-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OaYpH5w/2NIHc5ULkSclEvJwIsx5qgTW7RnU5UD6NOy+J0TO4fMa1Enm4qgpToJB 9mJB0825OigPgOS59vA3eg== 0000891092-11-000941.txt : 20110210 0000891092-11-000941.hdr.sgml : 20110210 20110210130316 ACCESSION NUMBER: 0000891092-11-000941 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110210 DATE AS OF CHANGE: 20110210 EFFECTIVENESS DATE: 20110210 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BRAUN STACEY ASSOCIATES INC CENTRAL INDEX KEY: 0000872080 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03733 FILM NUMBER: 11591008 BUSINESS ADDRESS: STREET 1: 377 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10013 MAIL ADDRESS: STREET 1: 377 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10013 13F-HR 1 e42059_13fhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended 12/31/2010 ----------------- Check here if Amendment [ ]; Amendment Number: -------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Stacey Braun Associates, Inc. ------------------------------------------------------------------------- Address: 377 Broadway ----------------------------------------------------------------------- New York, NY 10013 ----------------------------------------------------------------------- ----------------------------------------------------------------------- Form 13F File Number: 28-03733 ----------------- The institutional investment manager filing this report and the person by whom it is signed represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Rita Weiden ------------------------------------------------------------------------- Title: Vice President ------------------------------------------------------------------------- Phone: 212-226-7707 ------------------------------------------------------------------------- Signature, Place, and Date of Signing: /s/ Rita Weiden New York, NY 2/10/2011 - ------------------------------- -------------------------- -------------- [Signature] [City, State] [Date] Report Type (Check one only): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28- --------------------------- ----------------------------- [Repeat as necessary.] STACEY BRAUN ASSOCIATES, INC. DISCRETIONARY OWNERSHIP FOR 13F AS OF DATE: 12/31/2010
(ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------------- ----------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C)MGR (A) (B) (C) - ---------------------- ------ --------- ----------- --------- ------- ------ ------- ------- ------ -------- 3M CO COMMON 88579Y101 12,523,856 145,120 X X X 102,030 1,500 41,590 A T & T INC COMMON 00206R102 7,669,708 261,052 X X X 171,477 2,800 86,775 ABBOTT LABS COMMON 2824100 224,698 4,690 X X 4,590 0 100 AEROPOSTALE COM COMMON 7865108 2,041,572 82,856 X X 62,804 0 20,052 ALBEMARLE CORP COM COMMON 12653101 590,710 10,590 X X X 7,665 300 2,625 ALBERTO CULVER CO NEW COMMON 13078100 9,069,244 244,850 X X X 173,245 2,400 69,205 ALCON INC COMMON H01301102 7,461,661 45,665 X X X 37,685 1,000 6,980 ALEXION PHARMACEUTICA COMMON 15351109 17,995,112 223,403 X X X 158,020 2,600 62,783 ALLSTATE CORP COMMON 20002101 3,919,327 122,940 X X X 94,980 2,300 25,660 ALTERA CORP COM COMMON 21441100 14,277,542 401,280 X X X 272,830 5,500 122,950 ALTRIA GROUP INC COMMON 02209S103 3,363,141 136,602 X X X 75,415 2,800 58,387 AMERICAN EXPRESS CO COMMON 25816109 14,694,907 342,379 X X X 248,530 3,800 90,049 AMERICAN TOWER CORP C COMMON 29912201 