0001567619-20-004067.txt : 20200214 0001567619-20-004067.hdr.sgml : 20200214 20200214164813 ACCESSION NUMBER: 0001567619-20-004067 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200214 DATE AS OF CHANGE: 20200214 EFFECTIVENESS DATE: 20200214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAXTON ASSOCIATES LP CENTRAL INDEX KEY: 0000872573 IRS NUMBER: 223430173 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02856 FILM NUMBER: 20621309 BUSINESS ADDRESS: STREET 1: 500 PARK AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-593-7700 MAIL ADDRESS: STREET 1: 500 PARK AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: CAXTON ASSOCIATES LLC DATE OF NAME CHANGE: 19990226 FORMER COMPANY: FORMER CONFORMED NAME: CAXTON CORP DATE OF NAME CHANGE: 19961118 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000872573 XXXXXXXX 12-31-2019 12-31-2019 CAXTON ASSOCIATES LP

500 PARK AVENUE 9TH FLOOR NEW YORK NY 10022

13F HOLDINGS REPORT 028-02856 N Michael Shaw 212-593-7700 /s/ Michael Shaw New York NY 02-14-2020 0 387 729259 false INFORMATION TABLE 2 form13fInfoTable.xml AARONS INC COM PAR $0.50 002535300 388 6786 SH SOLE 6786 0 0 ABBVIE INC COM 00287Y109 571 6539 SH SOLE 6539 0 0 ACTIVISION BLIZZARD INC COM 00507V109 5051 85000 SH SOLE 85000 0 0 ACUITY BRANDS INC COM 00508Y102 2087 15141 SH SOLE 15141 0 0 ADOBE INC COM 00724F101 7534 22842 SH SOLE 22842 0 0 ADTALEM GLOBAL ED INC COM 00737L103 225 6425 SH SOLE 6425 0 0 ADVANCED DRAIN SYS INC DEL COM 00790R104 230 5934 SH SOLE 5934 0 0 ADVANCED MICRO DEVICES INC COM 007903107 1997 43550 SH SOLE 43550 0 0 ADVANSIX INC COM 00773T101 388 19418 SH SOLE 19418 0 0 AFLAC INC COM 001055102 734 13867 SH SOLE 13867 0 0 AGENUS INC COM NEW 00847G705 294 72191 SH SOLE 72191 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 219 2534 SH SOLE 2534 0 0 ALBEMARLE CORP COM 012653101 2003 27430 SH SOLE 27430 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 6976 32890 SH SOLE 32890 0 0 ALLERGAN PLC SHS G0177J108 5577 29172 SH SOLE 29172 0 0 ALLSCRIPTS HEALTHCARE SOLUTN COM 01988P108 171 17395 SH SOLE 17395 0 0 ALLSTATE CORP COM 020002101 208 1853 SH SOLE 1853 0 0 ALLY FINL INC COM 02005N100 221 7227 SH SOLE 7227 0 0 ALTICE USA INC CL A 02156K103 1572 57500 SH SOLE 57500 0 0 AMAZON COM INC COM 023135106 9239 5000 SH SOLE 5000 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 294 5730 SH SOLE 5730 0 0 AMERICAN WOODMARK CORPORATIO COM 030506109 221 2113 SH SOLE 2113 0 0 AMICUS THERAPEUTICS INC COM 03152W109 174 17870 SH SOLE 17870 0 0 AMKOR TECHNOLOGY INC COM 031652100 404 31073 SH SOLE 31073 0 0 ANALOG DEVICES INC COM 032654105 1597 13440 SH SOLE 13440 0 0 ANDERSONS INC COM 034164103 233 9229 SH SOLE 9229 0 0 ANSYS INC COM 03662Q105 470 1824 SH SOLE 1824 0 0 ANWORTH MORTGAGE ASSET CP COM 037347101 246 69785 SH SOLE 69785 0 0 APOGEE ENTERPRISES INC COM 037598109 349 10751 SH SOLE 10751 0 0 APOLLO INVT CORP COM NEW 03761U502 452 25876 SH SOLE 25876 0 0 APPLE INC COM 037833100 1527 5200 SH SOLE 5200 0 0 APPLIED MATLS INC COM 038222105 935 15313 SH SOLE 