0001209191-12-013749.txt : 20120228
0001209191-12-013749.hdr.sgml : 20120228
20120228184732
ACCESSION NUMBER: 0001209191-12-013749
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120224
FILED AS OF DATE: 20120228
DATE AS OF CHANGE: 20120228
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MITAROTONDA JAMES A
CENTRAL INDEX KEY: 0001254583
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-07459
FILM NUMBER: 12649421
MAIL ADDRESS:
STREET 1: 888 SEVENTH AVENUE 17TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10019
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SCHULMAN A INC
CENTRAL INDEX KEY: 0000087565
STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821]
IRS NUMBER: 340514850
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0610
BUSINESS ADDRESS:
STREET 1: 3550 W MARKET ST
CITY: AKRON
STATE: OH
ZIP: 44333
BUSINESS PHONE: 3306663751
MAIL ADDRESS:
STREET 1: 3550 W MARKET STREET
CITY: AKRON
STATE: OH
ZIP: 44333
4
1
doc4.xml
FORM 4 SUBMISSION
X0304
4
2012-02-24
0
0000087565
SCHULMAN A INC
SHLM
0001254583
MITAROTONDA JAMES A
C/O BARINGTON CAPITAL GROUP, L.P.
888 SEVENTH AVENUE, 17TH FLOOR
NEW YORK
NY
10019
1
0
0
0
Common Shares
2012-02-24
4
S
0
15905
27.13
D
477095
I
By Barington Companies Equity Partners, L.P
Common Shares
2012-02-28
4
S
0
1149
27.00
D
475946
I
By Barington Companies Equity Partners, L.P
Common Shares
17730
D
The reported dispositions were made to remain within Barington Companies Equity Partners, L.P.'s portfolio concentration limitations in accordance with applicable fund guidelines due to increases in the issuer's stock price.
This price represents the weighted average sale price of multiple transactions on the reported date at prices ranging between $27.00 and $27.57. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission, the issuer or a security holder of the issuer.
The Reporting Person's relationship to Barington Companies Equity Partners, L.P. is described in this footnote. The Reporting Person is the sole stockholder and director of LNA Capital Corp., which is the general partner of Barington Capital Group, L.P., which is the majority member of Barington Companies Investors, LLC. Barington Companies Investors, LLC is the general partner of Barington Companies Equity Partners, L.P.
The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
/s/ James A. Mitarotonda
2012-02-28