15,784,179 305,658 X X X 210,590 3,700 91,368 AMPHENOL CORP NEW CL COMMON 32095101 14,987,250 283,957 X X X 201,470 3,600 78,887 APACHE CORP COMMON 37411105 16,598,843 139,217 X X X 99,425 1,450 38,342 APPLE INC COMMON 37833100 37,295,032 115,622 X X X 74,380 1,625 39,617 ARUBA NETWORKS INC CO COMMON 43176106 17,640,155 844,835 X X X 578,040 12,100 254,695 BAKER HUGHES INC COM COMMON 57224107 200,095 3,500 X 1,500 0 2,000 BANK AMER CORP COMMON 60505104 13,891,082 1,041,310 X X X 723,120 10,200 307,990 BANK OF NEW YORK MELL COMMON 64058100 5,923,428 196,140 X X X 139,490 2,600 54,050 BERKSHIRE HATHAWAY IN COMMON 84670702 215,496 2,690 X 1,300 0 1,390 BOEING CO COMMON 97023105 12,584,738 192,840 X X X 138,935 2,000 51,905 BROADCOM CORP COM COMMON 111320107 15,864,612 364,285 X X X 258,750 4,000 101,535 C H ROBINSON WORLDWID COMMON 12541W209 3,510,317 43,775 X X 20,330 1,700 21,745 CARNIVAL CORP PAIRED COMMON 143658300 11,207,958 243,070 X X X 189,430 2,500 51,140 CELGENE CORP COMMON 151020104 12,006,721 203,022 X X X 145,005 2,000 56,017 CENTURYLINK INC COMMON 156700106 14,010,056 303,445 X X X 225,760 3,300 74,385 CHEVRON CORP COMMON 166764100 21,370,385 234,196 X X X 163,195 3,100 67,901 CHUBB CORP COMMON 171232101 10,753,092 180,300 X X X 127,510 2,400 50,390 CHURCH & DWIGHT CO COMMON 171340102 11,107,734 160,935 X X X 114,765 1,800 44,370 CISCO SYS INC COMMON 17275R102 10,513,733 519,710 X X X 377,135 4,900 137,675 COACH INC COMMON 189754104 18,946,330 342,548 X X X 233,674 4,450 104,424 COCA COLA CO COMMON 191216100 302,542 4,600 X 3,700 0 900 COLGATE PALMOLIVE CO COMMON 194162103 10,111,752 125,815 X X X 87,895 1,600 36,320 COLUMBIA SPORTSWEAR C COMMON 198516106 9,474,638 157,125 X X X 116,775 1,300 39,050 CONOCOPHILLIPS COMMON 20825C104 13,965,948 205,080 X X X 152,440 2,750 49,890 CONSOLIDATED EDISON I COMMON 209115104 7,796,865 157,290 X X X 118,780 1,200 37,310 CREE INC COM COMMON 225447101 13,532,159 205,375 X X X 146,245 2,600 56,530 CUMMINS INC COMMON 231021106 12,733,107 115,745 X X X 82,420 1,500 31,825 CVS CORP COMMON 126650100 5,692,023 163,705 X X X 141,620 3,100 18,985 DANAHER CORP SHS BEN COMMON 235851102 14,087,321 298,650 X X X 209,525 3,100 86,025 DARDEN RESTAURANTS IN COMMON 237194105 4,888,739 105,270 X X X 98,760 400 6,110 DEERE & CO COM COMMON 244199105 19,175,830 230,895 X X X 161,465 2,700 66,730 DOLBY LABORATORIES IN COMMON 25659T107 14,512,253 217,575 X X X 157,160 2,600 57,815 DOMINION RES INC VA N COMMON 25746U109 211,464 4,950 X 2,400 0 2,550 DUKE ENERGY CORP COMMON 26441C105 10,512,709 590,270 X X X 452,900 7,300 130,070 ECOLAB INC COMMON 278865100 10,617,948 210,590 X X X 146,985 2,050 61,555 EMERGENCY MEDICAL SVC COMMON 29100P102 7,044,105 109,025 X X X 84,800 100 24,125 EMERSON ELEC CO COMMON 291011104 12,811,511 224,095 X X X 154,210 3,100 66,785 ENERSYS COM COMMON 29275Y102 2,483,518 77,320 X X X 73,110 600 3,610 EXELON CORP COMMON 30161N101 5,264,129 126,420 X X X 88,815 1,800 35,805 EXPEDITORS INTL WASH COMMON 302130109 6,368,271 116,635 X X 113,310 0 3,325 EXPRESS SCRIPTS INC C COMMON 302182100 13,859,231 256,415 X X X 174,140 3,500 78,775 EXXON MOBIL CORP COMMON 30231G102 21,952,744 300,229 X X X 207,990 3,250 88,989 FASTENAL CO COMMON 311900104 2,931,696 48,935 X X X 32,315 1,300 15,320 FORD MTR CO DEL COMMON 345370860 6,203,317 369,465 X X X 281,740 5,400 82,325 FRANKLIN RES INC COMMON 354613101 17,217,532 154,820 X X X 109,205 