0001209191-15-065853.txt : 20150813 0001209191-15-065853.hdr.sgml : 20150813 20150813161402 ACCESSION NUMBER: 0001209191-15-065853 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150811 FILED AS OF DATE: 20150813 DATE AS OF CHANGE: 20150813 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHULMAN A INC CENTRAL INDEX KEY: 0000087565 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821] IRS NUMBER: 340514850 STATE OF INCORPORATION: DE FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 3637 RIDGEWOOD ROAD CITY: FAIRLAWN STATE: OH ZIP: 44333 BUSINESS PHONE: 3306663751 MAIL ADDRESS: STREET 1: 3637 RIDGEWOOD ROAD CITY: FAIRLAWN STATE: OH ZIP: 44333 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MITAROTONDA JAMES A CENTRAL INDEX KEY: 0001254583 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-07459 FILM NUMBER: 151050840 MAIL ADDRESS: STREET 1: 888 SEVENTH AVENUE 17TH FL CITY: NEW YORK STATE: NY ZIP: 10019 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-08-11 0 0000087565 SCHULMAN A INC SHLM 0001254583 MITAROTONDA JAMES A C/O BARINGTON CAPITAL GROUP, L.P. 888 SEVENTH AVENUE, 17TH FLOOR NEW YORK NY 10019 1 0 0 0 Common Stock 2015-08-11 4 P 0 20000 34.9559 A 278078 I By Barington Companies Equity Partners, L.P Common Stock 2015-08-12 4 P 0 20000 34.9689 A 298078 I By Barington Companies Equity Partners, L.P Common Stock 27690 D The price reported in this column reflects the weighted average purchase price of multiple trades executed through a broker-dealer at prices ranging from $34.78-$35.34. Upon request, the reporting person will provide to the SEC staff, the issuer, or any security holder of the issuer, detailed information regarding the number of shares sold at each price. The Reporting Person's relationship to Barington Companies Equity Partners, L.P. is described in this footnote. The Reporting Person is the sole stockholder and director of LNA Capital Corp., which is the general partner of Barington Capital Group, L.P., which is the majority member of Barington Companies Investors, LLC. Barington Companies Investors, LLC is the general partner of Barington Companies Equity Partners, L.P. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. The price reported in this column reflects the weighted average purchase price of multiple trades executed through a broker-dealer at prices ranging from $34.68-$35.16. Upon request, the reporting person will provide to the SEC staff, the issuer, or any security holder of the issuer, detailed information regarding the number of shares sold at each price. /s/ James A. Mitarotonda 2015-08-13