Chief Compliance Officer

0001292819-15-000008.txt : 20150128 0001292819-15-000008.hdr.sgml : 20150128 20150128123701 ACCESSION NUMBER: 0001292819-15-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20150128 DATE AS OF CHANGE: 20150128 EFFECTIVENESS DATE: 20150128 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKEFELLER FINANCIAL SERVICES INC CENTRAL INDEX KEY: 0000869878 IRS NUMBER: 133006574 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02813 FILM NUMBER: 15553972 BUSINESS ADDRESS: STREET 1: 10 ROCKEFELLER PLAZA CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 2125495471 MAIL ADDRESS: STREET 1: 10 ROCKEFELLER PLAZA CITY: NEW YORK STATE: NY ZIP: 10020 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000869878 XXXXXXXX 12-31-2014 12-31-2014 ROCKEFELLER FINANCIAL SERVICES INC

10 ROCKEFELLER PLAZA NEW YORK NY 10020

13F HOLDINGS REPORT 028-02813 N Timothy McCarthy Chief Compliance Officer 212 549 5471 Timothy McCarthy New York City NY 01-27-2015 3 690 4562879 false 1 0000315123 028-00926 ROCKEFELLER & CO., INC. 2 0000866998 028-02772 ROCKEFELLER TRUST COMPANY, N.A. 3 0001292819 028-11086 Rockefeller Trust CO Delaware INFORMATION TABLE 2 13F_2014_Quarter_4.xml 3D Systems Corporation Common 88554D205 5 167 SH DFND 1 167 0 0 3M Co. Common 88579Y101 1514 9215 SH DFND 1 9215 0 0 3M Co. Common 88579Y101 292 1775 SH DFND 3 1775 0 0 Abaxis, Inc. Common 002567105 10811 190239 SH DFND 1 190239 0 0 ABB Ltd. - Spon ADR ADR 000375204 3 129 SH DFND 1 129 0 0 Abbott Laboratories Common 002824100 1054 23422 SH DFND 3 23422 0 0 Abbott Laboratories Common 002824100 8775 194919 SH DFND 1 194919 0 0 Abbott Laboratories Common 002824100 188 4173 SH DFND 2 4173 0 0 AbbVie Inc. Common 00287Y109 11489 175569 SH DFND 1 175569 0 0 AbbVie Inc. Common 00287Y109 272 4159 SH DFND 2 4159 0 0 AbbVie Inc. Common 00287Y109 1494 22833 SH DFND 3 22833 0 0 ABFSAmbev SA - ADR ADR 02319V103 72 11615 SH DFND 3 11615 0 0 Abiomed, Inc Common 003654100 17580 461914 SH DFND 1 461914 0 0 Acadia Pharmaceuticals, Inc. Common 004225108 197 6203 SH DFND 1 3354 0 2849 Acceleron Pharma, Inc. Common 00434H108 18 472 SH DFND 1 472 0 0 Accenture Plc Common G1151C101 846 9475 SH DFND 1 9475 0 0 Access Midstream Partners MLP Common 00434L109 236 4350 SH DFND 1 4350 0 0 ACE Limited Common H0023R105 115 1000 SH DFND 1 1000 0 0 Actavis, Inc. Common G0083B108 46 180 SH DFND 1 180 0 0 Adobe Systems Incorporated Common 00724F101 93 1275 SH DFND 1 1275 0 0 Advance Auto Parts, Inc. Common 00751Y106 19 120 SH DFND 1 120 0 0 Aetna Inc. Common 00817Y108 89 1000 SH DFND 1 1000 0 0 Aflac, Inc. Common 001055102 39933 653677 SH DFND 1 584605 0 69072 Aflac, Inc. Common 001055102 5614 91903 SH DFND 3 91903 0 0 Aflac, Inc. Common 001055102 10214 167196 SH DFND 2 167196 0 0 Agilent Technologies, Inc. Common 00846U101 25 608 SH DFND 1 608 0 0 AIG Warrants Strike @ $45 Warrant 026874156 60 2425 SH DFND 1 2425 0 0 Air Products and Chemicals, Inc. Common 009158106 433 3000 SH DFND 1 3000 0 0 Airgas, Inc. Common 009363102 20175 175160 SH DFND 1 175160 0 0 Alcatel - Lucent - Sponsored ADR ADR 013904305 0 78 SH DFND 1 78 0 0 Alexion Pharmaceuticals, Inc. Common 015351109 25386 137202 SH DFND 1 116770 0 20432 Alexion Pharmaceuticals, Inc. Common 015351109 6179 33392 SH DFND 2 33392 0 0 Alexion Pharmaceuticals, Inc. Common 015351109 3188 17230 SH DFND 3 17230 0 0 Alibaba Group Holding Ltd. Common 01609W102 9 82 SH DFND 1 82 0 0 Allergan, Inc. Common 018490102 466 2192 SH DFND 1 2192 0 0 Allergan, Inc. Common 018490102 151 709 SH DFND 3 709 0 0 Allison Transmission Holdings, Inc. Common 01973R101 1831 54000 SH DFND 1 54000 0 0 Allstate Corporation Common 020002101 14 200 SH DFND 1 200 0 0 Altria Group, Inc. Common 02209S103 15 300 SH DFND 1 300 0 0 AMC Networks Inc Class A 00164V103 515 8075 SH DFND 1 8075 0 0 American Express Co. Common 025816109 140 1500 SH DFND 1 1500 0 0 American International Group Common 026874784 255 4544 SH DFND 1 4544 0 0 American Superconductor Corp. Common 030111108 0 350 SH DFND 1 350 0 0 American Tower Corporation Common 03027X100 20 200 SH DFND 1 200 0 0 American Water Works Co., Inc. Common 030420103 522 9790 SH DFND 1 9790 0 0 Ameriprise Financial, Inc. Common 03076C106 469 3550 SH DFND 1 3550 0 0 Ametek Inc Common 031100100 17 320 SH DFND 1 320 0 0 Amgen Inc. Common 031162100 11 70 SH DFND 1 70 0 0 Anadarko Petroleum Corporation Common 032511107 39276 476073 SH DFND 1 435242 0 40831 Anadarko Petroleum Corporation Common 032511107 11020 133576 SH DFND 2 133576 0 0 Anadarko Petroleum Corporation Common 032511107 5209 63145 SH DFND 3 63145 0 0 Anthem Inc. Common 036752103 9052 72028 SH DFND 1 72028 0 0 Aon PLC Common G0408V102 591 6230 SH DFND 1 6230 0 0 Apache Corporation Common 037411105 29508 470844 SH DFND 1 439501 0 31343 Apache Corporation Common 037411105 3571 56977 SH DFND 3 56977 0 0 Apache Corporation Common 037411105 7125 113692 SH DFND 2 113692 0 0 Apple Inc. Common 037833100 193 1750 SH DFND 2 1750 0 0 Apple Inc. Common 037833100 19 175 SH DFND 3 175 0 0 Apple Inc. Common 037833100 5118 46371 SH DFND 1 8274 0 38097 Aqua America Inc. Common 03836W103 534 20014 SH DFND 1 20014 0 0 Arch Coal, Inc. Common 039380100 3 1800 SH DFND 1 0 0 1800 ASML Holdings NV NY Reg Shs ADR ADR N07059210 10 97 SH DFND 1 97 0 0 AT&T Inc Common 00206R102 98 2925 SH DFND 1 2925 0 0 AT&T Inc Common 00206R102 57 1700 SH DFND 2 1700 0 0 Athenahealth Inc Common 04685W103 1286 8827 SH DFND 1 7966 0 861 Atlas Pipeline Partners, MLP Common 049392103 102 3760 SH DFND 1 3760 0 0 Auspex Pharmaceuticals Inc Common 05211J102 247 4705 SH DFND 1 2517 0 2188 Automatic Data Processing Common 053015103 400 4800 SH DFND 2 4800 0 0 Automatic Data Processing Common 053015103 542 6500 SH DFND 1 6500 0 0 AutoNation, Inc. Common 05329W102 103 1700 SH DFND 1 1700 0 0 Badger Meter, Inc. Common 056525108 330 5564 SH DFND 1 5564 0 0 Baidu.com, Inc. Common 056752108 20 86 SH DFND 1 86 0 0 Baker Hughes Incorporated Common 057224107 1990 35483 SH DFND 3 35483 0 0 Baker Hughes Incorporated Common 057224107 16262 290033 SH DFND 1 240570 0 49463 Baker Hughes Incorporated Common 057224107 3880 69201 SH DFND 2 69201 0 0 Banco Bilbao Vizcaya Argentaria S.A. Adr ADR 05946K101 388 41351 SH DFND 1 41351 0 0 Bancolombia S.A. ADR 05968L102 961 20078 SH DFND 1 0 0 20078 Bancolombia S.A. ADR 05968L102 134 2790 SH DFND 3 2790 0 0 Bank of America Corporation Common 060505104 163 9088 SH DFND 1 9088 0 0 Bank of Hawaii Corporation Common 062540109 30 500 SH DFND 1 500 0 0 Bank of New York Mellon Corporation Common 064058100 13 330 SH DFND 1 330 0 0 Barclays Bank PLC, Pfd 7.75% Preferred 06739H511 104 4000 SH DFND 1 4000 0 0 Baxter Int'l Inc. Common 071813109 15 200 SH DFND 1 200 0 0 BB&T Corporation Common 054937107 104 2680 SH DFND 1 2680 0 0 Becton Dickinson & Co. Common 075887109 35 250 SH DFND 1 250 0 0 Berkshire Hathaway Inc - Cl B Class B 084670702 3141 20919 SH DFND 2 20919 0 0 Berkshire Hathaway Inc - Cl B Class B 084670702 1393 9275 SH DFND 1 9275 0 0 Berkshire Hathaway Inc - Cl B Class B 084670702 53 350 SH DFND 3 350 0 0 Berkshire Hathaway Inc. - Class A Class A 084670108 1808 8 SH DFND 1 8 0 0 Berkshire Hathaway Inc. - Class A Class A 084670108 226 1 SH DFND 3 1 0 0 BioMarin Pharmaceutical Inc. Common 09061G101 341 3775 SH DFND 1 2045 0 1730 Boeing Co. Common 097023105 1733 13334 SH DFND 1 303 0 13031 BP PLC - Spons ADR ADR 055622104 17112 448898 SH DFND 1 448102 0 796 BP PLC - Spons ADR ADR 055622104 462 12130 SH DFND 2 12130 0 0 BP PLC - Spons ADR ADR 055622104 157 4118 SH DFND 3 4118 0 0 BreitBurn Energy Partners, MLP Common 106776107 0 24 SH DFND 1 24 0 0 Bristol Myers Squibb Co. Common 110122108 1005 17025 SH DFND 1 11367 0 5658 Bristol Myers Squibb Co. Common 110122108 24 400 SH DFND 3 400 0 0 Bristol Myers Squibb Co. Common 110122108 54 922 SH DFND 2 922 0 0 Broadcom Corp - Class A Class A 111320107 8 185 SH DFND 1 185 0 0 Brookfield Asset Management Class A 112585104 1291 25750 SH DFND 1 25750 0 0 Cablevision Systems A Class A 12686C109 576 27900 SH DFND 1 27900 0 0 Cabot Oil & Gas Corporation -Cl A Class A 127097103 9556 322716 SH DFND 2 322716 0 0 Cabot Oil & Gas Corporation -Cl A Class A 127097103 5707 192750 SH DFND 3 192750 0 0 Cabot Oil & Gas Corporation -Cl A Class A 127097103 33823 1142294 SH DFND 1 1032706 0 109588 Calgon Carbon Corporation Common 129603106 414 19923 SH DFND 1 19923 0 0 California Resources Corporation Common 13057Q107 37 6671 SH DFND 1 6671 0 0 Cameco Corporation Common 13321L108 1104 67250 SH DFND 2 67250 0 0 Cameron International Corporation Common 13342B105 1920 38429 SH DFND 1 38429 0 0 Canadian National Railway Company Common 136375102 2205 32000 SH DFND 1 32000 0 0 Canadian Natural Resources Ltd. Common 136385101 588 19026 SH DFND 1 19026 0 0 Capital One Financial Corp. Common 14040H105 75206 911032 SH DFND 1 831328 0 79704 Capital One Financial Corp. Common 14040H105 19755 239304 SH DFND 2 239304 0 0 Capital One Financial Corp. Common 14040H105 10731 129996 SH DFND 3 129996 0 0 Cardinal Health, Inc. Common 14149Y108 32 400 SH DFND 1 400 0 0 CareFusion Corporation Common 14170T101 18052 304220 SH DFND 1 303649 0 571 CareFusion Corporation Common 14170T101 635 10703 SH DFND 3 10703 0 0 CareFusion Corporation Common 14170T101 985 16599 SH DFND 2 16599 0 0 CarMax, Inc. Common 143130102 2490 37400 SH DFND 1 37400 0 0 CarMax, Inc. Common 143130102 142 2135 SH DFND 3 2135 0 0 Carnival Corporation Common 143658300 874 19289 SH DFND 2 19289 0 0 Carnival Corporation Common 143658300 220 4862 SH DFND 3 4862 0 0 Carnival Corporation Common 143658300 13706 302353 SH DFND 1 301400 0 953 Carpenter Technology Corporation Common 144285103 8877 180237 SH DFND 1 180237 0 0 Carter's, Inc. Common 146229109 17849 204431 SH DFND 1 204431 0 0 Catamaran Corporation Common 148887102 133 2575 SH DFND 1 1368 0 1207 Caterpillar Inc. Common 149123101 27 290 SH DFND 1 290 0 0 CB Richard Ellis Group, Inc. Common 12504L109 103 3000 SH DFND 1 3000 0 0 CDK Global Inc. Common 12508E101 88 2165 SH DFND 1 2165 0 0 CDK Global Inc. Common 12508E101 65 1600 SH DFND 2 1600 0 0 Celanese Corp Ser - A Common 150870103 1246 20778 SH DFND 1 0 0 20778 Celgene Corp. Common 151020104 348 3111 SH DFND 1 3111 0 0 Cementos Pacasmayo S.A.A. - ADR ADR 15126Q109 106 12180 SH DFND 3 12180 0 0 Cemex S.A. de C.V. Spons ADR ADR 151290889 101 9935 SH DFND 3 9935 0 0 Cerner Corporation Common 156782104 899 13910 SH DFND 1 9265 0 4645 Chemed Corporation Common 16359R103 14167 134069 SH DFND 1 134069 0 0 Cheniere Energy, Inc. Common 16411R208 3199 45445 SH DFND 1 22433 0 23012 Chevron Corporation Common 166764100 102577 914396 SH DFND 1 866938 0 47458 Chevron Corporation Common 166764100 15248 135926 SH DFND 2 135926 0 0 Chevron Corporation Common 166764100 11789 105091 SH DFND 3 105091 0 0 China Mobile (Hong Kong) Limited Sp ADR ADR 16941M109 5842 99328 SH DFND 3 99328 0 0 China Mobile (Hong Kong) Limited Sp ADR ADR 16941M109 53281 905830 SH DFND 1 860270 0 45560 China Mobile (Hong Kong) Limited Sp ADR ADR 16941M109 13021 221372 SH DFND 2 221372 0 0 Chubb Corp. Common 171232101 393 3800 SH DFND 1 3800 0 0 CIGNA Corporation Common 125509109 1122 10905 SH DFND 1 10905 0 0 Cimarex Energy Co. Common 171798101 1182 11155 SH DFND 1 11155 0 0 Cisco Systems, Inc. Common 17275R102 8545 307195 SH DFND 1 301195 0 6000 Cisco Systems, Inc. Common 17275R102 465 16700 SH DFND 3 16700 0 0 Cisco Systems, Inc. Common 17275R102 333 11960 SH DFND 2 11960 0 0 CIT Group, Inc. Common 125581801 366 7650 SH DFND 1 7650 0 0 Citigroup Inc. Common 172967424 834 15413 SH DFND 1 15413 0 0 Clarcor Inc. Common 179895107 9686 145353 SH DFND 1 145353 0 0 Coca Cola Company Common 191216100 1160 27465 SH DFND 1 27465 0 0 Coca Cola Company Common 191216100 212 5029 SH DFND 2 5029 0 0 Coca-Cola Femsa, S.A. de C.V. - Sp ADR ADR 191241108 97 1120 SH DFND 3 1120 0 0 Colgate-Palmolive Common 194162103 95 1368 SH DFND 1 1368 0 0 Colgate-Palmolive Common 194162103 24487 353908 SH DFND 3 289846 0 64062 Comcast Corporation - CL A Class A 20030N101 15019 258898 SH DFND 2 258898 0 0 Comcast Corporation - CL A Class A 20030N101 63598 1096332 SH DFND 1 1009224 0 87108 Comcast Corporation - CL A Class A 20030N101 8024 138315 SH DFND 3 138315 0 0 Comcast Corporation - Special CL A Class A 20030N200 281 4876 SH DFND 1 4876 0 0 Community Health Care Common 203668108 2 31 SH DFND 1 31 0 0 Community Health Systems - CVR Right 203668116 0 450 SH DFND 1 450 0 0 ComScore Inc. Common 20564W105 132 2848 SH DFND 1 2848 0 0 Concho Resources Inc. Common 20605P101 339 3400 SH DFND 1 3400 0 0 Connecticut Water