-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VRk3/rzTZRGAUD2b75XZWAyfko5DncOxUJ6PrSK9k6sEI+QasYAMVpOUrDYaIdE9 Qpfda+1PttlKd6m0EdhTuw== 0000932440-97-000061.txt : 19970222 0000932440-97-000061.hdr.sgml : 19970222 ACCESSION NUMBER: 0000932440-97-000061 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970214 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CITRIX SYSTEMS INC CENTRAL INDEX KEY: 0000877890 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 752275152 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-47789 FILM NUMBER: 97534058 BUSINESS ADDRESS: STREET 1: 210 UNIVERSITY DR STREET 2: STE 700 CITY: CORAL SPRINGS STATE: FL ZIP: 33071 BUSINESS PHONE: 3057550559 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SRB ASSOCIATES III LP CENTRAL INDEX KEY: 0001033500 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 13455 NOEL ROAD SUITE 1670 CITY: DALLAS STATE: TX ZIP: 75420 BUSINESS PHONE: 9727021100 SC 13G/A 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ------------ SCHEDULE 13G (RULE 13D - 102) INFORMATION STATEMENT PURSUANT TO RULES 13D-1 AND 13D-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1 )* CITRIX SYSTEMS, INC. (Name of Issuer) COMMON (Title of Class of Securities) 177376 10 0 (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, SEE the NOTES). Page 1 of 16 Pages - ---------------------------------- ---------------------------------- CUSIP NO. 177376 10 0 13G PAGE 2 OF 16 PAGES - ----------------------------------- ---------------------------------- - ------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATIONS NOS. OF ABOVE PERSONS Sevin Rosen Fund III L.P. (formerly known as SRB Partners Fund L.P.) 75-2197504 - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 0 SHARES ----------------------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 0 EACH ----------------------------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH 0 ----------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 0 - ------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 - ------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* |_| - ------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.00% - ------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - ------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 2 of 16 Pages - ---------------------------------- ---------------------------------- CUSIP NO. 177376 10 0 13G PAGE 3 OF 16 PAGES - ----------------------------------- ---------------------------------- - ------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATIONS NOS. OF ABOVE PERSONS SRB Associates III L.P. (formerly known as SRB Associates L.P.) 75-2198416 - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 0 SHARES ----------------------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 0 EACH ----------------------------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH 0 ----------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 0 - ------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 - ------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* |_| - ------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 00.0% - ------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - ------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 3 of 16 Pages - ---------------------------------- ---------------------------------- CUSIP NO. 177376 10 0 13G PAGE 4 OF 16 PAGES - ----------------------------------- ---------------------------------- - ------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATIONS NOS. OF ABOVE PERSONS Jon W. Bayless ###-##-#### - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. - ------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF - 0 - SHARES ----------------------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY - 0 - EACH ----------------------------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH - 0 - ----------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER - 0 - - ------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON - 0 - - ------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* |_| - ------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.0% - ------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 4 of 16 Pages - ---------------------------------- ---------------------------------- CUSIP NO. 177376 10 0 13G PAGE 5 OF 16 PAGES - ----------------------------------- ---------------------------------- - ------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATIONS NOS. OF ABOVE PERSONS Stephen M. Dow ###-##-#### - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. - ------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 21,486 SHARES ----------------------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY -0- EACH ----------------------------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH 21,486 ----------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER -0- - ------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 21,486 - ------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* |_| - ------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.1% - ------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 5 of 16 Pages - ---------------------------------- ---------------------------------- CUSIP NO. 177376 10 0 13G PAGE 6 OF 16 PAGES - ----------------------------------- ---------------------------------- - ------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATIONS NOS. OF ABOVE PERSONS Dennis J. Gorman ###-##-#### - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. - ------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF -0- SHARES ----------------------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY -0- EACH ----------------------------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH -0- ----------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER -0- - ------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON -0- - ------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* |_| - ------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.0% - ------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 6 of 16 Pages - ---------------------------------- ---------------------------------- CUSIP NO. 177376 10 0 13G PAGE 7 OF 16 PAGES - ----------------------------------- ---------------------------------- - ------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATIONS NOS. OF ABOVE PERSONS John V. Jaggers ###-##-#### - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. - ------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 3,498 SHARES ----------------------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY -0- EACH ----------------------------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH 3,498 ----------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER -0- - ------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,498 - ------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* |_| - ------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.01% - ------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 7 of 16 Pages - ---------------------------------- ---------------------------------- CUSIP NO. 177376 10 0 13G PAGE 8 OF 16 PAGES - ----------------------------------- ---------------------------------- - ------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATIONS NOS. OF ABOVE PERSONS Charles H. Phipps ###-##-#### - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. - ------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 30,664 SHARES ----------------------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 1,513 EACH ----------------------------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH 30,664 ----------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 1,513 - ------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 32,177 - ------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* |_| - ------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.1% - ------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 8 of 16 Pages Item 1. (a) NAME OF ISSUER. Citrix Systems, Inc., a Delaware corporation (the "Issuer"). (b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES. The Issuer's principal executive offices are located at 210 University Drive, Suite 700, Coral Springs, Florida 33071. ITEM 2. (a) NAMES OF PERSONS FILING. This statement is filed by the following persons: (i) Sevin Rosen Fund III L.P. (formerly known as SRB Partners Fund, L.P.) ("SR III"); (ii) SRB Associates III L.P. (formerly known as SRB Associates L.P.) ("SRB III"); (iii) Jon W. Bayless ("Bayless"); (iv) Stephen M. Dow ("Dow"); (v) Dennis J. Gorman ("Gorman"); (vi) John V. Jaggers ("Jaggers"); and (vii) Charles H. Phipps ("Phipps"). SRB III is the general partner of SR III. Bayless, Dow, Gorman, Jaggers and Phipps are the general partners of SRB III. (b) ADDRESS OF PRINCIPAL BUSINESS OFFICE. The principal business office of each of SR III, SRB III, Bayless, Gorman, Jaggers and Phipps is Two Galleria Tower, 13455 Noel Road, Suite 1670, Dallas, Texas 75240. The principal business office of Dow is 550 Lytton Avenue, Suite 200, Palo Alto, California 94301. Page 9 of 16 Pages (c) CITIZENSHIP. SR III and SRB III are each Delaware limited partnerships. Bayless, Dow, Gorman, Jaggers and Phipps are each U.S. citizens. (d) TITLE OF CLASS OF SECURITIES. This statement relates to shares of Common Stock, par value $.001 per share (the "Common Stock"), of the Issuer. (e) CUSIP NUMBER. 177376 10 0 ITEM 3. This statement is not being filed pursuant to Rule 13d-1(b) or 13d-2(b). ITEM 4. OWNERSHIP. As of December 31, 1996, no person filing this Schedule 13G beneficially owned in excess of 5% of the Issuer's Common Stock. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ X ] ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not applicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not applicable. Page 10 of 16 Pages ITEM 10. CERTIFICATION. Not applicable. [SIGNATURES ON NEXT PAGE] Page 11 of 16 Pages SIGNATURE/SIGNED IN COUNTERPART After reasonable inquiry and to the best knowledge and belief of the undersigned, the undersigned certify that the information set forth in this statement is true, complete and correct. SEVIN ROSEN FUND III L.P. By: SRB Associates III L.P., General Partner Dated: February 13, 1997 By:/S/ JOHN V. JAGGERS ---------------------------------------- John V. Jaggers, a General Partner SRB ASSOCIATES III L.P. Dated: February 13, 1997 By: /S/ JOHN V. JAGGERS --------------------------------------- John V. Jaggers, a General Partner Dated: February 13, 1997 /S/ JON W. BAYLESS -------------------------------------- Jon W. Bayless Dated: February 13, 1997 /S/ JOHN V. JAGGERS, ATTORNEY-IN-FACT -------------------------------------- Stephen M. Dow Dated: February 13, 1997 /S/ DENNIS J. GORMAN -------------------------------------- Dennis J. Gorman Dated: February 13, 1997 /S/ JOHN V. JAGGERS -------------------------------------- John V. Jaggers Dated: February 13, 1997 /S/ CHARLES H. PHIPPS -------------------------------------- Charles H. Phipps Page 12 of 16 Pages EXHIBIT INDEX EXHIBIT 1. Joint Filing Agreement. 2. Power of Attorney. Page 13 of 16 Pages EXHIBIT 1 THIS DOCUMENT HAS BEEN SIGNED IN COUNTERPART JOINT FILING AGREEMENT In accordance with Rule 13d-1(f) under the Securities Exchange Act of 1934, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13G (including amendments thereto) with respect to the common stock of CITRIX SYSTEMS, INC., and further agree that this Joint Filing Agreement be included as an Exhibit to such joint filings. In evidence thereof each of the undersigned, being duly authorized, hereby execute this Agreement on the date set forth opposite his or its name. SEVIN ROSEN FUND III L.P. By: SRB Associates III L.P., General Partner Dated: February 13, 1997 By:/S/ JOHN V. JAGGERS ---------------------------------- John V. Jaggers, a General Partner SRB ASSOCIATES III L.P. Dated: February 13, 1997 By: /S/ JOHN V. JAGGERS -------------------------------------- John V. Jaggers, a General Partner Dated: February 13, 1997 /S/ JON W. BAYLESS ------------------------------------- Jon W. Bayless Dated: February 13, 1997 /S/ JOHN V. JAGGERS, ATTORNEY-IN-FACT ------------------------------------- Stephen M. Dow Page 14 of 16 Pages Dated: February 13, 1997 /S/ DENNIS J. GORMAN ------------------------------------- Dennis J. Gorman Dated: February 13, 1997 /S/ JOHN V. JAGGERS ------------------------------------- John V. Jaggers Dated: February 13, 1997 /S/ CHARLES H. PHIPPS ------------------------------------- Charles H. Phipps Page 15 of 16 Pages EXHIBIT 2 POWER OF ATTORNEY The undersigned, STEPHEN M. DOW, hereby makes, constitutes and appoints each of DENNIS J. GORMAN, JOHN V. JAGGERS AND JON W. BAYLESS, and each of them singly, his true and lawful attorney-in-fact and agent, with full power to them, and each of them singly, and with full power of substitution, to sign for the undersigned and in his name, any Form 144, Form 3, Form 4, Form 5, Schedule 13D and Schedule 13G, and any and all amendments thereto, and to file the same, and all exhibits thereto, and all documents in connection therewith, with the Securities and Exchange Commission, and generally to do all things in the name of the undersigned and on his behalf to enable the undersigned to comply with the reporting requirements of the Securities Act of 1933, as amended, and the Securities Exchange Act of 1934, as amended, and all requirements of the Securities and Exchange Commission. This Power of Attorney shall not be affected by the subsequent disability or incompetence of the undersigned. This Power of Attorney may not be changed orally. The undersigned hereby agrees that any third party receiving a duly executed copy or reproduction of this Power of Attorney may act under it. Revocation or termination of this Power of Attorney will not be effective until the third party receives actual knowledge of the termination or revocation. The undersigned shall hold harmless any third party from and against any claims that may arise against the third party as a result of reliance on this Power of Attorney. IN WITNESS WHEREOF, the undersigned has executed this Power of Attorney as of the 13th day of June, 1994. /s/ Stephen M. Dow --------------------------------- Stephen M. Dow STATE OF TEXAS ) )ss.: COUNTY OF DALLAS ) On this 13th day of June, 1994 before me personally came Stephen M. Dow, to me known and known to me to be the individual described in, and who executed the foregoing instrument, and he acknowledged to me that he executed the same. /s/ Jo Anne Eisler ---------------------------------- Notary Public My commission expires: May 27, 1998 Page 16 of 16 Pages -----END PRIVACY-ENHANCED MESSAGE-----