been delegated voting and dispositive power with respect to the 4,674 shares of Preferred Stock and the 182,228 shares of Common Stock owned by 11 CUSIP No. 795757103 13D Page 12 of 14 the State Board. Thus, Centre Partners may be deemed to beneficially own and have voting and dispositive power over a total of 1,272,202 shares of Common Stock. Centre Partners II, L.P. is the general partner of Centre Offshore, Centre Tax-Exempt and CCI II, which are the holders of record of the following amounts of Common Stock (which includes shares of Preferred Stock convertible into Common Stock): Common Stock ------------ Centre Capital Offshore Investors II, L.P. 85,201 Centre Capital Tax-Exempt Investors II LP 127,408 Centre Capital Investors II, L.P. 391,593 --------- TOTAL 604,202 Thus, Centre Partners II, L.P. may be deemed to beneficially own and have voting and dispositive power over a total of 604,202 shares of Common Stock. Pursuant to a Management Agreement, Centre Management has been delegated voting and dispositive power with respect to shares owned by CCI II, Centre Offshore and Centre Tax-Exempt, which are the holders of record of the following amounts of Common Stock (which includes shares of Preferred Stock convertible into Common Stock): Common Stock ------------ Centre Capital Investors II, L.P. 391,593 Centre Capital Tax-Exempt Investors II LP 127,408 Centre Capital Offshore Investors II, L.P. 85,201 ------- TOTAL 604,202 Thus, Centre Management has been delegated voting and dispositive power with respect to a total of 604,202 shares of Common Stock. All of the Members disclaim any beneficial ownership of any of the shares of Common Stock reported herein except to the extent of their economic interest therein. (c) Except as set forth on Schedule A to this Amendment No.3, and Item 6 of Amendment No. 2, filed on June 2, 2006, there have been no transactions in the Common Stock effected by the Reporting Persons during the last sixty days. (d) See Item 5(b). (e) Not applicable. [The remainder of this page intentionally left blank.] 12 CUSIP No. 795757103 13D Page 13 of 14 SCHEDULE A
- -------------------------------------------------------------------------------------------------------------------------------- Shares sold through broker trades REPORTING PERSON ---------------------------------------------------------------------------------- 06/15/06 06/16/06 06/19/06 06/20/06 06/021/06 06/22/06 06/23/06 - -------------------------------------------------------------------------------------------------------------------------------- Centre Capital Investors II, L.P. 6,154 9,233 9,233 6,154 6,154 6,154 4,617 - -------------------------------------------------------------------------------------------------------------------------------- Centre Capital Tax-Exempt Investors II LP 2,003 3,005 3,005 2,003 2,003 2,003 1,502 - -------------------------------------------------------------------------------------------------------------------------------- Centre Capital Offshore Investors II, L.P. 1,340 2,009 2,009 1,340 1,340 1,340 1,005 - -------------------------------------------------------------------------------------------------------------------------------- Centre Partners Coinvestment, L.P. 1,059 1,588 1,588 1,059 1,059 1,059 794 - -------------------------------------------------------------------------------------------------------------------------------- Centre Parallel Management Partners, LP 95 142 142 95 95 95 71 - -------------------------------------------------------------------------------------------------------------------------------- State Board Administration of Florida 9,349 14,023 14,023 9,349 9,349 9,349 7,011 - -------------------------------------------------------------------------------------------------------------------------------- TOTAL 20,000 30,000 30,000 20,000 20,000 20,000 15,000 - --------------------------------------------------------------------------------------------------------------------------------
13 SIGNATURE After reasonable inquiry and to the best of his or her knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct. Date: June 26, 2006 CENTRE PARTNERS II LLC By: /s/ WILLIAM M. TOMAI ------------------------------------------- William M. Tomai, Chief Financial Officer CENTRE CAPITAL INVESTORS II, LP CENTRE CAPITAL TAX-EXEMPT INVESTORS II, L.P. CENTRE CAPITAL OFFSHORE INVESTORS II, L.P. By: Centre Partners II, L.P., as General Partner By: Centre Partners Management LLC, as Attorney-in-fact By: /s/ WILLIAM M. TOMAI --------------------------------- William M. Tomai, Chief Financial Officer CENTRE PARALLEL MANAGEMENT PARTNERS, LP CENTRE PARTNERS COINVESTMENT, L.P. By: Centre Partners II LLC, as General Partner By: /s/ WILLIAM M. TOMAI --------------------------------------- William M. Tomai, Chief Financial Officer CENTRE PARTNERS MANAGEMENT LLC By: /s/ WILLIAM M. TOMAI -------------------------------------------- William M. Tomai, Chief Financial Officer CENTRE PARTNERS II, L.P. By: Centre Partners Management LLC, as Attorney-in-fact By: /s/ WILLIAM M. TOMAI ----------------------------------- William M. Tomai, Chief Financial Officer STATE BOARD OF ADMINISTRATION OF FLORIDA By: Centre Parallel Management Partners, LP, as Manager By: Centre Partners Management LLC, as Attorney-in-fact By: /s/ WILLIAM M. TOMAI ------------------------------------- William M. Tomai, Chief Financial Officer 14 -----END PRIVACY-ENHANCED MESSAGE-----