Service, Inc. Common 207797101 356 9798 SH DFND 1 9798 0 0 ConocoPhillips Common 20825C104 304 4406 SH DFND 1 4406 0 0 Constellation Brands, Inc. Common 21036P108 24 240 SH DFND 1 240 0 0 Continental Resources, Inc. Common 212015101 139 3624 SH DFND 1 3624 0 0 Corning Inc. Common 219350105 11 500 SH DFND 3 500 0 0 Corning Inc. Common 219350105 2847 124181 SH DFND 1 124181 0 0 CoStart Group Inc. Common 22160N109 12 63 SH DFND 1 63 0 0 Costco Wholesale Corporation Common 22160K105 163 1150 SH DFND 1 1150 0 0 Covance Inc. Common 222816100 52 500 SH DFND 1 500 0 0 Covidien PLC Common G2554F113 26 258 SH DFND 2 258 0 0 Covidien PLC Common G2554F113 891 8712 SH DFND 1 8712 0 0 CSX Corporation Common 126408103 21 580 SH DFND 1 580 0 0 Ctrip.com International - ADR ADR 22943F100 2819 61946 SH DFND 3 61946 0 0 Ctrip.com International - ADR ADR 22943F100 21269 467447 SH DFND 1 428791 0 38656 Ctrip.com International - ADR ADR 22943F100 6236 137058 SH DFND 2 137058 0 0 Cummins Engine Inc. Common 231021106 4 29 SH DFND 1 29 0 0 CVS/Caremark Corp. Common 126650100 313 3250 SH DFND 1 3250 0 0 Danaher Corporation Common 235851102 711 8298 SH DFND 1 8298 0 0 Darling Ingredients Inc. Common 237266101 7351 404774 SH DFND 2 404774 0 0 Darling Ingredients Inc. Common 237266101 4067 223976 SH DFND 3 223976 0 0 Darling Ingredients Inc. Common 237266101 25841 1422942 SH DFND 1 1275216 0 147726 Delphi Automotive PLC Common G27823106 8506 116971 SH DFND 3 116971 0 0 Delphi Automotive PLC Common G27823106 15483 212907 SH DFND 2 212907 0 0 Delphi Automotive PLC Common G27823106 57894 796122 SH DFND 1 729670 0 66452 Delta Air Lines, Inc. Common 247361702 2287 46494 SH DFND 1 0 0 46494 Devon Energy Corporation Common 25179M103 1326 21665 SH DFND 1 21665 0 0 Dexcom, Inc. Common 252131107 231 4199 SH DFND 1 2350 0 1849 Digital River, Inc. Common 25388B104 8047 325408 SH DFND 1 325408 0 0 DigitalGlobe Inc. Common 25389M877 12520 404269 SH DFND 1 404269 0 0 Dollar Tree, Inc. Common 256746108 27 380 SH DFND 1 380 0 0 Donaldson Company, Inc. Common 257651109 256 6630 SH DFND 1 6630 0 0 Dover Corp. Common 260003108 2772 38645 SH DFND 1 38645 0 0 Dr. Reddy's Laboratories Limited - ADR ADR 256135203 83 1648 SH DFND 1 910 0 738 Dresser-Rand Group, Inc. Common 261608103 2010 24576 SH DFND 1 24576 0 0 Duke Energy Corporation Common 26441C204 1128 13505 SH DFND 1 304 0 13201 Dupont, E.I. de Nemours & Co. Common 263534109 1944 26285 SH DFND 1 5646 0 20639 E-House China Holdings Ltd - ADR ADR 26852W103 13032 1799969 SH DFND 1 1654301 0 145668 E-House China Holdings Ltd - ADR ADR 26852W103 1705 235452 SH DFND 3 235452 0 0 E-House China Holdings Ltd - ADR ADR 26852W103 3735 515893 SH DFND 2 515893 0 0 Eagle Bancorp, Inc. Common 268948106 99 2792 SH DFND 1 2792 0 0 eBay Inc. Common 278642103 13727 244609 SH DFND 2 244609 0 0 eBay Inc. Common 278642103 58447 1041471 SH DFND 1 929921 0 111550 eBay Inc. Common 278642103 7510 133818 SH DFND 3 133818 0 0 Ecolab Inc. Common 278865100 209 2000 SH DFND 1 2000 0 0 Edwards Lifesciences Corporation Common 28176E108 17422 136770 SH DFND 1 135767 0 1003 Eli Lilly & Co. Common 532457108 486 7048 SH DFND 1 7048 0 0 Emerson Electric Co. Common 291011104 2216 35894 SH DFND 1 35894 0 0 Emerson Electric Co. Common 291011104 305 4948 SH DFND 2 4948 0 0 Enbridge Energy Partners, MLP Common 29250R106 2339 58610 SH DFND 1 58610 0 0 Enbridge Energy Partners, MLP Common 29250R106 48 1200 SH DFND 3 1200 0 0 Endo Health Solutions Inc. Common G30401106 27 370 SH DFND 1 370 0 0 Energy Select Sector SPDR Fund Exchange Traded Fund 81369Y506 0 4 SH DFND 1 4 0 0 Enersis S.A. Spons ADR ADR 29274F104 121 7545 SH DFND 3 7545 0 0 Enersis S.A. Spons ADR ADR 29274F104 704 43920 SH DFND 1 0 0 43920 Enlink Midstream Partners MLP Common 29336U107 73 2500 SH DFND 1 2500 0 0 Enterprise Products Partners MLP Common 293792107 66 1840 SH DFND 3 1840 0 0 Enterprise Products Partners MLP Common 293792107 1503 41610 SH DFND 1 41610 0 0 Envision Healthcare Holdings, Inc. Common 29413U103 180 5197 SH DFND 1 2830 0 2367 EOG Resources Inc. Common 26875P101 2560 27800 SH DFND 1 15114 0 12686 EPIQ Systems, Inc. Common 26882D109 9762 571569 SH DFND 1 571569 0 0 EQT Corporation Common 26884L109 832 10985 SH DFND 1 10985 0 0 EQT Midstream Partners MLP Common 26885B100 418 4750 SH DFND 1 4750 0 0 ExamWorks Group, Inc. Common 30066A105 26597 639511 SH DFND 1 639511 0 0 Expeditors International of Washington, Common 302130109 233 5230 SH DFND 1 5230 0 0 Express Scripts Holding, Inc. Common 30219G108 9050 106885 SH DFND 3 106885 0 0 Express Scripts Holding, Inc. Common 30219G108 72969 861804 SH DFND 1 767412 0 94392 Express Scripts Holding, Inc. Common 30219G108 16861 199137 SH DFND 2 199137 0 0 Exterran Partners MLP Common 30225N105 40 1850 SH DFND 1 1850 0 0 Exxon Mobil Corporation Common 30231G102 14838 160493 SH DFND 3 160493 0 0 Exxon Mobil Corporation Common 30231G102 49960 540397 SH DFND 1 540162 0 235 Exxon Mobil Corporation Common 30231G102 16000 173070 SH DFND 2 173070 0 0 Facebook Inc. Class A 30303M102 38 490 SH DFND 1 490 0 0 FactSet Research Systems, Inc. Common 303075105 18266 129775 SH DFND 1 129775 0 0 Fastenal Company Common 311900104 106 2230 SH DFND 1 2230 0 0 FedEx Corporation Common 31428X106 53 304 SH DFND 2 304 0 0 Fifth Third Bancorp Common 316773100 480 23550 SH DFND 1 23550 0 0 Financial Select Sector SPDR Fund Exchange Traded Fund 81369Y605 12 478 SH DFND 1 478 0 0 First Cash Financial Services, Inc. Common 31942D107 16919 303922 SH DFND 1 287180 0 16742 First Republic Bank Common 33616C100 332 6370 SH DFND 1 6370 0 0 FirstMerit Corporation Common 337915102 93 4909 SH DFND 1 4909 0 0 Fomento Economico Mexicano, S.A.