0001127602-23-029623.txt : 20231214 0001127602-23-029623.hdr.sgml : 20231214 20231214164052 ACCESSION NUMBER: 0001127602-23-029623 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231213 FILED AS OF DATE: 20231214 DATE AS OF CHANGE: 20231214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mendoza Tish CENTRAL INDEX KEY: 0001628839 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12291 FILM NUMBER: 231487595 MAIL ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AES CORP CENTRAL INDEX KEY: 0000874761 STANDARD INDUSTRIAL CLASSIFICATION: COGENERATION SERVICES & SMALL POWER PRODUCERS [4991] IRS NUMBER: 541163725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 BUSINESS PHONE: 7035221315 MAIL ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 FORMER COMPANY: FORMER CONFORMED NAME: AES CORPORATION DATE OF NAME CHANGE: 19930328 4 1 form4.xml PRIMARY DOCUMENT X0508 4 2023-12-13 0000874761 AES CORP AES 0001628839 Mendoza Tish 4300 WILSON BOULEVARD ARLINGTON VA 22203 1 EVP & Chief HR Officer 0 Common Stock 2023-12-13 4 M 0 24643 14.63 A 188855 D Common Stock 2023-12-13 4 S 0 21594 18.95 D 167261 D Common Stock 26998 I by 401(k) Stock Option (Right to Buy) 14.63 2023-12-13 4 M 0 24643 0 D 2024-02-21 Common Stock 24643 0 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.94 to $18.97, inclusive. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range. Since the last Form 4 filing on February 27, 2023, the reporting person acquired 693 additional shares of AES Common Stock pursuant to The AES Corporation Retirement Savings Plan. This information is based on a plan statement dated December 14, 2023. This stock option award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and vested in three equal annual installments on February 21, 2015, February 21, 2016 and February 20, 2017. /s/ Paul L. Freedman, attorney-in-fact 2023-12-14