0001209191-12-013749.txt : 20120228 0001209191-12-013749.hdr.sgml : 20120228 20120228184732 ACCESSION NUMBER: 0001209191-12-013749 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120224 FILED AS OF DATE: 20120228 DATE AS OF CHANGE: 20120228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MITAROTONDA JAMES A CENTRAL INDEX KEY: 0001254583 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-07459 FILM NUMBER: 12649421 MAIL ADDRESS: STREET 1: 888 SEVENTH AVENUE 17TH FL CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHULMAN A INC CENTRAL INDEX KEY: 0000087565 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821] IRS NUMBER: 340514850 STATE OF INCORPORATION: DE FISCAL YEAR END: 0610 BUSINESS ADDRESS: STREET 1: 3550 W MARKET ST CITY: AKRON STATE: OH ZIP: 44333 BUSINESS PHONE: 3306663751 MAIL ADDRESS: STREET 1: 3550 W MARKET STREET CITY: AKRON STATE: OH ZIP: 44333 4 1 doc4.xml FORM 4 SUBMISSION X0304 4 2012-02-24 0 0000087565 SCHULMAN A INC SHLM 0001254583 MITAROTONDA JAMES A C/O BARINGTON CAPITAL GROUP, L.P. 888 SEVENTH AVENUE, 17TH FLOOR NEW YORK NY 10019 1 0 0 0 Common Shares 2012-02-24 4 S 0 15905 27.13 D 477095 I By Barington Companies Equity Partners, L.P Common Shares 2012-02-28 4 S 0 1149 27.00 D 475946 I By Barington Companies Equity Partners, L.P Common Shares 17730 D The reported dispositions were made to remain within Barington Companies Equity Partners, L.P.'s portfolio concentration limitations in accordance with applicable fund guidelines due to increases in the issuer's stock price. This price represents the weighted average sale price of multiple transactions on the reported date at prices ranging between $27.00 and $27.57. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission, the issuer or a security holder of the issuer. The Reporting Person's relationship to Barington Companies Equity Partners, L.P. is described in this footnote. The Reporting Person is the sole stockholder and director of LNA Capital Corp., which is the general partner of Barington Capital Group, L.P., which is the majority member of Barington Companies Investors, LLC. Barington Companies Investors, LLC is the general partner of Barington Companies Equity Partners, L.P. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. /s/ James A. Mitarotonda 2012-02-28