-Sp ADR ADR 344419106 1112 12633 SH DFND 1 0 0 12633 Ford Motor Company Common 345370860 1479 95400 SH DFND 2 95400 0 0 Ford Motor Company Common 345370860 4184 269940 SH DFND 1 269940 0 0 Ford Motor Company Common 345370860 73 4715 SH DFND 3 4715 0 0 Foundation Medicine Inc. Common 350465100 58 2629 SH DFND 1 1460 0 1169 Fred's Inc. Common 356108100 8702 499855 SH DFND 1 499855 0 0 Freeport-McMoran Copper & Gold, Inc. Common 35671D857 358 15328 SH DFND 1 15328 0 0 Frontier Communications Company Common 35906A108 0 18 SH DFND 1 18 0 0 Gain Capital Holdings, Inc. Common 36268W100 397 43994 SH DFND 1 43994 0 0 General Electric Co. Common 369604103 6351 251340 SH DFND 1 251340 0 0 General Growth Properties, Inc. Common 370023103 4968 176595 SH DFND 1 176595 0 0 General Mills, Inc. Common 370334104 1126 21121 SH DFND 1 21121 0 0 General Motors Co. Common 37045V100 21 600 SH DFND 1 0 0 600 Gentherm Inc. Common 37253A103 12538 342371 SH DFND 1 342371 0 0 Gilead Sciences Inc. Common 375558103 674 7155 SH DFND 1 5794 0 1361 GlaxoSmithKline plc-ADR ADR 37733W105 207 4840 SH DFND 1 4840 0 0 Goldcorp Inc. Common 380956409 1501 81042 SH DFND 1 0 0 81042 Goldman Sachs Group, Inc. Common 38141G104 1103 5692 SH DFND 1 5692 0 0 Google Inc - Class C Class C 38259P706 12706 24138 SH DFND 2 24138 0 0 Google Inc - Class C Class C 38259P706 61609 117038 SH DFND 1 104284 0 12754 Google Inc - Class C Class C 38259P706 6948 13199 SH DFND 3 13199 0 0 Google Inc. - Class A Class A 38259P508 47488 89489 SH DFND 1 80360 0 9129 Google Inc. - Class A Class A 38259P508 12778 24079 SH DFND 2 24079 0 0 Google Inc. - Class A Class A 38259P508 7004 13199 SH DFND 3 13199 0 0 Grainger W W Inc. Common 384802104 510 2000 SH DFND 2 2000 0 0 Greatbatch, Inc. Common 39153L106 18725 379823 SH DFND 1 379823 0 0 Gruma S.A.B. de C.V. Sponsored ADR ADR 400131306 106 2545 SH DFND 3 2545 0 0 Grupo Aeroportuario del Sureste S.A. ADR 40051E202 90 679 SH DFND 3 679 0 0 Grupo FIn Santander- ADR B ADR 40053C105 98 9490 SH DFND 3 9490 0 0 Grupo FIn Santander- ADR B ADR 40053C105 3016 291156 SH DFND 1 53907 0 237249 Grupo Televisa S.A. - Spon ADR ADR 40049J206 157 4600 SH DFND 3 4600 0 0 Grupo Televisa S.A. - Spon ADR ADR 40049J206 1040 30528 SH DFND 1 0 0 30528 Guggenheim BulletShares 2015 High Yield Exchange Traded Fund 18383M423 317 12263 SH DFND 1 12263 0 0 Halliburton Co. Common 406216101 994 25273 SH DFND 1 25273 0 0 Halyard Health Inc. Common 40650V100 1 31 SH DFND 1 31 0 0 Hannon Armstrong Sustainable Common 41068X100 114 8038 SH DFND 1 8038 0 0 HCA Holdings Inc. Common 40412C101 557 7583 SH DFND 1 4149 0 3434 Healthcare Realty Trust Inc. Common 421946104 14 500 SH DFND 1 500 0 0 Healthcare Services Group. Common 421906108 23999 775919 SH DFND 1 775919 0 0 Helix Energy Solutions Group I Common 42330P107 109 5045 SH DFND 1 5045 0 0 Helmerich & Payne, Inc. Common 423452101 1500 22243 SH DFND 1 22243 0 0 Henry Schein, Inc. Common 806407102 316 2321 SH DFND 1 1270 0 1051 Hershey Foods Corp. Common 427866108 27 260 SH DFND 1 260 0 0 Hess Corp Common 42809H107 1253 16967 SH DFND 1 16967 0 0 Hewlett-Packard Company Common 428236103 1266 31548 SH DFND 1 31548 0 0 Home Depot Inc. Common 437076102 13519 128787 SH DFND 1 114771 0 14016 Home Depot Inc. Common 437076102 990 9430 SH DFND 3 9430 0 0 Honda Motor Co., Ltd ADR 438128308 3 106 SH DFND 1 106 0 0 Honeywell Inc. Common 438516106 69879 699351 SH DFND 1 610420 0 88931 Honeywell Inc. Common 438516106 15361 153728 SH DFND 2 153728 0 0 Honeywell Inc. Common 438516106 8872 88794 SH DFND 3 88794 0 0 Hospira, Inc. Common 441060100 1166 19041 SH DFND 1 17370 0 1671 Howard Hughes Corporation Common 44267D107 2207 16922 SH DFND 1 16922 0 0 HSBC Holdings PLC - Pfd, Preferred 404280604 180 7000 SH DFND 1 7000 0 0 Icici Bank Limited - Spon ADR ADR 45104G104 581 50300 SH DFND 1 0 0 50300 Illinois Tool Works Inc. Common 452308109 68088 718988 SH DFND 2 0 0 718988 Illinois Tool Works Inc. Common 452308109 1591 16803 SH DFND 1 16803 0 0 Illumina, Inc. Common 452327109 475 2576 SH DFND 1 1711 0 865 Imperva Inc. Common 45321L100 43 873 SH DFND 2 873 0 0 Incyte Corporation Common 45337C102 27647 378163 SH DFND 1 324952 0 53211 Incyte Corporation Common 45337C102 7725 105658 SH DFND 2 105658 0 0 Incyte Corporation Common 45337C102 4143 56668 SH DFND 3 56668 0 0 Infinity Pharmaceuticals Inc. Common 45665G303 20 1203 SH DFND 2 1203 0 0 ING Groep N.V. - Sponsored ADR ADR 456837103 1315 101400 SH DFND 1 101400 0 0 Inogen Inc Common 45780L104 4589 146300 SH DFND 1 146300 0 0 Insulet Corporation Common 45784P101 16935 367671 SH DFND 1 367671 0 0 Int'l Business Machines Corp. Common 459200101 11897 74154 SH DFND 1 74154 0 0 Int'l Business Machines Corp. Common 459200101 798 4975 SH DFND 3 4975 0 0 Int'l Business Machines Corp. Common 459200101 1015 6328 SH DFND 2 6328 0 0 Intel Corp. Common 458140100 183 5045 SH DFND 2 5045 0 0 Intel Corp. Common 458140100 166 4588 SH DFND 3 4588 0 0 Intel Corp. Common 458140100 4555 125515 SH DFND 1 125515 0 0 Interface, Inc. Common 458665304 273 16575 SH DFND 1 16575 0 0 International Paper Co. Common 460146103 4 80 SH DFND 1 80 0 0 InterXion Holding NV Common N47279109 11638 425684 SH DFND 1 406418 0 19266 InterXion Holding NV Common N47279109 3163 115701 SH DFND 2 115701 0 0 InterXion Holding NV Common N47279109 1425 52114 SH DFND 3 52114 0 0 Intralinks Holdings Incorporated Common 46118H104 192 16148 SH DFND 1 16148 0 0 Intuit Corp. Common 461202103 7 77 SH DFND 1 77 0 0 Intuitive Surgical, Inc. Common 46120E602 494 933 SH DFND 1 532 0 401 IPG Photonics Corporation Common 44980X109 10807 144251 SH DFND 1 144251 0 0 Iron Mountain Inc. Common 462846XXX 18270 472593 SH DFND 1 472593 0 0 iShares 0-5 Year TIPS Bond ETF Exchange Traded Fund 46429B747 565 5710 SH DFND 1 5710 0 0 iShares 1-3 Year Credit Bond ETF Exchange Traded Fund 464288646 806 7667 SH DFND 1 7667 0 0 iShares China Large-Cap ETF Exchange Traded Fund 464287184 76 1830 SH DFND 1 1830 0 0 iShares Core S&P 500 ETF Exchange Traded Fund 464287200 140 679 SH DFND 3 679 0 0 iShares Core S&P 500 ETF Exchange Traded Fund 464287200 704 3403 SH DFND 1 3403 0 0 iShares Core S&P Small-Cap ETF Exchange Traded Fund 464287804 798 7000 SH DFND 3 7000 0 0 iShares Core Total US Bond Market ETF Exchange Traded Fund 464287226 283 2569 SH DFND 2 2569 0 0 iShares Core Total US Bond Market ETF Exchange Traded Fund 464287226 133 1210 SH DFND 1 1210 0 0 iShares Global 100 ETF Exchange Traded Fund 464287572 131 1714 SH DFND 3 1714 0 0 iShares Global 100 ETF Exchange Traded Fund 464287572 106 1386 SH DFND 1 1386 0 0 iShares Gold Trust Exchange Traded Fund 464285105 504 44096 SH DFND 1 44096 0 0 iShares Gold Trust Exchange Traded Fund 464285105 77 6738 SH DFND 3 6738 0 0 iShares iBoxx $ Investment Grade Exchange Traded Fund 464287242 60 506 SH DFND 1 506 0 0 iShares MSCI ACWI ETF Exchange Traded Fund 464288257 14 235 SH DFND 1 235 0 0 iShares