0001127602-23-030375.txt : 20231222 0001127602-23-030375.hdr.sgml : 20231222 20231222163156 ACCESSION NUMBER: 0001127602-23-030375 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231213 FILED AS OF DATE: 20231222 DATE AS OF CHANGE: 20231222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mendoza Tish CENTRAL INDEX KEY: 0001628839 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-12291 FILM NUMBER: 231510298 MAIL ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AES CORP CENTRAL INDEX KEY: 0000874761 STANDARD INDUSTRIAL CLASSIFICATION: COGENERATION SERVICES & SMALL POWER PRODUCERS [4991] ORGANIZATION NAME: 01 Energy & Transportation IRS NUMBER: 541163725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 BUSINESS PHONE: 7035221315 MAIL ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 FORMER COMPANY: FORMER CONFORMED NAME: AES CORPORATION DATE OF NAME CHANGE: 19930328 4/A 1 form4a.xml PRIMARY DOCUMENT X0508 4/A 2023-12-13 2023-12-14 0000874761 AES CORP AES 0001628839 Mendoza Tish 4300 WILSON BOULEVARD ARLINGTON VA 22203 1 EVP & Chief HR Officer 0 Common Stock 2023-12-13 4 S 0 21678 18.95 D 167177 D The reporting person's original Form 4 filed on December 14, 2023 inadvertently underreported the number of shares sold in connection with an option exercise and sale of shares on December 13, 2023. This Form 4/A is being filed to correct the error. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.94 to $18.97, inclusive. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range. /s/ Paul L. Freedman, attorney-in-fact 2023-12-22