0000898430-01-503010.txt : 20011019
0000898430-01-503010.hdr.sgml : 20011019
ACCESSION NUMBER: 0000898430-01-503010
CONFORMED SUBMISSION TYPE: SC 13G/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20011017
GROUP MEMBERS: GEICO CORPORATION
GROUP MEMBERS: GOVERNMENT EMPLOYEES INSURANCE COMPANY
GROUP MEMBERS: NATIONAL INDEMNITY COMPANY
GROUP MEMBERS: OBH, INC.
GROUP MEMBERS: WARREN E BUFFETT
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: BERKSHIRE HATHAWAY INC
CENTRAL INDEX KEY: 0001067983
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
IRS NUMBER: 470813844
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G/A
BUSINESS ADDRESS:
STREET 1: 1440 KIEWIT PLZ
CITY: OMAHA
STATE: NE
ZIP: 68131
BUSINESS PHONE: 4023461400
MAIL ADDRESS:
STREET 1: 1440 KIEWIT PLAZA
CITY: OMAHA
STATE: NE
ZIP: 68131
FORMER COMPANY:
FORMER CONFORMED NAME: NBH INC
DATE OF NAME CHANGE: 19980810
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: JONES APPAREL GROUP INC
CENTRAL INDEX KEY: 0000874016
STANDARD INDUSTRIAL CLASSIFICATION: WOMEN'S, MISSES', AND JUNIORS OUTERWEAR [2330]
IRS NUMBER: 060935166
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-41904
FILM NUMBER: 1760944
BUSINESS ADDRESS:
STREET 1: 250 RITTENHOUSE CIRCLE
STREET 2: KEYSTONE PK
CITY: BRISTOL
STATE: PA
ZIP: 19007
BUSINESS PHONE: 2157854000
MAIL ADDRESS:
STREET 1: 250 RITTENHOUSE CIRCLE
CITY: BRISTOL
STATE: PA
ZIP: 19007
SC 13G/A
1
dsc13ga.txt
SCHEDULE 13G AMENDMENT #2
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES 13d-1(b) (c), AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2(b)/1/
Amendment No. 2
Jones Apparel Group, Inc.
--------------------------------------------------------------------------------
(Name of Issuer)
Common Stock
--------------------------------------------------------------------------------
(Title of Class of Securities)
480074 10 3
--------------------------------------------------------------------------------
(CUSIP Number)
May 31, 2001
--------------------------------------------------------------------------------
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
[X] Rule 13d-1(b)
[_] Rule 13d-1(c)
[_] Rule 13d-1(d)
(Continued on following pages)
Page 1 of 15 Pages
___________________
/1/ The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which would
alter disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
--------------------- ------------------
CUSIP No. 480074 10 3 13G Page 2 of 15 Pages
--------------------- ------------------
------------------------------------------------------------------------------
NAME OF REPORTING PERSON
1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Warren E. Buffett
------------------------------------------------------------------------------
CHECK APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (A) [X]
(B) [_]
------------------------------------------------------------------------------
SEC USE ONLY
3
------------------------------------------------------------------------------
CITIZEN OR PLACE OF ORGANIZATION
4
United States Citizen
------------------------------------------------------------------------------
SOLE VOTING POWER
5
NUMBER OF -0-
SHARES -----------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 6
OWNED BY 8,059,000
-----------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
REPORTING 7
-0-
PERSON WITH -----------------------------------------------------------
SHARED DISPOSITIVE POWER
8
8,059,000
------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9
8,059,000
------------------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
10
[_]
Not Applicable
------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11
6.7
------------------------------------------------------------------------------
TYPE OF REPORTING PERSON
12
IN
------------------------------------------------------------------------------
--------------------- ------------------
CUSIP No. 480074 10 3 13G Page 3 of 15 Pages
--------------------- ------------------
------------------------------------------------------------------------------
NAME OF REPORTING PERSON
1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Berkshire Hathaway Inc.
