0001047469-11-004438.txt : 20110503 0001047469-11-004438.hdr.sgml : 20110503 20110503125700 ACCESSION NUMBER: 0001047469-11-004438 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110503 DATE AS OF CHANGE: 20110503 EFFECTIVENESS DATE: 20110503 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NAVELLIER & ASSOCIATES INC CENTRAL INDEX KEY: 0000872163 IRS NUMBER: 880240393 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02824 FILM NUMBER: 11804040 BUSINESS ADDRESS: STREET 1: ONE EAST LIBERTY THIRD FL CITY: RENO STATE: NV ZIP: 89501 BUSINESS PHONE: 7757852300 MAIL ADDRESS: STREET 1: ONE EAST LIBERTY THIRD FL CITY: RENO STATE: NV ZIP: 89501 13F-HR 1 a2202821z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Navellier & Associates, Inc. Address: One E. Liberty St. Reno, NV 89501 Form 13F File Number: 28-2824 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Arjen Kuyper Title: Chief Operations Officer Phone: (775) 785-9421 Signature, Place, and Date of Signing: Arjen Kuyper Reno, Nevada April 28, 2011 ------------------- ---------------------- --------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28-____________ ________________________________ [Repeat as necessary.] Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------- Form 13F Information Table Entry Total: 272 -------------- Form 13F Information Table Value Total: $2608784 -------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name ____ 28-____________ ________________________ [Repeat as necessary.
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- Abb Ltd. COM 000375204 324 13396 SH SOLE 13396 Accenture Ltd. COM G1151C101 534 9710 SH SOLE 9710 Acme Packet, Inc. COM 004764106 2592 36532 SH SOLE 36532 Adtran Inc. COM 00738A106 2489 58629 SH SOLE 58629 Advance Auto Parts Inc. COM 00751Y106 41859 637905 SH SOLE 637905 Advanced Battery Technologies COM 00752H102 241 124457 SH SOLE 124457 Advanced Micro Devices Inc. COM 007903107 500 58126 SH SOLE 58126 Advanced Semiconductor Enginee COM 00756M404 613 111898 SH SOLE 111898 Agilent Technologies Inc. COM 00846U101 356 7942 SH SOLE 7942 Aixtron AG COM 009606104 559 12746 SH SOLE 12746 Akamai Technologies Inc. COM 00971T101 554 14567 SH SOLE 14567 Alamo Group Inc. COM 011311107 1271 46310 SH SOLE 46310 Alcon Inc. COM H01301102 597 3610 SH SOLE 3610 Alexion Pharmaceuticals Inc. COM 015351109 910 9223 SH SOLE 9223 Allegheny Technologies Inc. COM 01741R102 358 5284 SH SOLE 5284 Alliance Fiber Optic COM 018680306 948 84975 SH SOLE 84975 Allianz Ag Holding COM 018805101 322 22796 SH SOLE 22796 Allscripts Healthcare Solution COM 01988P108 272 12973 SH SOLE 12973 Alpha Resource Natural Inc COM 02076X102 395 6657 SH SOLE 6657 Altera Corp. COM 021441100 1895 43047 SH SOLE 43047 Amazon.Com Inc. COM 023135106 41466 230200 SH SOLE 230200 America Movil S.A. De C.V.ADR COM 02364W105 324 5578 SH SOLE 5578 American Capital Agency Corp. COM 02503X105 1062 36431 SH SOLE 36431 American Express Co. COM 025816109 500 11062 SH SOLE 11062 American Tower Corp. COM 029912201 358 6918 SH SOLE 6918 Amerigroup Corp. COM 03073T102 2160 33616 SH SOLE 33616 Amerisourcebergen Corp. (Holdi COM 03073E105 46506 1175583 SH