0000903423-13-000700.txt : 20131218 0000903423-13-000700.hdr.sgml : 20131218 20131218124528 ACCESSION NUMBER: 0000903423-13-000700 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131218 FILED AS OF DATE: 20131218 DATE AS OF CHANGE: 20131218 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AES CORP CENTRAL INDEX KEY: 0000874761 STANDARD INDUSTRIAL CLASSIFICATION: COGENERATION SERVICES & SMALL POWER PRODUCERS [4991] IRS NUMBER: 541163725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 BUSINESS PHONE: 7035221315 MAIL ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 FORMER COMPANY: FORMER CONFORMED NAME: AES CORPORATION DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHINA INVESTMENT CORP CENTRAL INDEX KEY: 0001468702 STATE OF INCORPORATION: F4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12291 FILM NUMBER: 131284571 BUSINESS ADDRESS: STREET 1: NEW POLY PLAZA STREET 2: NO. 1 CHAOYANGMEN BEIDAJIE, DONGCHENG CITY: BEIJING STATE: F4 ZIP: 100010 BUSINESS PHONE: 86 10 64086277 MAIL ADDRESS: STREET 1: NEW POLY PLAZA STREET 2: NO. 1 CHAOYANGMEN BEIDAJIE, DONGCHENG CITY: BEIJING STATE: F4 ZIP: 100010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Terrific Investment Corp CENTRAL INDEX KEY: 0001486353 STATE OF INCORPORATION: F4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12291 FILM NUMBER: 131284572 BUSINESS ADDRESS: STREET 1: NEW POLY PLAZA STREET 2: NO.1 CHAOYANGMEN BEIDAJIE, DONGCHENG, CITY: BEIJING STATE: F4 ZIP: 100010 BUSINESS PHONE: 86 10 6408 6715 MAIL ADDRESS: STREET 1: NEW POLY PLAZA STREET 2: NO.1 CHAOYANGMEN BEIDAJIE, DONGCHENG, CITY: BEIJING STATE: F4 ZIP: 100010 4 1 ticf4.xml OWNERSHIP DOCUMENT X0306 4 2013-12-18 1 0000874761 AES CORP AES 0001486353 Terrific Investment Corp NEW POLY PLAZA, 25TH FLOOR NO.1 NORTH CHAOYANGMEN STREET BEIJING F4 100010 CHINA 0 0 0 1 Former 10% Owner 0001468702 CHINA INVESTMENT CORP 16F-19F, NEW POLY PLAZA NO.1 NORTH CHAOYANGMEN STREET BEIJING F4 100010 CHINA 0 0 0 1 Former 10% Owner Common Stock, par value $0.01 per share 2013-12-18 4 S 0 20000000 12.912 D 105468788 D Common Stock, par value $0.01 per share 2013-12-18 4 S 0 46000000 13.181 D 59468788 D The price represents 96% of the public offering price of $13.450 per share of Common Stock ("Common Share") of The AES Corporation (the "Issuer"). These securities are beneficially owned directly by Terrific Investment Corporation, and indirectly by China Investment Corporation. CIC is the parent of CIC International Co., Ltd. ("CIC International"), which is the parent of Terrific and another wholly-owned subsidiary. CIC International is the parent of another wholly owned subsidiary, which beneficially owns 420,830 Common Shares of the Issuer. These Common Shares may be deemed to be beneficially owned indirectly by China Investment Corporation. The price represents the public offering price of $13.450 per Common Share less the underwriters' discount of $0.269 per Common Share. These securities are beneficially owned directly by Terrific Investment Corporation, and indirectly by China Investment Corporation. CIC is the parent of CIC International, which is the parent of Terrific and another wholly-owned subsidiary. CIC International is the parent of another wholly owned subsidiary, which beneficially owns 420,830 Common Shares of the Issuer. These Common Shares may be deemed to be beneficially owned indirectly by China Investment Corporation. /s/ Li Keping, Executive Director and President of Terrific Investment Corporation 2013-12-18 /s/ Ding Xuedong, Chairman and Chief Executive Officer of China Investment Corporation 2013-12-18