------------------------------------------------------------------------------
CHECK APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (A) [X]
(B) [_]
------------------------------------------------------------------------------
SEC USE ONLY
3
------------------------------------------------------------------------------
CITIZEN OR PLACE OF ORGANIZATION
4
Delaware Corporation
------------------------------------------------------------------------------
SOLE VOTING POWER
NUMBER OF 5
SHARES -0-
-----------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 6
OWNED BY 8,059,000
-----------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
REPORTING 7
-0-
-----------------------------------------------------------
PERSON WITH SHARED DISPOSITIVE POWER
8
8,059,000
------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9
8,059,000
------------------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
10
[_]
Not Applicable
------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11
6.7
------------------------------------------------------------------------------
TYPE OF REPORTING PERSON
12
HC, CO
------------------------------------------------------------------------------
--------------------- ------------------
CUSIP No. 480074 10 3 13G Page 4 of 15 Pages
--------------------- ------------------
------------------------------------------------------------------------------
NAME OF REPORTING PERSON
1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
OBH, Inc.
------------------------------------------------------------------------------
CHECK APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (A) [X]
(B) [_]
------------------------------------------------------------------------------
SEC USE ONLY
3
------------------------------------------------------------------------------
CITIZEN OR PLACE OF ORGANIZATION
4
Delaware Corporation
------------------------------------------------------------------------------
SOLE VOTING POWER
NUMBER OF 5
SHARES -0-
-----------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 6
OWNED BY 8,059,000
-----------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
REPORTING 7
-0-
-----------------------------------------------------------
PERSON WITH SHARED DISPOSITIVE POWER
8 8,059,000
------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9
8,059,000
------------------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
10
[_]
Not Applicable
------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11
6.7
------------------------------------------------------------------------------
TYPE OF REPORTING PERSON
12
HC, CO
------------------------------------------------------------------------------
--------------------- -------------------
CUSIP No. 480074 10 3 Page 5 of 15 Pages
--------------------- -------------------
------------------------------------------------------------------------------
NAME OF REPORTING PERSON
1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
National Indemnity Company
------------------------------------------------------------------------------
CHECK APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (A) [X]
(B) [_]
------------------------------------------------------------------------------
SEC USE ONLY
3
------------------------------------------------------------------------------
CITIZEN OR PLACE OF ORGANIZATION
4
Nebraska Corporation
------------------------------------------------------------------------------
SOLE VOTING POWER
5
NUMBER OF -0-
SHARES -----------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 6
OWNED BY 8,059,000
-----------------------------------------------------------
SOLE DISPOSITIVE POWER
EACH 7
REPORTING -0-
-----------------------------------------------------------
SHARED DISPOSITIVE POWER
PERSON WITH 8
8,059,000
------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9
8,059,000
------------------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
10
[_]
Not Applicable
------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11
6.7
------------------------------------------------------------------------------
TYPE OF REPORTING PERSON
12
IC, CO
------------------------------------------------------------------------------
--------------------- -------------------
CUSIP No. 480074 10 3 Page 6 of 15 Pages
--------------------- -------------------
------------------------------------------------------------------------------
NAME OF REPORTING PERSON
1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
GEICO Corporation
------------------------------------------------------------------------------
CHECK APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (A) [X]
(B) [_]
------------------------------------------------------------------------------
SEC USE ONLY
3
------------------------------------------------------------------------------