SOLE 1175583 Anadarko Petroleum Corp. COM 032511107 262 3204 SH SOLE 3204 Anheuser-Busch Inbev N.V. COM 03524A108 221 3865 SH SOLE 3865 Apple Computer Inc. COM 037833100 50056 143630 SH SOLE 143630 Arm Holdings Plc COM 042068106 2498 88678 SH SOLE 88678 Ashland Inc. COM 044209104 402 6968 SH SOLE 6968 Astrazeneca Plc COM 046353108 266 5767 SH SOLE 5767 Atmel Corp. COM 049513104 378 27725 SH SOLE 27725 Autoliv Inc. COM 052800109 873 11759 SH SOLE 11759 Automatic Data Processing Inc. COM 053015103 255 4971 SH SOLE 4971 Autozone Inc. COM 053332102 63536 232256 SH SOLE 232256 Avago Technologies COM Y0486S104 1208 38844 SH SOLE 38844 BCE Inc. COM 05534B760 41438 1140284 SH SOLE 1140284 BHP Billiton Ltd. COM 088606108 446 4650 SH SOLE 4650 BT Group Plc ADS COM 05577E101 414 13750 SH SOLE 13750 Bae Sys Plc Sponsored Adr COM 05523R107 226 10861 SH SOLE 10861 Baidu.com, Inc. COM 056752108 70367 510611 SH SOLE 510611 Ball Corp. COM 058498106 504 14070 SH SOLE 14070 Ballantyne Of Omaha Inc. COM 058516105 941 131190 SH SOLE 131190 Banco Santander Central Hispan COM 05964H105 336 28713 SH SOLE 28713 Bank Of America Corp. COM 060505104 267 20000 SH SOLE 20000 Basf Ag COM 055262505 218 2509 SH SOLE 2509 Bayer Ag COM 072730302 238 3059 SH SOLE 3059 Bmc Software Inc. COM 055921100 680 13674 SH SOLE 13674 Boeing Co. COM 097023105 774 10464 SH SOLE 10464 Borgwarner Inc. COM 099724106 1490 18696 SH SOLE 18696 Bp Prudhoe Bay Royalty Trust COM 055630107 1862 15544 SH SOLE 15544 Bridgepoint Education COM 10807M105 296 17303 SH SOLE 17303 Brigham Exploration Co. COM 109178103 731 19669 SH SOLE 19669 Brinker International Inc. COM 109641100 467 18477 SH SOLE 18477 British American Tobacco Plc COM 110448107 405 4995 SH SOLE 4995 Broadcom Corp. COM 111320107 39935 1014082 SH SOLE 1014082 Cabela's Inc. COM 126804301 753 30089 SH SOLE 30089 Canon Inc. COM 138006309 400 9220 SH SOLE 9220 Carbo Ceramics Inc. COM 140781105 1613 11432 SH SOLE 11432 Carmax Inc. COM 143130102 880 27424 SH SOLE 27424 Caterpillar Inc. COM 149123101 46103 414038 SH SOLE 414038 Cavium Networks COM 14965A101 666 14829 SH SOLE 14829 Cb Richard Ellis Group Inc. COM 12497T101 464 17391 SH SOLE 17391 Cerner Corp. COM 156782104 44236 397810 SH SOLE 397810 Chevron Corp. COM 166764100 43465 404366 SH SOLE 404366 Chicago Bridge & Iron Co. N.V. COM 167250109 277 6817 SH SOLE 6817 China Biologic Products COM 16938C106 549 34426 SH SOLE 34426 Chipotle Mexican Grill Inc COM 169656105 68229 250502 SH SOLE 250502 Citrix Systems Inc. COM 177376100 53680 730736 SH SOLE 730736 Clean Harbors Inc. COM 184496107 3578 36270 SH SOLE 36270 Clorox Co. COM 189054109 774 11050 SH SOLE 11050 Coach Inc. COM 189754104 476 9146 SH SOLE 9146 Coca-Cola Co. COM 191216100 38507 580446 SH SOLE 580446 Cognizant Technology Solutions COM 192446102 70920 871252 SH SOLE 871252 Coherent Inc. COM 192479103 1660 28571 SH SOLE 28571 Commercial Metals Co. COM 201723103 176 10220 SH SOLE 10220 Companhia Paranaense De Energi COM 20441B407 537 19337 SH SOLE 19337 Compania De Minas Buenaventura COM 204448104 491 11435 SH SOLE 11435 Compass Minerals International COM 20451N101 906 9682 SH SOLE 9682 Concho Resources Inc. COM 