SEC Seal
SEC Banner
Search the Next-Generation EDGAR System
Filing Detail
Form X-17A-5 - FOCUS Report:
SEC Accession No. 0000875890-21-000003
Filing Date
2021-03-01
Accepted
2021-03-01 16:50:23
Documents
4
Period of Report
2020-12-31
Confirming Copy
 

Document Format Files

Seq Description Document Type Size
1 primary_doc.html X-17A-5  
1 primary_doc.xml X-17A-5 2220
2 STMT OF FINANCIAL CONDITION SOFC_2020b.pdf STMT FIN COND 411461
7 OPINION ON FS Acct_Report_2020.pdf ACCT RPT FIN RPT 71124
10 NOTES OF FINANCIAL CONDITION NOTES_SOFC_2020.pdf STMT FIN COND NOTES 127621
  Complete submission text file 0000875890-21-000003.txt   844744
Mailing Address 277 PARK AVENUE FIFTH FLOOR NEW YORK NY 10172
Business Address 277 PARK AVENUE FIFTH FLOOR NEW YORK NY 10172 212-572-1209
SMBC NIKKO SECURITIES AMERICA, INC. (Filer) CIK: 0000875890 (see all company filings)

IRS No.: 133606844 | State of Incorp.: DE | Fiscal Year End: 1231
Type: X-17A-5 | Act: 34 | File No.: 008-43852