MSCI ACWI ETF Exchange Traded Fund 464288257 305 5208 SH DFND 2 5208 0 0 iShares MSCI Emerging Markets ETF Exchange Traded Fund 464287234 706 17968 SH DFND 2 17968 0 0 iShares MSCI Emerging Markets ETF Exchange Traded Fund 464287234 1797 45734 SH DFND 1 45034 0 700 iShares MSCI Emerging Markets ETF Exchange Traded Fund 464287234 933 23754 SH DFND 3 23754 0 0 iShares MSCI Japan ETF Exchange Traded Fund 464286848 32 2843 SH DFND 3 2843 0 0 iShares MSCI South Korea Capped ETF Exchange Traded Fund 464286772 94 1699 SH DFND 1 1699 0 0 iShares New York AMT-Free Muni Bond ETF Exchange Traded Fund 464288323 87 777 SH DFND 2 777 0 0 iShares Russell 2000 ETF Exchange Traded Fund 464287655 1768 14784 SH DFND 3 14784 0 0 iShares Russell 2000 ETF Exchange Traded Fund 464287655 12947 108236 SH DFND 1 108236 0 0 iShares Russell Mid-Cap Growth ETF Exchange Traded Fund 464287481 112 1200 SH DFND 1 1200 0 0 iShares S&P 500 Growth ETF Exchange Traded Fund 464287309 33 300 SH DFND 1 300 0 0 iShares S&P Small-Cap 600 Growth ETF Exchange Traded Fund 464287887 1224 10000 SH DFND 1 10000 0 0 iShares S&P Small-Cap 600 Growth ETF Exchange Traded Fund 464287887 612 5000 SH DFND 3 5000 0 0 iShares TIPS Bond ETF Exchange Traded Fund 464287176 12248 109349 SH DFND 1 109349 0 0 iShares TIPS Bond ETF Exchange Traded Fund 464287176 120 1069 SH DFND 2 1069 0 0 iShares TIPS Bond ETF Exchange Traded Fund 464287176 185 1650 SH DFND 3 1650 0 0 iShares US Preferred Stock ETF Exchange Traded Fund 464288687 237 6000 SH DFND 1 0 0 6000 Isis Pharmaceuticals, Inc. Common 464330109 160 2587 SH DFND 1 1628 0 959 J.P. Morgan Chase & Co. Common 46625H100 107776 1722210 SH DFND 1 1536617 0 185593 J.P. Morgan Chase & Co. Common 46625H100 24526 391912 SH DFND 2 391912 0 0 J.P. Morgan Chase & Co. Common 46625H100 13213 211142 SH DFND 3 211142 0 0 Jacobs Engineering Group, Inc. Common 469814107 56 1250 SH DFND 1 1250 0 0 Jazz Pharmaceuticals, Inc. Common G50871105 29 180 SH DFND 1 180 0 0 Johnson & Johnson Common 478160104 15875 151812 SH DFND 1 149422 0 2390 Johnson & Johnson Common 478160104 4789 45796 SH DFND 2 45796 0 0 Johnson & Johnson Common 478160104 147 1406 SH DFND 3 1406 0 0 Johnson Controls, Inc. Common 478366107 157 3240 SH DFND 1 3240 0 0 JPMorgan Alerian MLP Index ETN Exchange Traded Fund 46625H365 202 4403 SH DFND 1 4403 0 0 Kansas City Southern Common 485170302 2225 18231 SH DFND 1 1050 0 17181 KB Financial Group Inc. - ADR ADR 48241A105 223 6830 SH DFND 1 6830 0 0 Keycorp Common 493267108 2502 180000 SH DFND 1 180000 0 0 Keysight Technologies Inc. Common 49338L103 10 304 SH DFND 1 304 0 0 Kimberly-Clark Corp Common 494368103 29 250 SH DFND 1 250 0 0 Knowles Corp Common 49926D109 10 416 SH DFND 1 416 0 0 Kopin Corporation Common 500600101 278 76820 SH DFND 1 76820 0 0 Korea Electric Power Corp. SP ADR ADR 500631106 21279 1099099 SH DFND 1 1046579 0 52520 Korea Electric Power Corp. SP ADR ADR 500631106 2993 154598 SH DFND 2 154598 0 0 Kraft Foods Group Inc. Common 50076Q106 21 333 SH DFND 1 333 0 0 Lam Research Corporation Common 512807108 72 910 SH DFND 1 910 0 0 Las Vegas Sands Corp. Common 517834107 105 1800 SH DFND 1 1800 0 0 Lazard Ltd. - Cl. A Class A G54050102 552 11030 SH DFND 1 11030 0 0 Leju Holdings Ltd-ADR ADR 50187J108 279 25900 SH DFND 2 25900 0 0 Leju Holdings Ltd-ADR ADR 50187J108 973 90430 SH DFND 1 83793 0 6637 Leju Holdings Ltd-ADR ADR 50187J108 127 11789 SH DFND 3 11789 0 0 Lindsay Manufacturing Co. Common 535555106 300 3504 SH DFND 1 3504 0 0 Littelfuse, Inc. Common 537008104 14137 146236 SH DFND 1 146236 0 0 Lululemon Athletica Inc. Common 550021109 56 1000 SH DFND 1 1000 0 0 LyondellBasell Industries NV Class A N53745100 1 16 SH DFND 1 16 0 0 Macy's Inc. Common 55616P104 5901 89745 SH DFND 1 89745 0 0 Macy's Inc. Common 55616P104 2127 32350 SH DFND 2 32350 0 0 Macy's Inc. Common 55616P104 104 1583 SH DFND 3 1583 0 0 Madison Square Garden, Inc. Common 55826P100 525 6975 SH DFND 1 6975 0 0 Magellan Midstream Partners, MLP Common 559080106 534 6460 SH DFND 1 6460 0 0 Mallinckrodt PLC Common G5785G107 12698 128221 SH DFND 2 128221 0 0 Mallinckrodt PLC Common G5785G107 6650 67147 SH DFND 3 67147 0 0 Mallinckrodt PLC Common G5785G107 50324 508169 SH DFND 1 461645 0 46524 Marathon Petroleum Corporation Common 56585A102 15 166 SH DFND 1 166 0 0 Markwest Energy Partners, MLP Common 570759100 44 650 SH DFND 3 650 0 0 Markwest Energy Partners, MLP Common 570759100 64 950 SH DFND 1 950 0 0 Masimo Corporation Common 574795100 9316 353666 SH DFND 1 350822 0 2844 McDonald's Corporation Common 580135101 263 2802 SH DFND 3 2802 0 0 McDonald's Corporation Common 580135101 121 1289 SH DFND 2 1289 0 0 McDonald's Corporation Common 580135101 1093 11662 SH DFND 1 11662 0 0 McGraw Hill Financial Inc. Common 580645109 612 6880 SH DFND 1 6880 0 0 McGraw Hill Financial Inc. Common 580645109 11389 128000 SH DFND 2 128000 0 0 McKesson HBOC Inc. Common 58155Q103 21 100 SH DFND 3 100 0 0 McKesson HBOC Inc. Common 58155Q103 62 300 SH DFND 1 300 0 0 Mead Johnson Nutrition Company Common 582839106 25 245 SH DFND 2 245 0 0 Mead Johnson Nutrition Company Common 582839106 731 7267 SH DFND 1 7267 0 0 Medtronic, Inc. Common 585055106 1033 14314 SH DFND 1 11566 0 2748 Medtronic, Inc. Common 585055106 350 4853 SH DFND 3 4853 0 0 Mentor Graphics Common 587200106 17836 813682 SH DFND 1 813682 0 0 Merck & Co. Inc. Common 58933Y105 14656 258081 SH DFND 2 258081 0 0 Merck & Co. Inc. Common 58933Y105 7674 135135 SH DFND 3 135135 0 0 Merck & Co. Inc. Common 58933Y105 76860 1353400 SH DFND 1 1207216 0 146184 Merit Medical Systems, Inc. Common 589889104 12850 741465 SH DFND 1 741465 0 0 MetLife, Inc. Common 59156R108 432 7993 SH DFND 1 7993 0 0 MGM Resorts International Common 552953101 4434 207396 SH DFND 3 207396 0 0 MGM Resorts International Common 552953101 7604 355682 SH DFND 2 355682 0 0 MGM Resorts International Common 552953101 25924 1212523 SH DFND 1 1067579 0 144944 Microchip Technology Inc. Common 595017104 45 1000 SH DFND 1 1000 0 0 Micron Technology, Inc. Common 595112103 12 350 SH DFND 1 350 0 0 Microsemi Corp. Common 595137100 16329 575369 SH DFND 1 575369 0 0 Microsoft Corp. Common 594918104 11798 253996 SH DFND 3 253996 0 0 Microsoft Corp. Common 594918104 91670 1973510 SH DFND 1 1734521 0 238989 Microsoft Corp. Common 