0001127602-21-023623.txt : 20210812
0001127602-21-023623.hdr.sgml : 20210812
20210812195344
ACCESSION NUMBER: 0001127602-21-023623
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210810
FILED AS OF DATE: 20210812
DATE AS OF CHANGE: 20210812
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Da Santos Bernerd
CENTRAL INDEX KEY: 0001626763
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12291
FILM NUMBER: 211169288
MAIL ADDRESS:
STREET 1: 4300 WILSON BOULEVARD
CITY: ARLINGTON
STATE: VA
ZIP: 22203
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AES CORP
CENTRAL INDEX KEY: 0000874761
STANDARD INDUSTRIAL CLASSIFICATION: COGENERATION SERVICES & SMALL POWER PRODUCERS [4991]
IRS NUMBER: 541163725
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4300 WILSON BOULEVARD
CITY: ARLINGTON
STATE: VA
ZIP: 22203
BUSINESS PHONE: 7035221315
MAIL ADDRESS:
STREET 1: 4300 WILSON BOULEVARD
CITY: ARLINGTON
STATE: VA
ZIP: 22203
FORMER COMPANY:
FORMER CONFORMED NAME: AES CORPORATION
DATE OF NAME CHANGE: 19930328
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2021-08-10
0000874761
AES CORP
AES
0001626763
Da Santos Bernerd
4300 WILSON BOULEVARD
ARLINGTON
VA
22203
1
EVP and COO
Common Stock
2021-08-10
4
M
0
21211
11.17
A
224339
D
Common Stock
2021-08-10
4
M
0
30730
14.63
A
255069
D
Common Stock
2021-08-10
4
S
0
51941
24.33
D
203128
D
Common Stock
27842
I
by 401(k)
Stock Option (Right to Buy)
11.17
2021-08-10
4
M
0
21211
0
D
2023-02-15
Common Stock
21211
0
D
Stock Option (Right to Buy)
14.63
2021-08-10
4
M
0
30730
0
D
2024-02-21
Common Stock
30730
0
D
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 11, 2021.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.11 to $24.60, inclusive. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the ranges.
This stock option award was granted on February 15, 2013 pursuant to The AES Corporation 2003 Long Term Compensation Plan and vested in three equal annual installments on February 15, 2014, February 15, 2015, and February 15, 2016.
This stock option award was granted on February 21, 2014 pursuant to The AES Corporation 2003 Long Term Compensation Plan and vested in three equal annual installments on February 21, 2015, February 21, 2016, and February 21, 2017.
/s/ Megan Campbell, attorney-in-fact
2021-08-12