1,900 43,715 FREEPORT MCMORAN COPP COMMON 35671D857 22,278,136 371,024 X X X 260,172 4,400 106,452 FRONTIER COMMUNICATIO COMMON 35906A108 290,067 29,812 X X 25,238 0 4,574 GENERAL ELEC CO COMMON 369604103 14,979,034 818,974 X X X 583,135 8,200 227,639 GENERAL MLS INC COM COMMON 370334104 9,696,140 272,440 X X X 184,035 3,300 85,105 GOLDMAN SACHS GROUP I COMMON 38141G104 15,100,264 89,797 X X X 64,135 1,000 24,662 GOOGLE INC CL A COMMON 38259P508 13,203,953 22,230 X X X 16,417 245 5,568 GREEN MTN COFFEE ROAS COMMON 393122106 16,555,279 503,813 X X X 344,959 5,700 153,154 GUESS INC COM COMMON 401617105 14,205,227 300,195 X X X 213,310 3,600 83,285 HERBALIFE LTD COMMON G4412G101 13,723,568 200,725 X X X 152,505 2,700 45,520 HEWLETT PACKARD CO CO COMMON 428236103 6,881,877 163,465 X X 116,700 2,700 44,065 HMS HLDGS CORP COM COMMON 40425J101 14,596,567 225,360 X X X 155,775 2,400 67,185 HOME DEPOT INC COMMON 437076102 13,788,397 393,280 X X X 278,420 4,500 110,360 HUDSON CITY BANCORP C COMMON 443683107 546,228 42,875 X X 42,875 0 0 I B M COMMON 459200101 14,837,436 101,100 X X X 72,795 1,150 27,155 INTEL CORP COMMON 458140100 12,343,453 586,945 X X X 423,060 6,400 157,485 ISHARES TR RUSSELL100 COMMON 464287614 398,701 6,963 X 3,100 0 3,863 ISHARES TR RUSSL 2000 COMMON 464287655 320,002 4,090 X 2,555 0 1,535 JEFFERIES GROUP INC COMMON 472319102 13,248,958 497,520 X X X 364,745 4,100 128,675 JOHNSON & JOHNSON COMMON 478160104 11,300,428 182,707 X X X 127,777 2,100 52,830 JPMORGAN CHASE & CO COMMON 46625H100 16,644,590 392,376 X X X 266,669 4,500 121,207 KRAFT FOODS INC CL A COMMON 50075N104 4,001,074 126,978 X X X 84,800 2,400 39,778 LAZARD LTD SHS A COMMON G54050102 9,256,456 234,400 X X X 175,840 2,300 56,260 LIFE TECHNOLOGIES COR COMMON 53217V109 9,546,278 172,005 X X X 123,405 1,600 47,000 LKQ CORP COM COMMON 501889208 9,816,971 432,085 X X X 296,770 4,200 131,115 LORILLARD INC COM COMMON 544147101 12,693,041 154,680 X X X 111,195 1,550 41,935 MASTERCARD INC CL A COMMON 57636Q104 13,572,774 60,563 X X X 42,867 550 17,146 MCDONALDS CORP COMMON 580135101 14,834,945 193,264 X X X 136,870 1,750 54,644 MDU RESOURCES GROUP I COMMON 552690109 3,474,724 171,422 X X X 86,940 3,800 80,682 MEDNAX INC COM COMMON 58502B106 11,114,289 165,170 X X X 125,950 1,200 38,020 MERCK & COMPANY COMMON 58933Y105 291,924 8,100 X X 3,100 0 5,000 METLIFE INC COMMON 59156R108 15,367,841 345,811 X X X 247,075 3,900 94,836 METTLER TOLEDO INTERN COMMON 592688105 8,818,567 58,320 X X X 44,035 1,000 13,285 MICROSOFT COMMON 594918104 13,954,721 499,990 X X X 360,965 4,900 134,125 MOLSON COORS BREWING COMMON 60871R209 2,497,705 49,765 X X 48,415 0 1,350 MURPHY OIL CORP COMMON 626717102 238,560 3,200 X 1,600 0 1,600 MYLAN INC COMMON 628530107 13,010,375 615,730 X X X 429,805 7,700 178,225 NABORS INDUSTRIES LTD COMMON G6359F103 11,567,188 493,060 X X X 384,325 3,800 104,935 NETGEAR INC COM COMMON 64111Q104 12,435,161 369,215 X X X 305,120 800 63,295 NEXTERA ENERGY INC CO COMMON 65339F101 8,367,531 160,945 X X X 116,125 1,700 43,120 NOBLE CORPORATION BAA COMMON H5833N103 282,583 7,900 X 7,500 0 400 NOBLE ENERGY INC COMMON 655044105 21,244,114 246,795 X X X 170,750 3,000 73,045 NORTHERN TR CORP COM COMMON 665859104 5,814,725 104,940 X X X 81,635 900 22,405 NSTAR COM COMMON 6.70E+111 206,731 4,900 X 2,450 0 2,450 NUCOR CORP COMMON 670346105 10,570,699 241,230 X X X 178,230 2,000 61,000 OCCIDENTAL PETE CORP COMMON 