20605P101 45396 423077 SH SOLE 423077 Concur Technologies Inc. COM 206708109 421 7589 SH SOLE 7589 ConocoPhillips COM 20825C104 41885 524482 SH SOLE 524482 Consumer Discretionary Select COM 81369Y407 10715 274387 SH SOLE 274387 Consumer Staples Select Sector COM 81369Y308 10697 357525 SH SOLE 357525 Cooper Industries COM G24140108 470 7238 SH SOLE 7238 Covidien PLC. COM G2554F113 209 4026 SH SOLE 4026 Credit Acceptance Corp. COM 225310101 1032 14547 SH SOLE 14547 Cree Inc. COM 225447101 452 9786 SH SOLE 9786 Cummins Inc. COM 231021106 56300 513593 SH SOLE 513593 Cyberonics Inc. COM 23251P102 1411 44370 SH SOLE 44370 Cypress Semiconductor Corp. COM 232806109 948 48905 SH SOLE 48905 DJ MidCap ETF COM 78464A847 400 6193 SH SOLE 6193 Davita Inc. COM 23918K108 564 6591 SH SOLE 6591 Deckers Outdoor Corp. COM 243537107 395 4590 SH SOLE 4590 Deere & Co. COM 244199105 59706 616225 SH SOLE 616225 Dell Inc. COM 24702R101 793 54679 SH SOLE 54679 Diageo Plc COM 25243Q205 325 4270 SH SOLE 4270 Directv Group Inc. COM 25490A101 52499 1121767 SH SOLE 1121767 Dolby Laboratories Inc Com COM 25659T107 221 4483 SH SOLE 4483 Dollar Tree Inc COM 256746108 43391 781542 SH SOLE 781542 Dr Pepper Snapple Group Inc. COM 26138E109 44910 1208571 SH SOLE 1208571 Duke Energy Corp. COM 26441C105 252 13873 SH SOLE 13873 Eastman Chemical Co. COM 277432100 513 5165 SH SOLE 5165 Edwards Lifesciences Corp. COM 28176E108 40718 468018 SH SOLE 468018 Energy Select Sector Spdr Fund COM 81369Y506 11238 140913 SH SOLE 140913 Estee Lauder Cos. COM 518439104 57327 594924 SH SOLE 594924 Exxon Mobil Corp. COM 30231G102 1085 12894 SH SOLE 12894 Ezcorp Inc. COM 302301106 272 8653 SH SOLE 8653 F5 Networks Inc. COM 315616102 54172 528142 SH SOLE 528142 Family Dollar Stores Inc. COM 307000109 56928 1109270 SH SOLE 1109270 Financial Select Sector Spdr F COM 81369Y605 10359 632054 SH SOLE 632054 Flir Systems Inc. COM 302445101 790 22834 SH SOLE 22834 Flowserve Corp. COM 34354P105 662 5142 SH SOLE 5142 Fmc Technologies Inc. COM 30249U101 423 4478 SH SOLE 4478 Ford Motor Co. COM 345370860 350 23492 SH SOLE 23492 Fossil Inc. COM 349882100 924 9864 SH SOLE 9864 Fresenius Medical Care Ag COM 358029106 415 6145 SH SOLE 6145 GSI Technology COM 36241U106 552 60715 SH SOLE 60715 GT Solar International COM 3623E0209 676 63363 SH SOLE 63363 General Mills Inc. COM 370334104 488 13340 SH SOLE 13340 Georesources Inc. COM 372476101 1252 40046 SH SOLE 40046 Graftech International Ltd. COM 384313102 633 30706 SH SOLE 30706 Graphic Packaging Holding Co. COM 388689101 68 12636 SH SOLE 12636 Great Lakes Dregde & Dock Corp COM 390607109 483 63252 SH SOLE 63252 Hasbro Inc. COM 418056107 309 6607 SH SOLE 6607 Health Care Select Sector Spdr COM 81369Y209 10730 324074 SH SOLE 324074 Hershey Foods Corp. COM 427866108 40943 753322 SH SOLE 753322 Hitachi Ltd. COM 433578507 203 3927 SH SOLE 3927 Holly Corp. COM 435758305 740 12173 SH SOLE 12173 Home Depot Inc. COM 437076102 491 13244 SH SOLE 13244 Honda Motor Co. Ltd. COM 438128308 293 7808 SH SOLE 7808 Igate Corp. COM 45169U105 952 50729 SH SOLE 50729 Illumina Inc. COM 452327109 41268 588948 SH SOLE 588948 Industrial Select Sector Spdr COM 