CITIZEN OR PLACE OF ORGANIZATION
4
Delaware Corporation
------------------------------------------------------------------------------
SOLE VOTING POWER
5
NUMBER OF -0-
SHARES -----------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 6
8,059,000
OWNED BY -----------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
7
REPORTING -0-
PERSON -----------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 8
8,059,000
------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9
8,059,000
------------------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
10
[_]
Not Applicable
------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11
6.7
------------------------------------------------------------------------------
TYPE OF REPORTING PERSON
12
HC, CO
------------------------------------------------------------------------------
--------------------- -------------------
CUSIP No. 480074 10 3 Page 7 of 15 Pages
--------------------- -------------------
------------------------------------------------------------------------------
NAME OF REPORTING PERSON
1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Government Employees Insurance Company
------------------------------------------------------------------------------
CHECK APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (A) [X]
(B) [_]
------------------------------------------------------------------------------
SEC USE ONLY
3
------------------------------------------------------------------------------
CITIZEN OR PLACE OF ORGANIZATION
4
Maryland Corporation
------------------------------------------------------------------------------
SOLE VOTING POWER
5
NUMBER OF -0-
SHARES -----------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 6
OWNED BY 8,059,000
-----------------------------------------------------------
SOLE DISPOSITIVE POWER
EACH 7
REPORTING -0-
-----------------------------------------------------------
SHARED DISPOSITIVE POWER
PERSON WITH 8
8,059,000
------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9
8,059,000
------------------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
10
[_]
Not Applicable
------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11
6.7
------------------------------------------------------------------------------
TYPE OF REPORTING PERSON
12
IC
------------------------------------------------------------------------------
Item 1(a). Name of Issuer:
Jones Apparel Group, Inc.
Item 1(b). Address of Issuer's Principal Executive Offices:
250 Rittenhouse Circle
Keystone Park
Bristol, PA 19007
Item 2(a). Name of Persons Filing:
Item 2(b). Address of Principal Business Office:
Item 2(c). Citizenship:
Warren E. Buffett
1440 Kiewit Plaza
Omaha, Nebraska 68131
United States Citizen
Berkshire Hathaway Inc.
1440 Kiewit Plaza
Omaha, Nebraska 68131
Delaware Corporation
OBH, Inc.
1440 Kiewit Plaza
Omaha, Nebraska 68131
Delaware Corporation
National Indemnity Company
3024 Harney Street
Omaha, Nebraska 68131
Nebraska Corporation
GEICO Corporation
1 Geico Plaza
Washington, DC 20076
Delaware Corporation
Government Employees Insurance Company
1 Geico Plaza
Washington, DC 20076
Maryland Corporation
Item 2(d). Title of Class of Securities:
Common Stock
Page 8 of 15
Item 2 (e). CUSIP Number:
480074 10 3
Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b),
check whether the person filing is a:
(a) [_] Broker or Dealer registered under Section 15 of the Act.
(b) [_] Bank as defined in Section 3(a)(6) of the Act.
(c) [X] Insurance Company as defined in Section 3(a)(19)
of the Act.
National Indemnity Company
Government Employees Insurance Company
(d) [_] Investment Company registered under Section 8 of the Investment
Company Act of 1940.
(e) [_] An investment advisor registered in accordance with Rule 13d-
1(b)(1)(ii)(E);
(f) [_] An employee benefit plan or endowment fund in accordance with Rule
13d-1(b)(1)(ii)(F);
(g) [X] A parent holding company or control person in accordance with Rule
13d-1(b)(1)(ii)(G);
GEICO Corporation
OBH, Inc.
Berkshire Hathaway Inc.
Warren E. Buffett (an individual who may be deemed to control
Berkshire Hathaway Inc.)
(h) [_] A savings association as defined in Section 3(b) of the Federal
Deposit Insurance Act;
(i) [_] A church plan that is excluded from the definition of an
investment company under Section 3(c)(14) of the Investment
Company Act;
(j) [X] Group in accordance with Rule 13d-1(b)(1)(ii)(J).
See Exhibit A
If this statement is filed pursuant to Rule 13d-1(c), check this
Page 9 of 15
box. [_]
Item 4. Ownership.
Warren E. Buffett
(a) Amount Beneficially Owned:
8,059,000
(b) Percent of Class:
6.7
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote:
-0-
(ii) shared power to vote or to direct the vote:
8,059,000
(iii) sole power to dispose or direct the disposition of:
-0-
(iv) shared power to dispose or to direct the disposition of:
8,059,000
Berkshire Hathaway Inc.
