0001047469-11-008694.txt : 20111026 0001047469-11-008694.hdr.sgml : 20111026 20111026100203 ACCESSION NUMBER: 0001047469-11-008694 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111026 DATE AS OF CHANGE: 20111026 EFFECTIVENESS DATE: 20111026 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NAVELLIER & ASSOCIATES INC CENTRAL INDEX KEY: 0000872163 IRS NUMBER: 880240393 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02824 FILM NUMBER: 111158148 BUSINESS ADDRESS: STREET 1: ONE EAST LIBERTY THIRD FL CITY: RENO STATE: NV ZIP: 89501 BUSINESS PHONE: 7757852300 MAIL ADDRESS: STREET 1: ONE EAST LIBERTY THIRD FL CITY: RENO STATE: NV ZIP: 89501 13F-HR 1 a2205627z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30,2011 ----------------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Navellier & Associates, Inc. ------------------------------- Address: One E. Liberty St. ------------------------------- Reno, NV 89501 ------------------------------- Form 13F File Number: 28-2824 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Arjen Kuyper ------------------------------- Title: Chief Operations Officer ------------------------------- Phone: (775) 785-9421 ------------------------------- Signature, Place, and Date of Signing: Arjen Kuyper Reno, Nevada October 21, 2011 ------------------------------- ----------------- ---------------- [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28- --------------- ------------------------------------ [Repeat as necessary.] FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------------- Form 13F Information Table Entry Total: 272 -------------------- Form 13F Information Table Value Total: $2608784 -------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 28- ------ ----------------- --------------------------------- [Repeat as necessary.]
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3D Systems Corp. COM 88554D205 1431 102304 SH SOLE 102304 AVEO Pharmaceuticals COM 053588109 1022 66401 SH SOLE 66401 Abb Ltd. COM 000375204 226 13241 SH SOLE 13241 Accenture Ltd. COM G1151C101 241 4576 SH SOLE 4576 Acme Packet, Inc. COM 004764106 1434 33667 SH SOLE 33667 Adtran Inc. COM 00738A106 422 15943 SH SOLE 15943 Advanced Micro Devices Inc. COM 007903107 298 58661 SH SOLE 58661 Advanced Semiconductor Enginee COM 00756M404 519 123071 SH SOLE 123071 Agco Corp. COM 001084102 485 14033 SH SOLE 14033 Agilent Technologies Inc. COM 00846U101 246 7888 SH SOLE 7888 Alexion Pharmaceuticals Inc. COM 015351109 1230 19203 SH SOLE 19203 Allianz Ag Holding COM 018805101 216 22673 SH SOLE 22673 Altera Corp. COM 021441100 24131 765348 SH SOLE 765348 Amazon.Com Inc. COM 023135106 45017 208191 SH SOLE 208191 America Movil S.A. De C.V.ADR COM 02364W105 244 11073 SH SOLE 11073 American Capital Agency Corp. COM 02503X105 959 35400 SH SOLE 35400 American Express Co. COM 025816109 519 11552 SH SOLE 11552 Amerigroup Corp. COM 03073T102 843 21611 SH SOLE 21611 Amerisourcebergen Corp. (Holdi COM 03073E105 41377 1110193 SH SOLE 1110193 Anadarko Petroleum Corp. COM 032511107 221 3502 SH SOLE 3502 Anheuser-Busch Inbev