81369Y704 10748 285364 SH SOLE 285364 Informatica Corp. COM 45666Q102 505 9676 SH SOLE 9676 Infosys Technologies Ltd. ADS COM 456788108 52859 737228 SH SOLE 737228 Ingersoll-Rand Plc COM G47791101 237 4905 SH SOLE 4905 Innospec Inc COM 45768S105 1030 32258 SH SOLE 32258 Intel Corp. COM 458140100 743 36836 SH SOLE 36836 InterContinental Hotels Group COM 45857P301 220 10601 SH SOLE 10601 International Business Machine COM 459200101 62514 383354 SH SOLE 383354 International Flavors & Fragra COM 459506101 377 6048 SH SOLE 6048 Intrepid Potash COM 46121Y102 453 13008 SH SOLE 13008 Intuit Inc. COM 461202103 700 13179 SH SOLE 13179 Ipg Photonics Corp COM 44980X109 925 16038 SH SOLE 16038 Ishares Iboxx $ High Yield Cor COM 464288513 13219 143750 SH SOLE 143750 Ishares Inc. Msci Emerging Mar COM 464287234 28694 589572 SH SOLE 589572 Ishares Russell 2000 Index Fun COM 464287655 392 4658 SH SOLE 4658 Ishares Trust Dow Jones U.S. R COM 464287739 8945 150587 SH SOLE 150587 Ishares Trust Lehman 7-10 Year COM 464287440 13413 144207 SH SOLE 144207 Ishares Trust Msci Eafe Index COM 464287465 28452 473566 SH SOLE 473566 JA Solar Holdings ADS COM 466090107 615 87687 SH SOLE 87687 Johnson & Johnson COM 478160104 806 13609 SH SOLE 13609 Joy Global Inc. COM 481165108 1128 11419 SH SOLE 11419 Kemet Corp. COM 488360207 685 46170 SH SOLE 46170 Kraft Foods Inc. COM 50075N104 276 8801 SH SOLE 8801 Kubota Corp. COM 501173207 308 6545 SH SOLE 6545 Kyocera Corp. COM 501556203 270 2673 SH SOLE 2673 Las Vegas Sands Corp. COM 517834107 228 5400 SH SOLE 5400 Limited Brands Inc. COM 532716107 488 14830 SH SOLE 14830 Linn Energy COM 536020100 532 13663 SH SOLE 13663 Lj International Inc. COM G55312105 348 88413 SH SOLE 88413 Logitech International S.A. COM H50430232 245 13495 SH SOLE 13495 Lsi Logic Corp. COM 502161102 587 86384 SH SOLE 86384 Lululemon Athletica COM 550021109 693 7779 SH SOLE 7779 Luxottica Group S.P.A. COM 55068R202 234 7124 SH SOLE 7124 Magna International Inc. COM 559222401 1336 27888 SH SOLE 27888 Maidenform Brands, Inc. COM 560305104 519 18149 SH SOLE 18149 Manitowoc Co. COM 563571108 648 29616 SH SOLE 29616 Marathon Oil Corp. COM 565849106 44024 825809 SH SOLE 825809 Marvell Technology Group Ltd. COM G5876H105 722 46456 SH SOLE 46456 Materials Select Sector Spdr F COM 81369Y100 10577 264305 SH SOLE 264305 Mcdonald's Corp. COM 580135101 50872 668575 SH SOLE 668575 Mckesson Corp. COM 58155Q103 272 3437 SH SOLE 3437 Mead Johnson Nutrition COM 582839106 48554 838141 SH SOLE 838141 Medidata Solutions COM 58471A105 2535 99148 SH SOLE 99148 Melco Crown Entertainment Ltd. COM 585464100 252 33137 SH SOLE 33137 Mesabi Trust COM 590672101 1274 30959 SH SOLE 30959 Metropolitan Health Networks I COM 592142103 392 82897 SH SOLE 82897 Mettler-Toledo International I COM 592688105 254 1478 SH SOLE 1478 Micros Systems Inc. COM 594901100 326 6601 SH SOLE 6601 Microsoft Corp. COM 594918104 669 26347 SH SOLE 26347 Millicom International Cellula COM L6388F110 641 6667 SH SOLE 6667 Mips Technologies Inc. COM 604567107 2513 239544 SH SOLE 239544 Mizuho Financial Group Inc. (A COM 60687Y109 170 51209 SH SOLE 51209 Monro Muffler Brake Inc. COM 610236101 1703 