(a) Amount Beneficially Owned:
8,059,000
(b) Percent of Class:
6.7
Page 10 of 15
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote:
-0-
(ii) shared power to vote or to direct the vote:
8,059,000
(iii) sole power to dispose or direct the disposition of:
-0-
(iv) shared power to dispose or to direct the disposition of:
8,059,000
OBH, Inc.
(a) Amount Beneficially Owned:
8,059,000
(b) Percent of Class:
6.7
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote:
-0-
(ii) shared power to vote or to direct the vote:
8,059,000
(iii) sole power to dispose or direct the disposition of:
-0-
(iv) shared power to dispose or to direct the disposition of:
8,059,000
Page 11 of 15
National Indemnity Company
(a) Amount Beneficially Owned:
8,059,000
(b) Percent of Class:
6.7
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote:
-0-
(ii) shared power to vote or to direct the vote:
8,059,000
(iii) sole power to dispose or direct the disposition of:
-0-
(iv) shared power to dispose or to direct the disposition of:
8,059,000
GEICO Corporation
(a) Amount Beneficially Owned:
8,059,000
(b) Percent of Class:
6.7
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote:
Page 12 of 15
-0-
(ii) shared power to vote or to direct the vote:
8,059,000
(iii) sole power to dispose or direct the disposition of:
-0-
(iv) shared power to dispose or to direct the disposition of:
8,059,000
Government Employees Insurance Company
(a) Amount Beneficially Owned:
8,059,000
(b) Percent of Class:
6.7
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote:
-0-
(ii) shared power to vote or to direct the vote:
8,059,000
(iii) sole power to dispose or direct the disposition of:
-0-
(iv) shared power to dispose or to direct the disposition of:
8,059,000
Page 13 of 15
Item 5. Ownership of Five Percent or Less of a Class.
Not Applicable
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
Not Applicable
Item 7. Identification and Classification of the Subsidiary Which Acquired the
Security Being Reported on By the Parent Holding Company.
See Exhibit A
Item 8. Identification and Classification of Members of the Group.
See Exhibit A
Item 9. Notice of Dissolution of Group.
Not Applicable
Item 10. Certification.
By signing below I certify that, to the best of my knowledge and belief,
the securities referred to above were acquired and are held in the ordinary
course of business and were not acquired and are not held for the purpose of or
with the effect of changing or influencing the control of the issuer of the
securities and were not acquired and are not held in connection with or as a
participant in any transaction having such purpose or effect.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Dated this 17th of October, 2001
/s/ Warren E. Buffett
-----------------------------------
Warren E. Buffett
Page 14 of 15
BERKSHIRE HATHAWAY INC. OBH, INC.
By: /s/ Warren E. Buffett By: /s/ Warren E. Buffett
------------------------- -----------------------------
Warren E. Buffett Warren E. Buffett
Chairman of the Board Chairman of the Board
NATIONAL INDEMNITY COMPANY GEICO CORPORATION
By: /s/ Warren E. Buffett By: /s/ Warren E. Buffett
------------------------- -----------------------------
Warren E. Buffett Warren E. Buffett
Chairman of the Board Chairman of the Board
GOVERNMENT EMPLOYEES INSURANCE COMPANY
By: /s/ Warren E. Buffett
-------------------------
Warren E. Buffett
Chairman of the Board
Page 15 of 15
Exhibit A
MEMBERS OF FILING GROUP
PARENT HOLDING COMPANY:
Berkshire Hathaway Inc.
OBH, Inc.
GEICO Corporation
Warren E. Buffett (an individual who may be deemed to control Berkshire Hathaway
Inc.)
RELEVANT SUBSIDIARIES THAT ARE INSURANCE COMPANIES AS DEFINED IN SECTION
3(a)(19) OF THE ACT:
National Indemnity Company
Government Employees Insurance Company