N.V. COM 03524A108 204 3842 SH SOLE 3842 Apple Computer Inc. COM 037833100 51182 134223 SH SOLE 134223 Arm Holdings Plc COM 042068106 2239 87821 SH SOLE 87821 Ashland Inc. COM 044209104 308 6979 SH SOLE 6979 Astrazeneca Plc COM 046353108 254 5732 SH SOLE 5732 Atmel Corp. COM 049513104 1002 124187 SH SOLE 124187 Autoliv Inc. COM 052800109 252 5197 SH SOLE 5197 Automatic Data Processing Inc. COM 053015103 253 5369 SH SOLE 5369 Autozone Inc. COM 053332102 69893 218971 SH SOLE 218971 Avago Technologies COM Y0486S104 209 6368 SH SOLE 6368 BCE Inc. COM 05534B760 39869 1064318 SH SOLE 1064318 BHP Billiton Ltd. COM 088606108 911 13710 SH SOLE 13710 BT Group Plc ADS COM 05577E101 364 13675 SH SOLE 13675 Bae Sys Plc Sponsored Adr COM 05523R107 180 10810 SH SOLE 10810 Baidu.com, Inc. COM 056752108 50382 471252 SH SOLE 471252 Ball Corp. COM 058498106 438 14114 SH SOLE 14114 Banco Santander Central Hispan COM 05964H105 230 28546 SH SOLE 28546 Baxter International Inc. COM 071813109 252 4491 SH SOLE 4491 Biogen Idec Inc. COM 09062X103 38047 408450 SH SOLE 408450 Blount International Inc. COM 095180105 949 71019 SH SOLE 71019 Bmc Software Inc. COM 055921100 526 13639 SH SOLE 13639 Bnp Paribas COM 05565A202 205 10177 SH SOLE 10177 Borgwarner Inc. COM 099724106 1071 17697 SH SOLE 17697 Bp Prudhoe Bay Royalty Trust COM 055630107 1618 15358 SH SOLE 15358 Bridgepoint Education COM 10807M105 283 16217 SH SOLE 16217 Brigham Exploration Co. COM 109178103 507 20050 SH SOLE 20050 British American Tobacco Plc COM 110448107 421 4964 SH SOLE 4964 C.R. Bard Inc. COM 067383109 290 3309 SH SOLE 3309 CVR Energy COM 12662P108 546 25832 SH SOLE 25832 Cabela's Inc. COM 126804301 628 30626 SH SOLE 30626 Canon Inc. COM 138006309 415 9178 SH SOLE 9178 Capital Senior Living Corp. COM 140475104 828 134258 SH SOLE 134258 Carbo Ceramics Inc. COM 140781105 1138 11097 SH SOLE 11097 Caribou Coffee Co. COM 142042209 371 31391 SH SOLE 31391 Carmax Inc. COM 143130102 644 27010 SH SOLE 27010 Caterpillar Inc. COM 149123101 29111 394251 SH SOLE 394251 Cavium Networks COM 14964U108 394 14590 SH SOLE 14590 Cb Richard Ellis Group Inc. COM 12497T101 231 17163 SH SOLE 17163 Cerner Corp. COM 156782104 50863 742307 SH SOLE 742307 Cf Industries Holdings Inc COM 125269100 460 3732 SH SOLE 3732 Check Point Software Technolog COM M22465104 587 11123 SH SOLE 11123 Chevron Corp. COM 166764100 35557 384027 SH SOLE 384027 Chipotle Mexican Grill Inc COM 169656105 70699 233370 SH SOLE 233370 Ciena Corp. COM 171779309 393 35125 SH SOLE 35125 Citrix Systems Inc. COM 177376100 353 6471 SH SOLE 6471 Clean Harbors Inc. COM 184496107 2909 56711 SH SOLE 56711 Coach Inc. COM 189754104 473 9131 SH SOLE 9131 Coca-Cola Co. COM 191216100 40714 602631 SH SOLE 602631 Cognizant Technology Solutions COM 192446102 50420 804154 SH SOLE 804154 Colfax Corp. COM 194014106 1462 72139 SH SOLE 72139 Commercial Metals Co. COM 201723103 97 10220 SH SOLE 10220 Companhia De Bebidas Das Ameri COM 20441W203 28990 945832 SH SOLE 945832 Companhia De Saneamento Basico COM 20441A102 421 9077 SH SOLE 9077 Companhia Energetica De Minas COM 