-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JBtijcGx3ft8hjJhA8NxkkDZP43/1ylimb1ZcKtqTemicVrH4DvZWdKzQn0ucc/E gIj77dRQ3BazuU+Vq94/vw== 0001193125-04-019605.txt : 20040211 0001193125-04-019605.hdr.sgml : 20040211 20040211154020 ACCESSION NUMBER: 0001193125-04-019605 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040211 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AMERICA SERVICE GROUP INC /DE CENTRAL INDEX KEY: 0000877476 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090] IRS NUMBER: 510332317 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-42037 FILM NUMBER: 04586216 BUSINESS ADDRESS: STREET 1: 105 WESTPARK DR STREET 2: STE 300 CITY: BRENTWOOD STATE: TN ZIP: 37027 BUSINESS PHONE: 6153733100 MAIL ADDRESS: STREET 1: 105 WESTPARK DR STREET 2: STE 300 CITY: BRENTWOOD STATE: TN ZIP: 37027 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KNOTT DAVID M CENTRAL INDEX KEY: 0000808722 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 485 UNDERHILL BLVD STREET 2: STE 205 CITY: SYOSSET STATE: NY ZIP: 11791-3419 MAIL ADDRESS: STREET 1: 485 UNDERHILL BLVD STREET 2: STE 205 CITY: SYOSSET STATE: NY ZIP: 11791-3419 SC 13G/A 1 dsc13ga.htm AMENDMENT NO. 3 TO SC 13G Amendment No. 3 to SC 13G

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

 

SCHEDULE 13G

 

 

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT

TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED

PURSUANT TO RULE 13d-2(b)

(Amendment No. 3)1

 

 

 

 

 

America Service Group Inc.


(Name of Issuer)

 

 

Common Stock


(Title of Class of Securities)

 

 

02364L109


                                (CUSIP Number)                                

 

 

December 31, 2003


(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

¨ Rule 13d-1(b)

 

x Rule 13d-1(c)

 

¨ Rule 13d-1(d)


1   The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


CUSIP No. 02364L109   13G   Page 2 of 7 Pages

  1.  

Name of Reporting Persons.

I.R.S. Identification No. of above persons (entities only).

 

            Knott Partners, L.P.

            T.I.N. #11-2835793

   

  2.  

Check the Appropriate Box if a Member of a Group*

(a)  ¨

(b)  x

   

  3.  

SEC Use Only

 

   

  4.  

Citizenship or Place of Organization

 

            New Jersey, U.S.A.

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

  5.    Sole Voting Power

 

                147,800


  6.    Shared Voting Power

 

                0


  7.    Sole Dispositive Power

 

                147,800


  8.    Shared Dispositive Power

 

                0


  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            147,800

   

10.  

Check Box if the Aggregate Amount in Row 9 Excludes Certain Shares*

 

¨

   

11.  

Percent of Class Represented by Amount in Row 9

 

            2.2%

   

12.  

Type of Reporting Person*

 

            PN

   

 

*SEE INSTRUCTIONS BEFORE FILLING OUT!

 


.

CUSIP No. 02364L109   13G   Page 3 of 7 Pages

 


  1.  

Name of Reporting Persons.

I.R.S. Identification No. of above persons (entities only).

 

            David M. Knott

   

  2.  

Check the Appropriate Box if a Member of a Group*

(a)  ¨

(b)  x

   

  3.  

SEC Use Only

 

   

  4.  

Citizenship or Place of Organization

 

            United States of America

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

  5.    Sole Voting Power

 

                182,900


  6.    Shared Voting Power

 

                107,500


  7.    Sole Dispositive Power

 

                182,900


  8.    Shared Dispositive Power

 

                111,500


  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            294,400

   

10.  

Check Box if the Aggregate Amount in Row 9 Excludes Certain Shares*

 

¨

   

11.  

Percent of Class Represented by Amount in Row 9

 

            4.4%

   

12.  

Type of Reporting Person*

 

            IN

   

 

*SEE INSTRUCTIONS BEFORE FILLING OUT!

 


CUSIP No. 02364L109   13G   Page 4 of 7 Pages

Item 1

 

(a)

   Name of Issuer:          
         America Service Group Inc.          

Item 1

 

(b)

   Address of Issuer’s Principal Executive Offices:          
        

105 Westpark Drive, Suite #200

Brentwood, Tennessee 37027

         

Item 2

 

(a)

   Name of Person Filing:          
        

1. Knott Partners, L.P.

2. David M. Knott

         

Item 2

 

(b)

   Address of Principal Business Office or, if none, Residence:          
        

1. 485 Underhill Boulevard, Suite 205

    Syosset, New York 11791

2. 485 Underhill Boulevard, Suite 205

    Syosset, New York 11791

         

Item 2

 

(c)

   Citizenship:          
        

1. New Jersey (Place of Organization)

2. United States of America

         

Item 2

 

(d)

   Title of Class of Securities:          
         Common Stock          

Item 2

 

(e)

   CUSIP Number:              
         02364L109          
          
               
               
               
               
               
               
               
               
               
               

 


CUSIP No. 02364L109   13G   Page 5 of 7 Pages

Item 3

  If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:
   

(a)

  ¨   Broker or dealer registered under Section 15 of the Exchange Act;
   

(b)

  ¨   Bank as defined in Section 3(a)(6) of the Exchange Act;
   

(c)

  ¨   Insurance company as defined in Section 3(a)(19) of the Exchange Act;
   

(d)

  ¨   Investment company registered under Section 8 of the Investment Company Act;
   

(e)

  ¨   An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);
   

(f)

  ¨   An employee benefit plan, or endowment fund in accordance with rule 13d-1(b)(l)(ii)(F);
   

(g)

  ¨   A parent holding company, or control person, in accordance with Rule 13d-1(b)(1)(ii)(G);
   

(h)

  ¨   A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act;
   

(i)

  ¨   A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act;
   

(j)

  ¨   Group, in accordance with Rule 13d-1(b)(1)(ii)(J).
   

If this statement is to filed pursuant Rule 13d-1(c), check this box  x

Item 4

  Ownership:
    1  

Knott Partners, L.P.

See Rows 5 through 9 and 11 on page 2.

    2.  

David M. Knott

See Rows 5 through 9 and 11 on page 3.

 


CUSIP No. 02364L109   13G   Page 6 of 7 Pages

Item 5

   Ownership of Five Percent or Less of a Class
     If this statement is being made to report the fact that as of the date hereof the reporting person has caused to be the beneficial owner of more than five percent of the class of securities, check the following  x

Item 6

   Ownership of More than Five Percent on Behalf of Another Person
     N/A

Item 7

   Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company
     N/A

Item 8

   Identification and Classification of Members of the Group
     N/A

Item 9

   Notice of Dissolution of Group
     N/A

 


CUSIP No. 02364L109   13G   Page 7 of 7 Pages

Item 10

   Certification

 

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

KNOTT PARTNERS, L.P.

February 11, 2004

Date
/s/    David M. Knott        

Signature
David M. Knott/General Partner

Name/Title
February 11, 2004

Date
/s/    David M. Knott        

Signature
David M. Knott

Name
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