51642 SH SOLE 51642 Mylan Laboratories Inc. COM 628530107 514 22696 SH SOLE 22696 National AMT-Free Muni Bond Fu COM 464288414 13021 130933 SH SOLE 130933 National Australia Bank Ltd. COM 632525408 347 12992 SH SOLE 12992 National Semiconductor Corp. COM 637640103 163 11342 SH SOLE 11342 Neogen Corp. COM 640491106 738 17829 SH SOLE 17829 Nestle S A Sponsored COM 641069406 401 6967 SH SOLE 6967 NetApp Inc. COM 64110D104 42111 874631 SH SOLE 874631 Netflix Inc. COM 64110L106 2105 8853 SH SOLE 8853 Nidec Corp. COM 654090109 284 13116 SH SOLE 13116 Nii Holdings Inc. COM 62913F201 508 12193 SH SOLE 12193 Nintendo Co. Ltd. (ADS) COM 654445303 209 6180 SH SOLE 6180 Norilsk Nickel Mining & Metall COM 46626D108 275 10450 SH SOLE 10450 Nova Measuring Instruments Ltd COM M7516K103 633 64726 SH SOLE 64726 Novartis Ag COM 66987V109 219 4032 SH SOLE 4032 Novo Nordisk A/S COM 670100205 402 3214 SH SOLE 3214 Nuance Communications Inc. COM 67020Y100 477 24402 SH SOLE 24402 Nvidia Corp. COM 67066G104 273 14776 SH SOLE 14776 Omega Healthcare Investors Inc COM 681936100 718 32159 SH SOLE 32159 Open Table, Inc. COM 68372A104 1391 13076 SH SOLE 13076 Panasonic Corp. COM 69832A205 271 21536 SH SOLE 21536 Par Pharmaceutical Companies I COM 69888P106 741 23852 SH SOLE 23852 Parker Hannifin Corp. COM 701094104 1082 11429 SH SOLE 11429 Pearson Plc COM 705015105 222 12485 SH SOLE 12485 Pepsico Inc. COM 713448108 228 3534 SH SOLE 3534 Perrigo Co. COM 714290103 34564 434659 SH SOLE 434659 Petroleo Brasileiro S/A COM 71654V408 330 8159 SH SOLE 8159 Philip Morris International In COM 718172109 305 4646 SH SOLE 4646 Pioneer Natural Resources Co. COM 723787107 41644 408591 SH SOLE 408591 Polycom Inc. COM 73172K104 1137 21929 SH SOLE 21929 Polypore International COM 73179V103 3173 55104 SH SOLE 55104 Power-One Inc. COM 73930R102 415 47400 SH SOLE 47400 PowerShares DB Agriculture Fun COM 73936B408 370 10807 SH SOLE 10807 PowerShares DB Commodity Index COM 73935S105 416 13624 SH SOLE 13624 Powershares QQQ Trust COM 73935A104 1074 18700 SH SOLE 18700 Praxair Inc. COM 74005P104 327 3223 SH SOLE 3223 Priceline.Com Inc. COM 741503403 2630 5193 SH SOLE 5193 Radware Ltd. COM M81873107 1414 39909 SH SOLE 39909 Randgold Resources Ltd. COM 752344309 316 3874 SH SOLE 3874 RevenueShares Navellier Overal COM 761396704 428 10628 SH SOLE 10628 Rf Micro Devices Inc. COM 749941100 104 16211 SH SOLE 16211 Rio Tinto Plc COM 767204100 547 7697 SH SOLE 7697 Riverbed Technology Inc. COM 768573107 433 11499 SH SOLE 11499 Rockwell Automation Inc. COM 773903109 44030 465185 SH SOLE 465185 Ross Stores Inc. COM 778296103 354 4980 SH SOLE 4980 Rovi Corp COM 779376102 413 7691 SH SOLE 7691 Royal Caribbean Cruises Ltd. COM V7780T103 559 13552 SH SOLE 13552 Royal Dutch Shell PLC ADS COM 780259206 210 2878 SH SOLE 2878 Rpc Inc. COM 749660106 1974 77958 SH SOLE 77958 SPDR DJIA ETF trust COM 78467X109 347 2819 SH SOLE 2819 Salesforce.Com Inc. COM 79466L302 63586 476016 SH SOLE 476016 Sandisk Corp. COM 80004C101 38499 835311 SH SOLE 835311 Sap Ag COM 803054204 407 6639 SH SOLE 6639 Schlumberger Ltd. COM 806857108 457 4902 SH SOLE 4902 Seacor Holdings Inc. COM 811904101 711 7687 SH