204409601 343 23137 SH SOLE 23137 Companhia Paranaense De Energi COM 20441B407 346 18983 SH SOLE 18983 Compania De Minas Buenaventura COM 204448104 433 11472 SH SOLE 11472 Concho Resources Inc. COM 20605P101 27959 393013 SH SOLE 393013 Concur Technologies Inc. COM 206708109 285 7662 SH SOLE 7662 ConocoPhillips COM 20825C104 31322 494661 SH SOLE 494661 Consumer Staples Select Sector COM 81369Y308 41430 1396818 SH SOLE 1396818 Cooper Industries COM G24140108 333 7219 SH SOLE 7219 Copa Holdings Sa COM P31076105 574 9373 SH SOLE 9373 Credit Acceptance Corp. COM 225310101 906 14074 SH SOLE 14074 Crocs Inc. COM 227046109 491 20736 SH SOLE 20736 Crown Holdings Inc. COM 228368106 859 28065 SH SOLE 28065 Cummins Inc. COM 231021106 717 8776 SH SOLE 8776 Cypress Semiconductor Corp. COM 232806109 737 49220 SH SOLE 49220 Darling International Inc. COM 237266101 537 42683 SH SOLE 42683 Davita Inc. COM 23918K108 404 6450 SH SOLE 6450 Deckers Outdoor Corp. COM 243537107 311 3336 SH SOLE 3336 Deere & Co. COM 244199105 37133 575076 SH SOLE 575076 Dell Inc. COM 24702R101 720 50944 SH SOLE 50944 Diageo Plc COM 25243Q205 322 4247 SH SOLE 4247 Diamond Foods Inc COM 252603105 1867 23401 SH SOLE 23401 Directv Group Inc. COM 25490A101 44506 1052891 SH SOLE 1052891 Discover Financial Services COM 254709108 299 13020 SH SOLE 13020 Dollar Tree Inc COM 256746108 54753 728681 SH SOLE 728681 Edwards Lifesciences Corp. COM 28176E108 31276 438774 SH SOLE 438774 El Paso Corp. COM 28336L109 34832 1992695 SH SOLE 1992695 Estee Lauder Cos. COM 518439104 47952 545907 SH SOLE 545907 Exxon Mobil Corp. COM 30231G102 937 12903 SH SOLE 12903 F5 Networks Inc. COM 315616102 218 3062 SH SOLE 3062 Family Dollar Stores Inc. COM 307000109 52361 1029521 SH SOLE 1029521 First Cash Financial Services COM 31942D107 1748 41673 SH SOLE 41673 Flir Systems Inc. COM 302445101 563 22485 SH SOLE 22485 Flowserve Corp. COM 34354P105 375 5065 SH SOLE 5065 Fmc Technologies Inc. COM 30249U101 301 7995 SH SOLE 7995 Fresenius Medical Care Ag COM 358029106 413 6116 SH SOLE 6116 GT Solar International COM 36191U106 405 57679 SH SOLE 57679 General Mills Inc. COM 370334104 468 12148 SH SOLE 12148 Graphic Packaging Holding Co. COM 388689101 43 12463 SH SOLE 12463 Green Mountain Coffee Roasters COM 393122106 50994 548678 SH SOLE 548678 Gulfport Energy Corp. COM 402635304 1120 46334 SH SOLE 46334 H.J. Heinz Co. COM 423074103 432 8548 SH SOLE 8548 Hansen Natural Corp. COM 411310105 1285 14720 SH SOLE 14720 Health Care Select Sector Spdr COM 81369Y209 41437 1305914 SH SOLE 1305914 Hershey Foods Corp. COM 427866108 42214 712597 SH SOLE 712597 Hi-Tech Pharmacal Co. Inc. COM 42840B101 695 20671 SH SOLE 20671 Hitachi Ltd. COM 433578507 220 4448 SH SOLE 4448 HollyFrontier Corp. COM 436106108 641 24454 SH SOLE 24454 Home Depot Inc. COM 437076102 444 13496 SH SOLE 13496 Honda Motor Co. Ltd. COM 438128308 226 7767 SH SOLE 7767 Hormel Foods Corp. COM 440452100 430 15925 SH SOLE 15925 Iamgold Corp. COM 450913108 387 19547 SH SOLE 19547 Illumina Inc. COM 452327109 299 7311 SH SOLE 7311 Informatica Corp. COM 45666Q102 395 9650 SH