FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
BIOSPECIFICS TECHNOLOGIES CORP [ BSTC.PK ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 03/09/2006 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 03/09/2006 | P | 1,500 | A | $1.2 | 611,232 | I | See Footnote(1) | ||
Common Stock | 03/09/2006 | P | 500 | A | $1.26 | 611,732 | I | See Footnote(2) | ||
Common Stock | 03/09/2006 | P | 500 | A | $1.17 | 612,232 | I | See Footnote(3) | ||
Common Stock | 03/10/2006 | P | 3,000 | A | $1.25 | 621,232 | I | See Footnote(4) | ||
Common Stock | 03/13/2006 | P | 500 | A | $1.27 | 621,732 | I | See Footnote(5) | ||
Common Stock | 03/14/2006 | P | 500 | A | $1.3 | 623,232 | I | See Footnote(6) | ||
Common Stock | 03/15/2006 | P | 1,000 | A | $1.6 | 626,232 | I | See Footnote(7) | ||
Common Stock | 03/16/2006 | P | 981 | A | $1.6 | 628,213 | I | See Footnote(8) | ||
Common Stock | 03/20/2006 | P | 3,000 | A | $1.55 | 639,213 | I | See Footnote(9) | ||
Common Stock | 03/20/2006 | P | 1,000 | A | $1.6 | 640,213 | I | See Footnote(10) | ||
Common Stock | 03/21/2006 | P | 1,100 | A | $1.6 | 643,313 | I | See Footnote(11) | ||
Common Stock | 03/24/2006 | P | 1,000 | A | $1.6 | 645,013 | I | See Footnote(12) | ||
Common Stock | 03/28/2006 | P | 500 | A | $1.65 | 646,013 | I | See Footnote(13) | ||
Common Stock | 04/03/2006 | P | 523 | A | $1.55 | 648,436 | I | See Footnote(14) | ||
Common Stock | 04/04/2006 | P | 1,000 | A | $1.45 | 649,436 | I | See Footnote(15) | ||
Common Stock | 04/05/2006 | P | 1,000 | A | $1.6 | 651,436 | I | See Footnote(16) | ||
Common Stock | 10/19/2006 | P | 3,500 | A | $1.3 | 419,152 | I | See Footnote(17) | ||
Common Stock | 10/20/2006 | P | 3,000 | A | $1.5 | 422,152 | I | See Footnote(18) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
1. Includes (i) 104,236 common shares owned by Jeffrey K. Vogel, (ii) 295,312 common shares held by BioPartners LP (Jeffrey Vogel is the sole shareholder and president of BioManagement Inc., the sole general partner of BioPartners LP), (iii) 104,966 common shares held by his brother Jon Vogel and (iv) 106,718 common shares held by his father Sherman Vogel. |
2. Includes (i) 104,736 common shares owned by Jeffrey K. Vogel, (ii) 295,312 common shares held by BioPartners LP (Jeffrey Vogel is the sole shareholder and president of BioManagement Inc., the sole general partner of BioPartners LP), (iii) 104,966 common shares held by his brother Jon Vogel and (iv) 106,718 common shares held by his father Sherman Vogel. |
3. Includes (i) 105,236 common shares owned by Jeffrey K. Vogel, (ii) 295,312 common shares held by BioPartners, LP (Jeffrey Vogel is the sole shareholder and president of BioManagement Inc., the sole general partner of BioPartners LP), (iii) 104,966 common shares held by his brother, Jon Vogel and (iv) 106,718 common shares held by his father, Sherman Vogel. |
4. Includes (i) 108,236 common shares owned by Jeffrey K. Vogel, (ii) 295,312 common shares held by BioPartners LP (Jeffrey Vogel is the sole shareholder and president of BioManagement Inc., the sole general partner of BioPartners LP), (iii) 107,966 common shares held by his brother Jon Vogel and (iv) 109,718 common shares held by his father Sherman Vogel. |
5. Includes (i) 108,736 common shares owned by Jeffrey K. Vogel, (ii) 295,312 common shares held by BioPartners LP (Jeffrey Vogel is the sole shareholder and president of BioManagement Inc., the sole general partner of BioPartners LP), (iii) 107,966 common shares held by his brother Jon Vogel and (iv) 109,718 common shares held by his father Sherman Vogel. |
6. Includes (i) 109,236 common shares owned by Jeffrey K. Vogel, (ii) 295,312 common shares held by BioPartners LP (Jeffrey Vogel is the sole shareholder and president of BioManagement Inc., the sole general partner of BioPartners LP), (iii) 108,466 common shares held by his brother Jon Vogel and (iv) 110,218 common shares held by his father Sherman Vogel |
7. Includes (i) 110,236 common shares owned by Jeffrey K. Vogel, (ii) 295,312 common shares held by BioPartners LP (Jeffrey Vogel is the sole shareholder and president of BioManagement Inc., the sole general partner of BioPartners LP), (iii) 109,466 common shares held by his brother Jon Vogel and (iv) 111,218 common shares held by his father Sherman Vogel. |