594918104 21518 463248 SH DFND 2 463248 0 0 Middlesex Water Company Common 596680108 298 12908 SH DFND 1 12908 0 0 Mistras Group Inc. Common 60649T107 8024 437740 SH DFND 1 437740 0 0 Mitsubishi UFJ Financial Group, Inc. ADR 606822104 3 500 SH DFND 1 500 0 0 Mohawk Industries Inc. Common 608190104 251 1615 SH DFND 1 1615 0 0 Molycorp, Inc. Common 608753109 0 100 SH DFND 1 0 0 100 Momenta Pharmaceuticals, Inc. Common 60877T100 83 6923 SH DFND 1 3588 0 3335 Monsanto Company Common 61166W101 1721 14409 SH DFND 1 14409 0 0 Morgan Stanley Common 617446448 11 275 SH DFND 1 275 0 0 Mueller Industries, Inc. Common 624756102 2048 60000 SH DFND 2 60000 0 0 National Instruments Corporation Common 636518102 1259 40507 SH DFND 1 40507 0 0 National Oilwell Varco, Inc. Common 637071101 25 375 SH DFND 3 375 0 0 National Oilwell Varco, Inc. Common 637071101 2671 40753 SH DFND 1 40753 0 0 National Oilwell Varco, Inc. Common 637071101 495 7555 SH DFND 2 7555 0 0 NetApp, Inc. Common 64110D104 895 21600 SH DFND 1 21600 0 0 NetApp, Inc. Common 64110D104 123 2964 SH DFND 2 2964 0 0 Newpark Resources, Inc. Common 651718504 7942 832515 SH DFND 1 832515 0 0 NextEra Energy, Inc. Common 65339F101 62 585 SH DFND 1 585 0 0 NIC Inc. Common 62914B100 10049 558611 SH DFND 1 558611 0 0 Nielsen Holdings N.V. Common N63218106 19 420 SH DFND 1 420 0 0 Noble Energy, Inc. Common 655044105 251 5290 SH DFND 2 5290 0 0 Noble Energy, Inc. Common 655044105 4058 85562 SH DFND 1 85562 0 0 Noble Energy, Inc. Common 655044105 54 1140 SH DFND 3 1140 0 0 Norfolk Southern Corp. Common 655844108 1335 12180 SH DFND 3 12180 0 0 Northern Trust Corporation Common 665859104 601 8920 SH DFND 1 8920 0 0 Novartis AG - ADR ADR 66987V109 17790 191992 SH DFND 2 191992 0 0 Novartis AG - ADR ADR 66987V109 80392 867598 SH DFND 1 824855 0 42743 Novartis AG - ADR ADR 66987V109 7264 78399 SH DFND 3 78399 0 0 Novo Nordisk A/S-Spons ADR ADR 670100205 1681 39710 SH DFND 1 39710 0 0 Occidental Petroleum Corporation Common 674599105 1344 16678 SH DFND 1 16678 0 0 Oceaneering International, Inc Common 675232102 130 2211 SH DFND 1 2211 0 0 Oceaneering International, Inc Common 675232102 63 1076 SH DFND 2 1076 0 0 Oiltanking Partners MLP Common 678049107 78 1680 SH DFND 3 1680 0 0 Omnicell, Inc. Common 68213N109 15376 464265 SH DFND 1 461745 0 2520 Omnicom Group Common 681919106 46 600 SH DFND 1 600 0 0 Oneok Partners MLP Common 68268N103 111 2800 SH DFND 1 2800 0 0 Oracle Corporation Common 68389X105 8070 179442 SH DFND 3 179442 0 0 Oracle Corporation Common 68389X105 45468 1011073 SH DFND 2 1011073 0 0 Oracle Corporation Common 68389X105 109837 2442456 SH DFND 1 2293196 0 149260 PACCAR Inc. Common 693718108 18 270 SH DFND 1 270 0 0 Parker Drilling Company Common 701081101 3975 1294759 SH DFND 1 1294759 0 0 PartnerRe Ltd. Common G6852T105 365 3200 SH DFND 1 3200 0 0 Paychex, Inc. Common 704326107 23 500 SH DFND 1 500 0 0 Pentair, PLC Common G7S00T104 51207 770951 SH DFND 1 715908 0 55043 Pentair, PLC Common G7S00T104 6857 103243 SH DFND 3 103243 0 0 Pentair, PLC Common G7S00T104 12752 191997 SH DFND 2 191997 0 0 Pepsico, Inc Common 713448108 683 7227 SH DFND 2 7227 0 0 Pepsico, Inc Common 713448108 630 6663 SH DFND 3 6663 0 0 Pepsico, Inc Common 713448108 8684 91834 SH DFND 1 91834 0 0 PetroChina Company Ltd. -ADR ADR 71646E100 0 3 SH DFND 1 3 0 0 Pfizer Inc. Common 717081103 148 4750 SH DFND 2 4750 0 0 Pfizer Inc. Common 717081103 1856 59568 SH DFND 1 52296 0 7272 Pfizer Inc. Common 717081103 329 10560 SH DFND 3 10560 0 0 Philip Morris International Inc. Common 718172109 38 464 SH DFND 1 464 0 0 Philippine Long Distance Telephone ADR 718252604 3685 58220 SH DFND 1 41101 0 17119 Phillips 66 Common 718546104 41 576 SH DFND 1 576 0 0 PIMCO Total Return - ETF Exchange Traded Fund 72201R775 199 1855 SH DFND 3 1855 0 0 Plains All American Pipeline, MLP Common 726503105 1655 32247 SH DFND 1 32247 0 0 Plains All American Pipeline, MLP Common 726503105 62 1200 SH DFND 3 1200 0 0 Plum Creek Timber Company, Inc. Common 729251108 128 3000 SH DFND 1 3000 0 0 Polaris Industries Inc. Common 731068102 121 800 SH DFND 1 800 0 0 PowerShares Cleantech Portfolio Exchange Traded Fund 73935X278 14 500 SH DFND 1 500 0 0 PowerShares Commodity Index Tracking Exchange Traded Fund 73935S105 328 17775 SH DFND 1 17775 0 0 PowerShares Commodity Index Tracking Exchange Traded Fund 73935S105 76 4100 SH DFND 3 4100 0 0 PowerShares Financial Preferred Exchange Traded Fund 73935X229 465 25460 SH DFND 1 25460 0 0 PowerShares QQQ Trust, Series 1 Exchange Traded Fund 73935A104 1324 12825 SH DFND 1 12825 0 0 PPG Industries, Inc. Common 693506107 32 140 SH DFND 1 140 0 0 PPL Corporation Common 69351T106 19 517 SH DFND 1 517 0 0 Praxair, Inc. Common 74005P104 3233 24957 SH DFND 1 24957 0 0 Praxair, Inc. Common 74005P104 52 400 SH DFND 3 400 0 0 Praxair, Inc. Common 74005P104 965 7450 SH DFND 2 7450 0 0 Precision Castparts Corp. Common 740189105 958 3978 SH DFND 1 100 0 3878 Priceline.com Inc Common 741503403 62 54 SH DFND 1 54 0 0 Procter & Gamble Co. Common 742718109 1566 17196 SH DFND 2 17196 0 0 Procter & Gamble Co. Common 742718109 3671 40301 SH DFND 1 40301 0 0 Progressive Corporation Common 743315103 106 3942 SH DFND 3 3942 0 0 PROS Holdings, Inc. Common 74346Y103 13742 500057 SH DFND 1 500057 0 0 PT Telekomunikasi Indonesia - Tbk ADR ADR 715684106 27 600 SH DFND 1 600 0 0 Pulte Group Inc. Common 745867101 413 19230 SH DFND 1 19230 0 0 PVH Corp. Common 693656100 515 4020 SH DFND 2 4020 0 0 PVH Corp. Common 693656100 26 200 SH DFND 3 200 0 0 PVH Corp. Common 693656100 1454 11342 SH DFND 1 11342 0 0 Qualcomm Inc. Common 747525103 6086 81882 SH DFND 3 81882 0 0 Qualcomm Inc. Common 747525103 51982 699342 SH DFND 1 634330 0 65012 Qualcomm Inc. Common 747525103 10988 147821 SH DFND 2 147821 0 0 Questar Corporation Common 748356102 1628 64379 SH DFND 1 26310 0 38069 Randgold Resources Limited - ADR ADR 752344309 119 1760 SH DFND 1 1760 0 0 Range Resources Corp. Common 75281A109 9154 171262 SH DFND 1 171262 0 0 Redwood Trust, Inc. Common 758075402 53 2690 SH DFND 1 2690 0 0 Regency Energy Partners MLP Common 75885Y107 58 2397 SH DFND 1 2397 0 0 Regeneron Pharmaceuticals Common 75886F107 25730 62717 SH DFND 1 53045 0 9672 Regeneron Pharmaceuticals Common 75886F107 3112 7586 SH DFND 3 7586 0 0 Regeneron