SOLE 9650 Intel Corp. COM 458140100 806 37772 SH SOLE 37772 InterContinental Hotels Group COM 45857P301 170 10547 SH SOLE 10547 International Business Machine COM 459200101 62132 355303 SH SOLE 355303 International Flavors & Fragra COM 459506101 341 6073 SH SOLE 6073 Intrepid Potash COM 46121Y102 323 13001 SH SOLE 13001 Ipg Photonics Corp COM 44980X109 576 13260 SH SOLE 13260 Ishares Inc. Msci Emerging Mar COM 464287234 9509 270949 SH SOLE 270949 Ishares Trust Dow Jones U.S. R COM 464287739 15003 296671 SH SOLE 296671 Ishares Trust Gs$ Investop Cor COM 464287242 31785 283011 SH SOLE 283011 Ishares Trust Lehman 20+ Year COM 464287432 324 2681 SH SOLE 2681 Ishares Trust Lehman 7-10 Year COM 464287440 33541 319223 SH SOLE 319223 Johnson & Johnson COM 478160104 891 13993 SH SOLE 13993 Joy Global Inc. COM 481165108 714 11443 SH SOLE 11443 Kraft Foods Inc. COM 50075N104 312 9279 SH SOLE 9279 Kubota Corp. COM 501173207 260 6512 SH SOLE 6512 Kyocera Corp. COM 501556203 221 2657 SH SOLE 2657 Laboratory Corp. Of America Ho COM 50540R409 564 7132 SH SOLE 7132 Limited Brands Inc. COM 532716107 563 14619 SH SOLE 14619 Linn Energy COM 536020100 491 13779 SH SOLE 13779 Lsb Industries Inc. COM 502160104 348 12126 SH SOLE 12126 Lsi Logic Corp. COM 502161102 445 85872 SH SOLE 85872 Lululemon Athletica COM 550021109 646 13260 SH SOLE 13260 Maidenform Brands, Inc. COM 560305104 418 17863 SH SOLE 17863 Manitowoc Co. COM 563571108 211 31380 SH SOLE 31380 Marathon Oil Corp. COM 565849106 16905 783371 SH SOLE 783371 Marvell Technology Group Ltd. COM G5876H105 245 16905 SH SOLE 16905 Mastec Inc. COM 576323109 528 29957 SH SOLE 29957 Mastercard Inc COM 57636Q104 35007 110378 SH SOLE 110378 Mccormick & Co. Inc. COM 579780206 324 7013 SH SOLE 7013 Mcdonald's Corp. COM 580135101 54377 619190 SH SOLE 619190 Mead Johnson Nutrition COM 582839106 54470 791377 SH SOLE 791377 Melco Crown Entertainment Ltd. COM 585464100 301 36196 SH SOLE 36196 Merge Healthcare COM 589499102 167 27396 SH SOLE 27396 Mettler-Toledo International I COM 592688105 206 1470 SH SOLE 1470 Micros Systems Inc. COM 594901100 292 6658 SH SOLE 6658 Microsoft Corp. COM 594918104 673 27044 SH SOLE 27044 Mips Technologies Inc. COM 604567107 303 62504 SH SOLE 62504 Mizuho Financial Group Inc. (A COM 60687Y109 145 50922 SH SOLE 50922 Monro Muffler Brake Inc. COM 610236101 263 7981 SH SOLE 7981 Motorola Solutions Inc. COM 620076307 528 12610 SH SOLE 12610 Mylan Laboratories Inc. COM 628530107 383 22544 SH SOLE 22544 National AMT-Free Muni Bond Fu COM 464288414 32786 307413 SH SOLE 307413 National Australia Bank Ltd. COM 632525408 281 12929 SH SOLE 12929 Neogen Corp. COM 640491106 637 18334 SH SOLE 18334 Nestle S A Sponsored COM 641069406 381 6911 SH SOLE 6911 New Gold, Inc. COM 644535106 730 70926 SH SOLE 70926 Nidec Corp. COM 654090109 262 13047 SH SOLE 13047 Norilsk Nickel Mining & Metall COM 46626D108 223 10390 SH SOLE 10390 Nova Measuring Instruments Ltd COM M7516K103 327 60947 SH SOLE 60947 Novartis Ag COM 66987V109 667 11962 SH SOLE 11962 Novo Nordisk A/S COM 670100205 352 3539 SH SOLE 3539 Nvidia Corp. COM 