SOLE 7687 Shinhan Financial Group Co. Lt COM 824596100 230 2543 SH SOLE 2543 Siemens Ag COM 826197501 572 4163 SH SOLE 4163 Silver Wheaton Corp. COM 828336107 43247 997392 SH SOLE 997392 Sirius XM Radio Inc. COM 82967N108 391 236728 SH SOLE 236728 Sirona Dental Systems Inc. COM 82966C103 559 11147 SH SOLE 11147 Skyworks Solutions Inc. COM 83088M102 414 12786 SH SOLE 12786 Smith & Nephew Plc COM 83175M205 269 4771 SH SOLE 4771 Southern Copper Corp. COM 84265V105 905 22482 SH SOLE 22482 Southwestern Energy Co. COM 845467109 212 4934 SH SOLE 4934 Standard & Poor's Depositary R COM 78462F103 8934 67377 SH SOLE 67377 Starwood Hotels & Resorts Worl COM 85590A401 307 5290 SH SOLE 5290 Statoil Asa COM 85771P102 242 8751 SH SOLE 8751 Stericycle Inc. COM 858912108 540 6090 SH SOLE 6090 Strategic Hotel Capital Inc. COM 86272T106 79 12315 SH SOLE 12315 Sunoco Inc. COM 86764P109 725 15910 SH SOLE 15910 Syngenta Ag COM 87160A100 205 3153 SH SOLE 3153 TICC Capital COM 87244T109 1933 177819 SH SOLE 177819 Taiwan Semiconductor Manufactu COM 874039100 193 15849 SH SOLE 15849 Target Corp. COM 87612E106 409 8178 SH SOLE 8178 Technology Select Sector Spdr COM 81369Y803 10264 393838 SH SOLE 393838 Teck Resources Ltd. COM 878742204 227 4285 SH SOLE 4285 Teradyne Inc. COM 880770102 681 38212 SH SOLE 38212 Titanium Metals Corp. COM 888339207 451 24268 SH SOLE 24268 Tjx Cos. COM 872540109 40611 816632 SH SOLE 816632 Toronto-Dominion Bank COM 891160509 349 3940 SH SOLE 3940 Total S.A. COM 89151E109 504 8263 SH SOLE 8263 Transdigm Group COM 893641100 2005 23922 SH SOLE 23922 Travelers Cos. COM 89417E109 460 7729 SH SOLE 7729 Travelzoo Inc. COM 89421Q106 708 10628 SH SOLE 10628 Triangle capital corp. COM 895848109 1299 71902 SH SOLE 71902 Triquint Semiconductor Inc. COM 89674K103 150 11615 SH SOLE 11615 Trw Automotive Holdings Corp. COM 87264S106 944 17136 SH SOLE 17136 Tyco International Ltd. COM H89128104 238 5307 SH SOLE 5307 Unifi COM 904677200 248 14575 SH SOLE 14575 Union Pacific Corp. COM 907818108 472 4797 SH SOLE 4797 Universal Health Services Inc. COM 913903100 649 13125 SH SOLE 13125 Usec Inc. COM 90333E108 154 35097 SH SOLE 35097 Utilities Select Sector Spdr F COM 81369Y886 10530 330416 SH SOLE 330416 Vale S.A. COM 91912E105 525 15735 SH SOLE 15735 Valeant Pharmaceuticals Intern COM 91911K102 1880 37735 SH SOLE 37735 Veolia Environnement COM 92334N103 203 6522 SH SOLE 6522 VeriFone Holdings Inc. COM 92342Y109 558 10160 SH SOLE 10160 Virgin Media, Inc. COM 92769L101 1036 37297 SH SOLE 37297 Vodafone Group Plc COM 92857W209 380 13207 SH SOLE 13207 WEBMD Health Corp. COM 94770V102 1115 20870 SH SOLE 20870 Wal-Mart Stores Inc. COM 931142103 983 18881 SH SOLE 18881 Whiting Petroleum Corp. COM 966387102 1432 19499 SH SOLE 19499 Windstream Corp. COM 97381W104 360 27943 SH SOLE 27943 Wynn Resorts Ltd. COM 983134107 657 5166 SH SOLE 5166 Yum! Brands Inc. COM 988498101 42791 832828 SH SOLE 832828 ZST Digital Networks COM 98878T208 368 62765 SH SOLE 62765 iRobot Corp. COM 462726100 894 27172 SH SOLE 27172 iShares Barclays MBS Bond COM 464288588 13320 126459 SH SOLE 126459 Touchstone High Yield Fund Cla 89154W817 2240 248099.060SH SOLE 248099.060