Pharmaceuticals Common 75886F107 5881 14335 SH DFND 2 14335 0 0 Reinsurance Group of America, Inc. Common 759351604 7081 80810 SH DFND 3 80810 0 0 Reinsurance Group of America, Inc. Common 759351604 13264 151376 SH DFND 2 151376 0 0 Reinsurance Group of America, Inc. Common 759351604 52282 596695 SH DFND 1 525920 0 70775 Renaissance Holdings Ltd. Common G7496G103 1718 17667 SH DFND 1 17667 0 0 ResMed Inc. Common 761152107 10453 186459 SH DFND 1 186459 0 0 Rock-Tenn Company Common 772739207 183 3000 SH DFND 1 3000 0 0 Roper Industries Inc. Common 776696106 86 550 SH DFND 3 550 0 0 Roper Industries Inc. Common 776696106 5015 32076 SH DFND 1 32076 0 0 Roper Industries Inc. Common 776696106 1642 10500 SH DFND 2 10500 0 0 Royal Bank of Scotland 6.75% Pfd Preferred 780097754 276 10870 SH DFND 1 10870 0 0 Royal Caribbean Cruises Ltd. Common V7780T103 20253 245705 SH DFND 2 245705 0 0 Royal Caribbean Cruises Ltd. Common V7780T103 12749 154667 SH DFND 3 154667 0 0 Royal Caribbean Cruises Ltd. Common V7780T103 69637 844805 SH DFND 1 744826 0 99979 Royal Dutch Shell PLC-ADR A ADR 780259206 39791 594334 SH DFND 1 587059 0 7275 Royal Dutch Shell PLC-ADR A ADR 780259206 3144 46962 SH DFND 3 46962 0 0 Royal Dutch Shell PLC-ADR A ADR 780259206 6424 95945 SH DFND 2 95945 0 0 Salesforce.com, Inc. Common 79466L302 36 600 SH DFND 1 600 0 0 SanDisk Corporation Common 80004C101 170 1734 SH DFND 1 1734 0 0 Sangamo Biosciences, Inc. Common 800677106 87 5697 SH DFND 1 3120 0 2577 Sanofi-Aventis - ADR ADR 80105N105 231 5070 SH DFND 2 5070 0 0 Sanofi-Aventis - ADR ADR 80105N105 57 1259 SH DFND 3 1259 0 0 Sanofi-Aventis - ADR ADR 80105N105 3900 85517 SH DFND 1 77577 0 7940 Sapient Corporation Common 803062108 205 8246 SH DFND 1 8246 0 0 Schlumberger Ltd. Common 806857108 9 100 SH DFND 3 100 0 0 Schlumberger Ltd. Common 806857108 960 11240 SH DFND 1 11240 0 0 Seattle Genetics, Inc. Common 812578102 80 2500 SH DFND 1 2500 0 0 Shire PLC - ADR ADR 82481R106 43 202 SH DFND 1 202 0 0 Simpson Manufacturing Co., Inc. Common 829073105 8750 252876 SH DFND 1 252876 0 0 SLM Corporation Common 78442P106 304 29842 SH DFND 1 29842 0 0 Smith & Nephew plc ADR ADR 83175M205 356 9694 SH DFND 1 5155 0 4539 Smith (A.O.) Corp Common 831865209 553 9804 SH DFND 1 9804 0 0 Solazyme Inc. Common 83415T101 87 33882 SH DFND 1 33882 0 0 Solera Holdings Inc. Common 83421A104 8201 160234 SH DFND 1 160234 0 0 Southwest Airlines Co. Common 844741108 255 6028 SH DFND 3 6028 0 0 Southwest Airlines Co. Common 844741108 2674 63183 SH DFND 2 63183 0 0 Southwest Airlines Co. Common 844741108 18297 432340 SH DFND 1 431633 0 707 SPDR Dow Jones Industrial Average ETF Exchange Traded Fund 78467X109 8638 48562 SH DFND 1 48562 0 0 SPDR Gold Shares Exchange Traded Fund 78463V107 1855 16335 SH DFND 1 16335 0 0 SPDR Gold Shares Exchange Traded Fund 78463V107 334 2945 SH DFND 3 2945 0 0 SPDR Gold Shares Exchange Traded Fund 78463V107 901 7931 SH DFND 2 7931 0 0 SPDR KBW Regional Banking ETF Exchange Traded Fund 78464A698 5408 132872 SH DFND 1 132872 0 0 SPDR S&P 500 ETF Trust Exchange Traded Fund 78462F103 4340 21113 SH DFND 3 21113 0 0 SPDR S&P 500 ETF Trust Exchange Traded Fund 78462F103 1591 7739 SH DFND 2 7739 0 0 SPDR S&P 500 ETF Trust Exchange Traded Fund 78462F103 76636 372852 SH DFND 1 356082 0 16770 SPDR S&P Mid-Cap 400 ETF Trust Exchange Traded Fund 78467Y107 19 72 SH DFND 1 72 0 0 Spectra Energy Corporation Common 847560109 874 24070 SH DFND 1 24070 0 0 Spectra Energy Partners MLP Common 84756N109 356 6250 SH DFND 1 6250 0 0 Spectra Energy Partners MLP Common 84756N109 20 350 SH DFND 3 350 0 0 St. Jude Medical Common 790849103 10251 157639 SH DFND 2 157639 0 0 St. Jude Medical Common 790849103 6053 93077 SH DFND 3 93077 0 0 St. Jude Medical Common 790849103 44808 689031 SH DFND 1 606680 0 82351 Staples, Inc. Common 855030102 145 7998 SH DFND 2 7998 0 0 Starbucks Corporation Common 855244109 20 240 SH DFND 1 240 0 0 State Street Corp. Common 857477103 118 1500 SH DFND 1 1500 0 0 Stericycle, Inc. Common 858912108 22981 175317 SH DFND 1 175317 0 0 Stryker Corporation Common 863667101 417 4425 SH DFND 1 4425 0 0 Suncor Energy Inc. Common 867224107 17 530 SH DFND 1 530 0 0 SunEdison, Inc. Common 86732Y109 6 316 SH DFND 1 316 0 0 Sunoco Logistics Partners MLP Common 86764L108 3092 74000 SH DFND 1 74000 0 0 Symantec Corporation Common 871503108 4 163 SH DFND 1 163 0 0 Synchronoss Technologies, Inc. Common 87157B103 11653 278375 SH DFND 1 278375 0 0 SYSCO Corporation Common 871829107 95 2400 SH DFND 2 2400 0 0 SYSCO Corporation Common 871829107 239 6032 SH DFND 1 6032 0 0 Taiwan Semiconductor Manufacturing ADR 874039100 108 4810 SH DFND 1 4810 0 0 Talisman Energy Inc. Common 87425E103 1 74 SH DFND 1 74 0 0 Target Corporation Common 87612E106 434 5713 SH DFND 2 5713 0 0 Target Corporation Common 87612E106 180 2374 SH DFND 3 2374 0 0 Target Corporation Common 87612E106 6033 79470 SH DFND 1 79180 0 290 TCF Financial Corporation Common 872275102 247 15520 SH DFND 1 15520 0 0 Teekay LNG Partners MLP Common Y8564M105 43 991 SH DFND 3 991 0 0 Tenet Healthcare Corporation Common 88033G407 136 2682 SH DFND 1 1490 0 1192 Tesoro Logistics LP Common 88160T107 24 410 SH DFND 3 410 0 0 Tetra Tech, Inc. Common 88162G103 323 12100 SH DFND 1 12100 0 0 Teva Pharmaceutical Industries Ltd. ADR ADR 881624209 123 2140 SH DFND 1 2140 0 0 Textron Inc. Common 883203101 22 530 SH DFND 1 530 0 0 The ADT Corporation Common 00101J106 1 32 SH DFND 1 32 0 0 The Blackstone Group MLP Common 09253U108 203 6000 SH DFND 1 6000 0 0 The Cooper Companies, Inc. Common 216648402 32 200 SH DFND 1 200 0 0 The Dow Chemical Company Common 260543103 172 3761 SH DFND 1 3761 0 0 The Estee Lauder Companies Inc. Class A Class A 518439104 566 7422 SH DFND 1 7422 0 0 The TJX Companies, Inc. Common 872540109 165 2400 SH DFND 1 2400 0 0 The Travelers Companies, Inc. Common 89417E109 42 400 SH DFND 3 400 0 0 The Travelers Companies, Inc. Common 89417E109 5 48 SH DFND 1 48 0 0 The Walt Disney Company Common 254687106 233 2472 SH DFND 2 2472 0 0 The Walt Disney Company Common 254687106 206 2183 SH DFND 3 2183 0 0 The Walt Disney Company Common 254687106 1911 20291 SH DFND 1 20291 0 0 Thermo Fisher Scientific Inc. Common 883556102 2003 15988 SH DFND 1 15548 0 440 Thoratec Laboratories Corporation Common 