15313 0 0 APTIV PLC SHS G6095L109 34062 358663 SH SOLE 358663 0 0 ARBOR RLTY TR INC COM 038923108 528 36799 SH SOLE 36799 0 0 ARCONIC INC COM 03965L100 4831 157000 SH SOLE 157000 0 0 ARDELYX INC COM 039697107 92 12287 SH SOLE 12287 0 0 ARES CAP CORP COM 04010L103 484 25943 SH SOLE 25943 0 0 ASBURY AUTOMOTIVE GROUP INC COM 043436104 459 4106 SH SOLE 4106 0 0 ASPEN TECHNOLOGY INC COM 045327103 831 6869 SH SOLE 6869 0 0 ATKORE INTL GROUP INC COM 047649108 967 23899 SH SOLE 23899 0 0 ATLANTICA YIELD PLC SHS G0751N103 1191 45140 SH SOLE 45140 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 240 1407 SH SOLE 1407 0 0 AVID BIOSERVICES INC COM 05368M106 147 19192 SH SOLE 19192 0 0 AVNET INC COM 053807103 531 12515 SH SOLE 12515 0 0 AXOS FINL INC COM 05465C100 352 11627 SH SOLE 11627 0 0 BANCO DE CHILE SPONSORED ADS 059520106 310 14789 SH SOLE 14789 0 0 BANCO MACRO SA SPON ADR B 05961W105 257 7086 SH SOLE 7086 0 0 BANK AMER CORP COM 060505104 12257 348000 SH SOLE 348000 0 0 BANK NEW YORK MELLON CORP COM 064058100 5628 111814 SH SOLE 111814 0 0 BANKUNITED INC COM 06652K103 413 11371 SH SOLE 11371 0 0 BLACKROCK CAPITAL INVESTMENT COM 092533108 190 38169 SH SOLE 38169 0 0 BLACKROCK INC COM 09247X101 5027 10000 SH SOLE 10000 0 0 BLACKROCK TCP CAP CORP COM 09259E108 474 33760 SH SOLE 33760 0 0 BMC STK HLDGS INC COM 05591B109 219 7650 SH SOLE 7650 0 0 BOOZ ALLEN HAMILTON HLDG COR CL A 099502106 599 8416 SH SOLE 8416 0 0 BRANDYWINE RLTY TR SH BEN INT NEW 105368203 224 14393 SH SOLE 14393 0 0 BRIGHTHOUSE FINL INC COM 10922N103 202 5153 SH SOLE 5153 0 0 BROADCOM INC COM 11135F101 421 1333 SH SOLE 1333 0 0 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 804 6510 SH SOLE 6510 0 0 BUILDERS FIRSTSOURCE INC COM 12008R107 814 32033 SH SOLE 32033 0 0 CADENCE DESIGN SYSTEM INC COM 127387108 235 3389 SH SOLE 3389 0 0 CAI INTERNATIONAL INC COM 12477X106 256 8837 SH SOLE 8837 0 0 CALLON PETE CO DEL COM 13123X102 67 13769 SH SOLE 13769 0 0 CAPSTEAD MTG CORP COM NO PAR 14067E506 367 46322 SH SOLE 46322 0 0 CARDLYTICS INC COM 14161W105 340 5415 SH SOLE 5415 0 0 CARDTRONICS PLC SHS CL A G1991C105 429 9618 SH SOLE 9618 0 0 CARPENTER TECHNOLOGY CORP COM 144285103 639 12842 SH SOLE 12842 0 0 CBRE GROUP INC CL A 12504L109 413 6734 SH SOLE 6734 0 0 CDK GLOBAL INC COM 12508E101 419 7668 SH SOLE 7668 0 0 CDW CORP COM 12514G108 279 1955 SH SOLE 1955 0 0 CHANGYOU COM LTD ADS REP CL A 15911M107 394 40252 SH SOLE 40252 0 0 CHEETAH MOBILE INC ADR 163075104 154 42364 SH SOLE 42364 0 0 CHEMED CORP NEW COM 16359R103 414 943 SH SOLE 943 0 0 CHIMERA INVT CORP COM NEW 16934Q208 701 34083 SH SOLE 34083 0 0 CHINA BIOLOGIC PRODS HLDGS I COM G21515104 440 3782 SH SOLE 3782 0 0 CHINA YUCHAI INTL LTD COM G21082105 315 23663 SH SOLE 23663 0 0 CINTAS CORP COM 172908105 556 2067 SH SOLE 2067 0 0 CIT GROUP INC COM NEW 125581801 750 16444 SH SOLE 16444 0 0 CITIGROUP INC COM NEW 172967424 7989 100000 SH SOLE 100000 0 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WIRE CORP COM 292562105 252 4400 SH SOLE 4400 0 0 ENPHASE ENERGY INC COM 29355A107 