SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Henderson Grant

(Last) (First) (Middle)
5435 NE DAWSON CREEK DRIVE

(Street)
HILLSBORO OR 97124

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
01/17/2014
3. Issuer Name and Ticker or Trading Symbol
RADISYS CORP [ RSYS ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
VP, Marketing and Product Mgt.
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 19,136 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Non-Qualified Stock Option (right to buy) 09/06/2014(1) 09/06/2020 Common Stock 40,000 $3.45 D
Non-Qualified Stock Option (right to buy) 09/04/2013(1) 09/04/2019 Common Stock 13,475 $3.67 D
Non-Qualified Stock Option (right to buy) 10/01/2012(1) 10/01/2018 Common Stock 10,500 $6.12 D
Non-Qualified Stock Option (right to buy) 03/09/2011(1) 03/09/2017 Common Stock 25,000 $8.92 D
Non-Qualified Stock Option (right to buy) 11/10/2011(1) 11/10/2017 Common Stock 6,300 $9.93 D
Performance Restricted Stock Units 03/31/2014(2) (3) Common Stock 7,370 $0.0 D
Restricted Stock Units 09/04/2013(4) (3) Common Stock 5,350 $0.0 D
Explanation of Responses:
1. Vesting schedule is one year from the date of grant, option shall be exercisable for one-third of the total option shares and shall be exercisable in monthly increments equal to 1/36th of the total option shares, cumulatively, each month thereafter.
2. Performance restricted stock units were granted on September 4, 2012 under the 2007 Stock Plan. Performance conditions have been satisfied. 2,550 shares will vest, subject to continued employment, on March 31, 2014. 2,610 shares will vest, subject to continued employment, on June 30, 2014. 2,210 shares will vest, subject to continued employment, on September 30, 2014.
3. N/A
4. Restricted stock units vest 33% per year on the anniversary of the grant date. One share of Common Stock will be automatically delivered to the reporting person for each restricted stock unit that vests.
By: Allen Muhich, Attorney-In-Fact For: Grant Henderson 01/22/2014
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.