885175307 219 6750 SH DFND 1 3718 0 3032 Time Inc. Common 887228104 42 1687 SH DFND 1 1687 0 0 Time Warner Cable, Inc. Common 88732J207 979 6440 SH DFND 1 6440 0 0 Time Warner Inc. Common 887317303 1153 13500 SH DFND 1 13500 0 0 Tornier NV Common N87237108 174 6809 SH DFND 1 3580 0 3229 Toronto-Dominion Bank Common 891160509 71597 1498477 SH DFND 1 1434145 0 64332 Toronto-Dominion Bank Common 891160509 8210 171828 SH DFND 3 171828 0 0 Toronto-Dominion Bank Common 891160509 19127 400307 SH DFND 2 400307 0 0 Total SA - Spons ADR ADR 89151E109 2357 46030 SH DFND 1 46030 0 0 TransCanada Corporation Common 89353D107 29 600 SH DFND 1 600 0 0 Transocean Inc Common H8817H100 4 199 SH DFND 1 199 0 0 Trimble Navigation Limited Common 896239100 16646 627200 SH DFND 1 627200 0 0 Triumph Group, Inc. Common 896818101 16982 252630 SH DFND 1 252630 0 0 Twenty First Century Fox, Inc. - A Class A 90130A101 28 740 SH DFND 1 740 0 0 Ultragenyx Pharmaceutical Inc. Common 90400D108 497 11329 SH DFND 1 6097 0 5232 Ultrapar Participacoes SA - Spons ADR ADR 90400P101 124 6486 SH DFND 3 6486 0 0 Unilever Plc - Sponsored ADR ADR 904767704 2859 70619 SH DFND 1 70619 0 0 Unilever Plc - Sponsored ADR ADR 904767704 48 1197 SH DFND 3 1197 0 0 Unilever Plc - Sponsored ADR ADR 904767704 984 24300 SH DFND 2 24300 0 0 Union Pacific Corp. Common 907818108 1549 13000 SH DFND 1 13000 0 0 Union Pacific Corp. Common 907818108 2859 24000 SH DFND 2 24000 0 0 United Bankshares Inc. Common 909907107 397 10588 SH DFND 1 8700 0 1888 United Continental Holdings Inc. Common 910047109 74879 1119435 SH DFND 1 965059 0 154376 United Continental Holdings Inc. Common 910047109 11702 174948 SH DFND 3 174948 0 0 United Continental Holdings Inc. Common 910047109 21085 315224 SH DFND 2 315224 0 0 United Parcel Service Class B Common 911312106 6753 60745 SH DFND 1 60745 0 0 United Parcel Service Class B Common 911312106 84 759 SH DFND 3 759 0 0 United Parcel Service Class B Common 911312106 1576 14180 SH DFND 2 14180 0 0 United Technologies Corp. Common 913017109 437 3800 SH DFND 1 3800 0 0 UnitedHealth Group Inc. Common 91324P102 2244 22200 SH DFND 1 19728 0 2472 US Bancorp Common 902973304 1639 36470 SH DFND 1 36470 0 0 V.F. Corporation Common 918204108 21 280 SH DFND 1 280 0 0 Vale SA (ADR) ADR 91912E105 0 44 SH DFND 1 44 0 0 Valero Energy Corporation Common 91913Y100 26 520 SH DFND 1 520 0 0 Vanguard Dividend Appreciation Index Fd Exchange Traded Fund 921908844 2167 26698 SH DFND 1 26698 0 0 Vanguard Emerging Markets ETF Exchange Traded Fund 922042858 28740 718149 SH DFND 1 154673 0 563476 Vanguard Emerging Markets ETF Exchange Traded Fund 922042858 425 10624 SH DFND 2 10624 0 0 Vanguard Emerging Markets ETF Exchange Traded Fund 922042858 5794 144781 SH DFND 3 144781 0 0 Vanguard Ftse All-World Ex-US Index Fund Exchange Traded Fund 922042775 961 20500 SH DFND 1 20500 0 0 Vanguard FTSE Developed Markets ETF Exchange Traded Fund 921943858 18 473 SH DFND 2 473 0 0 Vanguard FTSE Developed Markets ETF Exchange Traded Fund 921943858 259 6834 SH DFND 1 6834 0 0 Vanguard FTSE Developed Markets ETF Exchange Traded Fund 921943858 92 2435 SH DFND 3 2435 0 0 Vanguard Mortgage Backed Securities ETF Exchange Traded Fund 92206C771 7115 134222 SH DFND 2 134222 0 0 Vanguard Mortgage Backed Securities ETF Exchange Traded Fund 92206C771 13098 247092 SH DFND 1 244680 0 2412 Vanguard Mortgage Backed Securities ETF Exchange Traded Fund 92206C771 8073 152298 SH DFND 3 152298 0 0 Vanguard REIT VIPERs Exchange Traded Fund 922908553 20 250 SH DFND 1 250 0 0 Vanguard Russell 2000 ETF Exchange Traded Fund 92206C664 70 728 SH DFND 1 728 0 0 Vanguard S&P 500 ETF Exchange Traded Fund 922908363 344 1828 SH DFND 1 1828 0 0 Vanguard Short-Term Bond ETF Exchange Traded Fund 921937827 65 818 SH DFND 3 818 0 0 Vanguard Short-Term Bond ETF Exchange Traded Fund 921937827 597 7470 SH DFND 2 7470 0 0 Vanguard Short-Term Bond ETF Exchange Traded Fund 921937827 684 8559 SH DFND 1 8559 0 0 Verisk Analytics, Inc. Common 92345Y106 194 3022 SH DFND 1 3022 0 0 Verizon Communications Common 92343V104 1223 26138 SH DFND 1 26138 0 0 Verizon Communications Common 92343V104 122 2611 SH DFND 2 2611 0 0 Visa Inc - Class A Shares Class A 92826C839 11167 42588 SH DFND 3 42588 0 0 Visa Inc - Class A Shares Class A 92826C839 21251 81050 SH DFND 2 81050 0 0 Visa Inc - Class A Shares Class A 92826C839 87110 332229 SH DFND 1 306242 0 25987 Vocera Communications Inc. Common 92857F107 6073 582831 SH DFND 1 582831 0 0 Vodafone Group PLC - SP ADR ADR 92857W308 185 5416 SH DFND 2 5416 0 0 Vodafone Group PLC - SP ADR ADR 92857W308 1405 41114 SH DFND 1 41114 0 0 Volcano Corporation Common 928645100 7405 414125 SH DFND 1 406644 0 7481 Wal-Mart Stores, Inc. Common 931142103 19874 231411 SH DFND 2 231411 0 0 Wal-Mart Stores, Inc. Common 931142103 11273 131270 SH DFND 3 131270 0 0 Wal-Mart Stores, Inc. Common 931142103 82993 966386 SH DFND 1 895858 0 70528 Walgreens Boots Alliance Inc Common 931427108 11 138 SH DFND 1 138 0 0 Walgreens Boots Alliance Inc Common 931427108 183 2400 SH DFND 2 2400 0 0 Waters Corporation Common 941848103 688 6104 SH DFND 1 5266 0 838 Weatherford International PLC Common G48833100 6 490 SH DFND 1 490 0 0 Wells Fargo Company Common 949746101 11377 207541 SH DFND 3 207541 0 0 Wells Fargo Company Common 949746101 96169 1754275 SH DFND 1 1551033 0 203242 Wells Fargo Company Common 949746101 22374 408129 SH DFND 2 408129 0 0 Western Digital Corporation Common 958102105 120 1086 SH DFND 1 1086 0 0 Western Gas Partners MLP Common 958254104 3037 41570 SH DFND 1 41570 0 0 Western Gas Partners MLP Common 958254104 37 500 SH DFND 3 500 0 0 Weyerhaeuser Company Common 962166104 4 122 SH DFND 1 122 0 0 Whole Foods Market, Inc. Common 966837106 107 2120 SH DFND 1 2120 0 0 Williams Co Inc. Common 969457100 2964 65963 SH DFND 1 40310 0 25653 Williams Partners MLP Common 96950F104 36 810 SH DFND 3 810 0 0 Williams Partners MLP Common 96950F104 148 3300 SH DFND 1 3300 0 0 Xylem Inc. Common 98419M100 822 21593 SH DFND 1 21593 0 0 Yum! Brands, Inc. Common 988498101 8967 123082 SH DFND 2 123082 0 0 Yum! Brands, Inc. Common 988498101 5260 72210 SH DFND 3 72210 0 0 Yum! Brands, Inc. Common 988498101 39886 547511 SH DFND 1 487326 0 60185 Zimmer Holdings, Inc. Common 98956P102 1032 9100 SH DFND 1 9100 0 0