67066G104 432 34523 SH SOLE 34523 Old Dominion Freight Line Inc. COM 679580100 1150 39697 SH SOLE 39697 Panasonic Corp. COM 69832A205 204 21423 SH SOLE 21423 Par Pharmaceutical Companies I COM 69888P106 647 24310 SH SOLE 24310 Patterson Cos. Inc. COM 703395103 288 10061 SH SOLE 10061 Pearson Plc COM 705015105 217 12416 SH SOLE 12416 Pepsico Inc. COM 713448108 219 3534 SH SOLE 3534 Perrigo Co. COM 714290103 38944 401030 SH SOLE 401030 Philip Morris International In COM 718172109 290 4649 SH SOLE 4649 Pioneer Natural Resources Co. COM 723787107 25317 384930 SH SOLE 384930 Polaris Industries Inc. COM 731068102 666 13326 SH SOLE 13326 Polo Ralph Lauren Corp. COM 751212101 35482 273569 SH SOLE 273569 Polycom Inc. COM 73172K104 787 42859 SH SOLE 42859 Polypore International COM 73179V103 3034 53672 SH SOLE 53672 PowerShares DB Agriculture Fun COM 73936B408 381 12844 SH SOLE 12844 PowerShares DB Commodity Index COM 73935S105 414 16090 SH SOLE 16090 PowerShares DB Oil Short ETN COM 25154K874 213 4019 SH SOLE 4019 Powershares QQQ Trust COM 73935A104 997 19000 SH SOLE 19000 Praxair Inc. COM 74005P104 288 3080 SH SOLE 3080 ProShares Short FTSE COM 74347X658 228 4223 SH SOLE 4223 Randgold Resources Ltd. COM 752344309 373 3859 SH SOLE 3859 Raven Industries Inc. COM 754212108 1158 24027 SH SOLE 24027 Reynolds American Inc. COM 761713106 30724 819739 SH SOLE 819739 Rf Micro Devices Inc. COM 749941100 100 15800 SH SOLE 15800 Rio Tinto Plc COM 767204100 337 7653 SH SOLE 7653 Riverbed Technology Inc. COM 768573107 193 9683 SH SOLE 9683 Rockwell Automation Inc. COM 773903109 24796 442792 SH SOLE 442792 Ross Stores Inc. COM 778296103 389 4945 SH SOLE 4945 Rovi Corp COM 779376102 331 7692 SH SOLE 7692 Royal Caribbean Cruises Ltd. COM V7780T103 299 13826 SH SOLE 13826 Rpc Inc. COM 749660106 884 54140 SH SOLE 54140 SPDR DJIA ETF trust COM 78467X109 365 3349 SH SOLE 3349 SPDR Gold Shares COM 78463V107 273 1729 SH SOLE 1729 Salesforce.Com Inc. COM 79466L302 50339 440487 SH SOLE 440487 Sap Ag COM 803054204 334 6596 SH SOLE 6596 Schlumberger Ltd. COM 806857108 291 4879 SH SOLE 4879 Siemens Ag COM 826197501 372 4138 SH SOLE 4138 Silver Wheaton Corp. COM 828336107 27699 940548 SH SOLE 940548 Sirius XM Radio Inc. COM 82967N108 363 240520 SH SOLE 240520 Sirona Dental Systems Inc. COM 82966C103 464 10947 SH SOLE 10947 Skyworks Solutions Inc. COM 83088M102 234 13004 SH SOLE 13004 Smith & Nephew Plc COM 83175M205 212 4745 SH SOLE 4745 Southern Co. COM 842587107 670 15815 SH SOLE 15815 Spreadtrum Communications COM 849415203 550 30655 SH SOLE 30655 Stamps.Com Inc. COM 852857200 582 28464 SH SOLE 28464 Starbucks Corp. COM 855244109 37022 992802 SH SOLE 992802 Starwood Hotels & Resorts Worl COM 85590A401 202 5206 SH SOLE 5206 Stericycle Inc. COM 858912108 495 6127 SH SOLE 6127 Strategic Hotel Capital Inc. COM 86272T106 52 12073 SH SOLE 12073 Sunoco Inc. COM 86764P109 502 16186 SH SOLE 16186 TICC Capital COM 87244T109 1361 166621 SH SOLE 166621 Taiwan Semiconductor Manufactu COM 874039100 180 15763 SH SOLE 15763 Target Corp. 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