8. Includes (i) 111,217 common shares owned by Jeffrey K. Vogel, (ii) 295,312 common shares held by BioPartners LP (Jeffrey Vogel is the sole shareholder and president of BioManagement Inc., the sole general partner of BioPartners LP), (iii) 110,466 common shares held by his brother Jon Vogel and (iv) 111,218 common shares held by his father Sherman Vogel. |
9. Includes (i) 114,217 common shares owned by Jeffrey K. Vogel, (ii) 295,312 common shares held by BioPartners LP (Jeffrey Vogel is the sole shareholder and president of BioManagement Inc., the sole general partner of BioPartners LP), (iii) 114,466 common shares held by his brother Jon Vogel and (iv) 115,218 common shares held by his father Sherman Vogel. |
10. Includes (i) 116,317 common shares owned by Jeffrey K. Vogel, (ii) 295,312 common shares held by BioPartners LP (Jeffrey Vogel is the sole shareholder and president of BioManagement Inc., the sole general partner of BioPartners LP), (iii) 114,466 common shares held by his brother Jon Vogel and (iv) 115,218 common shares held by his father Sherman Vogel. |
11. Includes (i) 116,317 common shares owned by Jeffrey K. Vogel, (ii) 295,312 common shares held by BioPartners LP (Jeffrey Vogel is the sole shareholder and president of BioManagement Inc., the sole general partner of BioPartners LP), (iii) 115,466 common shares held by his brother Jon Vogel and (iv) 116,218 common shares held by his father Sherman Vogel. |
12. Includes (i) 117,317 common shares owned by Jeffrey K. Vogel, (ii) 295,312 common shares held by BioPartners LP (Jeffrey Vogel is the sole shareholder and president of BioManagement Inc., the sole general partner of BioPartners LP), (iii) 115,666 common shares held by his brother Jon Vogel and (iv) 116,718 common shares held by his father Sherman Vogel. |
13. Includes (i) 117,817 common shares owned by Jeffrey K. Vogel, (ii) 295,312 common shares held by BioPartners LP (Jeffrey Vogel is the sole shareholder and president of BioManagement Inc., the sole general partner of BioPartners LP), (iii) 116,166 common shares held by his brother Jon Vogel and (iv) 116,718 common shares held by his father Sherman Vogel. |
14. Includes (i) 118,340 common shares owned by Jeffrey K. Vogel, (ii) 295,312 common shares held by BioPartners LP (Jeffrey Vogel is the sole shareholder and president of BioManagement Inc., the sole general partner of BioPartners LP), (iii) 117,166 common shares held by his brother Jon Vogel and (iv) 117,618 common shares held by his father Sherman Vogel. |
15. Includes (i) 119,340 common shares owned by Jeffrey K. Vogel, (ii) 295,312 common shares held by BioPartners LP (Jeffrey Vogel is the sole shareholder and president of BioManagement Inc., the sole general partner of BioPartners LP), (iii) 117,166 common shares held by his brother Jon Vogel and (iv) 117,618 common shares held by his father Sherman Vogel. |
16. Includes (i) 120,340 common shares owned by Jeffrey K. Vogel, (ii) 295,312 common shares held by BioPartners LP (Jeffrey Vogel is the sole shareholder and president of BioManagement Inc., the sole general partner of BioPartners LP), (iii) 117,166 common shares held by his brother Jon Vogel and (iv) 117,618 common shares held by his father Sherman Vogel. |
17. Includes (i) 123,840 common shares owned by Jeffrey K. Vogel and (ii) 295,312 common shares held by BioPartners LP (Jeffrey Vogel is the sole shareholder and president of BioManagement Inc., the sole general partner of BioPartners LP). As of June 14, 2006 Jeffrey Vogel had no reportable interest in the common shares held by his brother, Jon Vogel and his father, Sherman Vogel. |
18. Includes (i) 126,840 common shares owned by Jeffrey K. Vogel and (ii) 295,312 common shares held by BioPartners LP (Jeffrey Vogel is the sole shareholder and president of BioManagement Inc., the sole general partner of BioPartners LP). |
Remarks: |
/s/ JEFFREY K. VOGEL | 01/10/2007 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |