0001237899-20-000019.txt : 20200507 0001237899-20-000019.hdr.sgml : 20200507 20200507182227 ACCESSION NUMBER: 0001237899-20-000019 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200506 FILED AS OF DATE: 20200507 DATE AS OF CHANGE: 20200507 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RYAN ARTHUR F CENTRAL INDEX KEY: 0001187443 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19034 FILM NUMBER: 20858068 MAIL ADDRESS: STREET 1: CITIZENS FINANCIAL GROUP, INC STREET 2: 600 WASHINGTON BOULEVARD CITY: STAMFORD STATE: CT ZIP: 06901 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REGENERON PHARMACEUTICALS, INC. CENTRAL INDEX KEY: 0000872589 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 133444607 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 OLD SAW MILL RIVER ROAD CITY: TARRYTOWN STATE: NY ZIP: 10591 BUSINESS PHONE: 9148477000 MAIL ADDRESS: STREET 1: 777 OLD SAW MILL RIVER ROAD CITY: TARRYTOWN STATE: NY ZIP: 10591 FORMER COMPANY: FORMER CONFORMED NAME: REGENERON PHARMACEUTICALS INC DATE OF NAME CHANGE: 19930328 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2020-05-06 0 0000872589 REGENERON PHARMACEUTICALS, INC. REGN 0001187443 RYAN ARTHUR F 777 OLD SAW MILL RIVER ROAD TARRYTOWN NY 10591 1 0 0 0 Common Stock 2020-05-06 4 M 0 3784 371.4 A 32627 D Common Stock 2020-05-06 4 M 0 4960 380.95 A 37587 D Common Stock 2020-05-06 4 M 0 7830 376.69 A 45417 D Common Stock 2020-05-06 4 M 0 9212 520.01 A 54629 D Common Stock 2020-05-06 4 M 0 10838 413.33 A 65467 D Common Stock 2020-05-06 4 M 0 8500 273.67 A 73967 D Common Stock 2020-05-06 4 M 0 5000 177.82 A 78967 D Common Stock 2020-05-06 4 S 0 1 556.62 D 78966 D Common Stock 2020-05-06 4 S 0 1600 541.66 D 77366 D Common Stock 2020-05-06 4 S 0 496 542.66 D 76870 D Common Stock 2020-05-06 4 S 0 1260 543.12 D 75610 D Common Stock 2020-05-06 4 S 0 405 544.57 D 75205 D Common Stock 2020-05-06 4 S 0 1390 545.34 D 73815 D Common Stock 2020-05-06 4 S 0 1631 546.31 D 72184 D Common Stock 2020-05-06 4 S 0 1597 547.37 D 70587 D Common Stock 2020-05-06 4 S 0 2597 548.17 D 67990 D Common Stock 2020-05-06 4 S 0 4113 549.35 D 63877 D Common Stock 2020-05-06 4 S 0 7295 550.58 D 56582 D Common Stock 2020-05-06 4 S 0 7341 551.66 D 49241 D Common Stock 2020-05-06 4 S 0 6477 552.33 D 42764 D Common Stock 2020-05-06 4 S 0 5423 553.16 D 37341 D Common Stock 2020-05-06 4 S 0 2172 554.33 D 35169 D Common Stock 2020-05-06 4 S 0 1595 555.25 D 33574 D Common Stock 2020-05-06 4 S 0 4731 556.31 D 28843 D Non-Qualified Stock Option (right to buy) 177.82 2020-05-06 4 M 0 5000 0.0 D 2023-01-02 Common Stock 5000 0 D Non-Qualified Stock Option (right to buy) 273.67 2020-05-06 4 M 0 8500 0.0 D 2024-01-02 Common Stock 8500 0 D Non-Qualified Stock Option (right to buy) 371.4 2020-05-06 4 M 0 3784 0.0 D 2029-01-02 Common Stock 3784 0 D Non-Qualified Stock Option (right to buy) 376.69 2020-05-06 4 M 0 7830 0.0 D 2027-01-03 Common Stock 7830 0 D Non-Qualified Stock Option (right to buy) 380.95 2020-05-06 4 M 0 4960 0.0 D 2028-01-02 Common Stock 4960 2479 D Non-Qualified Stock Option (right to buy) 413.33 2020-05-06 4 M 0 10838 0.0 D 2025-01-02 Common Stock 10838 0 D Non-Qualified Stock Option (right to buy) 520.01 2020-05-06 4 M 0 9212 0.0 D 2026-01-04 Common Stock 9212 0 D Represents volume-weighted average price of sales of 1,600 shares of Company stock on May 6, 2020 at prices ranging from $541.56 to $541.68. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 6, 2020 at each separate price. Represents volume-weighted average price of sales of 496 shares of Company stock on May 6, 2020 at prices ranging from $542.00 to $542.75. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 6, 2020 at each separate price. Represents volume-weighted average price of sales of 1,260 shares of Company stock on May 6, 2020 at prices ranging from $543.00 to $543.39. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 6, 2020 at each separate price. Represents volume-weighted average price of sales of 405 shares of Company stock on May 6, 2020 at prices ranging from $544.35 to $544.58. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 6, 2020 at each separate price. Represents volume-weighted average price of sales of 1,390 shares of Company stock on May 6, 2020 at prices ranging from $545.00 to $545.99. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 6, 2020 at each separate price. Represents volume-weighted average price of sales of 1,631 shares of Company stock on May 6, 2020 at prices ranging from $546.00 to $546.83. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 6, 2020 at each separate price. Represents volume-weighted average price of sales of 1,597 shares of Company stock on May 6, 2020 at prices ranging from $547.00 to $547.88. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 6, 2020 at each separate price. Represents volume-weighted average price of sales of 2,597 shares of Company stock on May 6, 2020 at prices ranging from $548.00 to $548.60. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 6, 2020 at each separate price. Represents volume-weighted average price of sales of 4,113 shares of Company stock on May 6, 2020 at prices ranging from $549.00 to $549.92. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 6, 2020 at each separate price. Represents volume-weighted average price of sales of 7,295 shares of Company stock on May 6, 2020 at prices ranging from $550.00 to $550.95. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 6, 2020 at each separate price. Represents volume-weighted average price of sales of 7,341 shares of Company stock on May 6, 2020 at prices ranging from $551.00 to $551.99. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 6, 2020 at each separate price. Represents volume-weighted average price of sales of 6,477 shares of Company stock on May 6, 2020 at prices ranging from $552.00 to $552.89. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 6, 2020 at each separate price. Represents volume-weighted average price of sales of 5,423 shares of Company stock on May 6, 2020 at prices ranging from $553.01 to $553.76. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 6, 2020 at each separate price. Represents volume-weighted average price of sales of 2,172 shares of Company stock on May 6, 2020 at prices ranging from $554.00 to $554.72. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 6, 2020 at each separate price. Represents volume-weighted average price of sales of 1,595 shares of Company stock on May 6, 2020 at prices ranging from $555.00 to $555.68. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 6, 2020 at each separate price. Represents volume-weighted average price of sales of 4,731 shares of Company stock on May 6, 2020 at prices ranging from $556.14 to $556.50. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 6, 2020 at each separate price. The stock option becomes exercisable in three equal annual installments, commencing one year after the date of grant. /s/**Arthur F. Ryan 2020-05-07