674599105 25,242,798 257,317 X X X 172,535 3,400 81,382 OMNICOM GROUP COMMON 681919106 3,820,636 83,420 X X X 66,630 1,300 15,490 ONEOK INC COMMON 682680103 17,447,700 314,543 X X X 230,660 3,400 80,483 ORACLE CORP COMMON 68389X105 13,251,794 423,380 X X X 308,020 5,800 109,560 PEABODY ENERGY CORP C COMMON 704549104 243,124 3,800 X 1,900 0 1,900 PEPSICO INC COMMON 713448108 13,471,895 206,213 X X X 142,168 2,750 61,295 PERRIGO CO COM COMMON 714290103 13,176,440 208,060 X X X 140,865 2,800 64,395 PFIZER INC COMMON 717081103 7,656,860 437,285 X X X 291,630 4,700 140,955 PHILIP MORRIS INTL IN COMMON 718172109 9,616,069 164,293 X X X 112,870 1,200 50,223 PHILLIPS VAN HEUSEN C COMMON 718592108 14,259,478 226,305 X X 145,890 3,700 76,715 PNC FINANCIAL SERVICE COMMON 693475105 13,678,091 225,265 X X X 159,535 2,800 62,930 PRAXAIR INC COMMON 74005P104 10,420,073 109,145 X X X 81,960 1,600 25,585 PRECISION CASTPARTS C COMMON 740189105 14,537,979 104,432 X X X 73,945 1,100 29,387 PROCTER & GAMBLE COMP COMMON 742718109 12,595,557 195,796 X X X 133,894 2,400 59,502 PUBLIC SVC ENTERPRISE COMMON 744573106 3,895,135 122,450 X X 110,000 0 12,450 SALESFORCE COM INC CO COMMON 79466L302 17,633,220 133,585 X X X 94,955 1,650 36,980 SCHLUMBERGER COMMON 806857108 15,438,566 184,893 X X X 139,008 1,750 44,135 SCOTTS MIRACLE GRO CO COMMON 810186106 13,580,721 267,495 X X X 194,175 2,700 70,620 SECTOR SPDR TR SBI EN COMMON 81369Y506 291,428 4,270 X X 2,415 0 1,855 SECTOR SPDR TR SBI FI COMMON 81369Y605 274,579 17,215 X 8,690 0 8,525 SMUCKER J M CO COM NE COMMON 832696405 12,265,718 186,835 X X X 139,200 1,800 45,835 SOUTHERN CO COMMON 842587107 7,658,042 200,315 X X X 118,595 3,150 78,570 SPDR S&P MIDCAP 400 E COMMON 78467Y107 1,830,089 11,113 X X 6,788 0 4,325 SPDR TR UNIT SER 1 COMMON 78462F103 4,190,745 33,326 X X 20,574 0 12,752 SPRINT CORP COMMON 852061100 48,645 11,500 X 4,500 0 7,000 STATE STR CORP COM COMMON 857477103 7,875,715 169,955 X X 110,370 3,400 56,185 STERICYCLE INC COMMON 858912108 15,418,497 190,540 X X X 135,195 2,100 53,245 STERIS CORP COM COMMON 859152100 12,594,560 345,435 X X X 254,525 3,500 87,410 STRYKER CORP COM COMMON 863667101 1,653,960 30,800 X X 22,830 0 7,970 TERADATA CORP DEL COM COMMON 88076W103 10,508,560 255,310 X X X 212,925 700 41,685 TRAVELERS COMPANIES I COMMON 8.94E+113 14,040,758 252,033 X X X 179,803 2,800 69,430 TRIMBLE NAV LTD COMMON 896239100 15,257,852 382,115 X X X 282,795 2,900 96,420 TUPPERWARE CORP COM COMMON 899896104 11,045,139 231,700 X X X 160,065 2,800 68,835 UNITED NAT FOODS INC COMMON 911163103 14,030,650 382,515 X X X 277,245 3,700 101,570 UNITED TECHNOLOGIES C COMMON 913017109 13,614,152 172,944 X X X 122,550 1,800 48,594 US BANCORP COMMON 902973304 14,309,203 530,560 X X X 377,780 6,400 146,380 VALERO ENERGY CORP NE COMMON 91913Y100 1,101,090 47,625 X 47,385 0 240 VERIFONE SYSTEMS INC COMMON 92342Y109 19,510,974 505,990 X X X 361,400 5,200 139,390 VERIZON COMMUNICATION COMMON 92343V104 7,426,676 207,565 X X X 157,010 3,050 47,505 WALT DISNEY CO COMMON 254687106 15,024,631 400,550 X X X 285,375 4,300 110,875 WD-40 CO COM COMMON 929236107 469,061 11,645 X 3,545 0 8,100 WELLPOINT INC COMMON 94973V107 230,283 4,050 X 2,050 0 2,000 WELLS FARGO & CO COMMON 949746101 15,849,216 511,430 X X X 363,730 5,400 142,300 XEROX CORP COM COMMON 984121103 147,456 12,800 X 6,400 0 6,400 TOTAL 1,476,545,156
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