389 14906 SH SOLE 14906 0 0 ENTEGRIS INC COM 29362U104 612 12227 SH SOLE 12227 0 0 ERIE INDTY CO CL A 29530P102 348 2106 SH SOLE 2106 0 0 ESSENT GROUP LTD COM G3198U102 722 13884 SH SOLE 13884 0 0 ESSEX PPTY TR INC COM 297178105 267 888 SH SOLE 888 0 0 EURONAV NV ANTWERPEN SHS B38564108 702 55944 SH SOLE 55944 0 0 EVERCORE INC CLASS A 29977A105 457 6111 SH SOLE 6111 0 0 EVERI HLDGS INC COM 30034T103 556 41382 SH SOLE 41382 0 0 EXANTAS CAP CORP COM NEW 30068N105 408 34512 SH SOLE 34512 0 0 EXTENDED STAY AMER INC UNIT 99/99/9999B 30224P200 598 40215 SH SOLE 40215 0 0 EXTRA SPACE STORAGE INC COM 30225T102 517 4891 SH SOLE 4891 0 0 FBL FINL GROUP INC CL A 30239F106 540 9159 SH SOLE 9159 0 0 FEDERATED INVS INC PA CL B 314211103 206 6325 SH SOLE 6325 0 0 FERRARI N V COM N3167Y103 327 1977 SH SOLE 1977 0 0 FIDELITY NATIONAL FINANCIAL FNF GROUP COM 31620R303 425 9381 SH SOLE 9381 0 0 FIRST AMERN FINL CORP COM 31847R102 558 9569 SH SOLE 9569 0 0 FIRST BANCORP P R COM NEW 318672706 257 24271 SH SOLE 24271 0 0 FIRST SOLAR INC COM 336433107 1829 32682 SH SOLE 32682 0 0 FIRSTCASH INC COM 33767D105 394 4882 SH SOLE 4882 0 0 FISERV INC COM 337738108 226 1955 SH SOLE 1955 0 0 FLEETCOR TECHNOLOGIES INC COM 339041105 1045 3632 SH SOLE 3632 0 0 FLEX LTD ORD Y2573F102 177 14041 SH SOLE 14041 0 0 FLIR SYS INC COM 302445101 373 7161 SH SOLE 7161 0 0 FLWS/1-800 FLOWERS CL A 68243Q106 423 29197 SH SOLE 29197 0 0 FORD MTR CO DEL COM 345370860 119 12800 SH SOLE 12800 0 0 FORTERRA INC COM 34960W106 274 23702 SH SOLE 23702 0 0 FORTINET INC COM 34959E109 371 3473 SH SOLE 3473 0 0 FOUNDATION BLDG MATLS INC COM 350392106 348 17990 SH SOLE 17990 0 0 FRANKLIN RES INC COM 354613101 485 18659 SH SOLE 18659 0 0 FRONTLINE LTD SHS NEW G3682E192 546 42490 SH SOLE 42490 0 0 FS KKR CAPITAL CORP COM 302635107 284 46287 SH SOLE 46287 0 0 GALLAGHER ARTHUR J & CO COM 363576109 523 5491 SH SOLE 5491 0 0 GAMING & LEISURE PPTYS 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SOLE 40278 0 0 SOLAR CAP LTD COM 83413U100 744 36062 SH SOLE 36062 0 0 SOLAREDGE TECHNOLOGIES INC COM 83417M104 2843 29897 SH SOLE 29897 0 0 SONIC AUTOMOTIVE INC CL A 83545G102 351 11313 SH SOLE 11313 0 0 SONY CORP SPONSORED ADR 835699307 7998 117618 SH SOLE 117618 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 135809 421950 SH SOLE 421950 0 0 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 997 42080 SH SOLE 42080 0 0 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 47400 2000000 SH Call SOLE 2000000 0 0 SPORTSMANS WHSE HLDGS INC COM 84920Y106 159 19838 SH SOLE 19838 0 0 SRC ENERGY INC COM 78470V108 192 46590 SH SOLE 46590 0 0 SS&C TECHNOLOGIES HLDGS INC COM 78467J100 461 7507 SH SOLE 7507 0 0 STATE STR CORP COM 857477103 5736 72522 SH SOLE 72522 0 0 STERLING BANCORP DEL COM 85917A100 362 17174 SH SOLE 17174 0 0 SUNCOR ENERGY INC NEW COM 867224107 3430 104560 SH SOLE 104560 0 0 SUNRUN INC COM 86771W105 876 63416 SH SOLE 63416 0 0 SYNCHRONY FINL COM 87165B103 479 13306 SH SOLE 13306 0 0 SYSCO CORP COM 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